9 Sox Advisory Jobs

You will be joining RSM, a leading provider of professional services to the middle market globally. At RSM, you will have the opportunity to work directly with clients, key decision makers, and business owners across various industries and geographies, ensuring the delivery of a top-quality client experience. RSM values diversity and inclusivity, fostering a team environment where you will be valued as an individual, mentored as a future leader, and recognized for your achievements. **Key Responsibilities:** - Assist clients from diverse industries in addressing complex strategic, operational, compliance, and governance challenges - Engage in offerings such as AML & Regulatory Compliance, ER...

Qualification and Minimum Entry Requirements Chartered Accountant/CPA/CMA with 0 to 1 year of experience in US-based internal audit, SOX advisory, financial controls, contract compliance, and credit reviews Strong understanding of financial and operational audits, and ability to design and assess internal controls over financial reporting and SOX 404 Must have proficiency in Excel, Word, PowerPoint, and MS Visio and openness to leverage new tools. Comfortable with hybrid work environment, strong project management, time management, prioritization and multitasking skills. Excellent verbal and written communication skills in English required for frequent communication with RSM International cl...

Responsibilities: Frequently work with US engagement teams as or alongside a clients internal audit function, the chief risk officer or risk function, Sarbanes-Oxley project team, and various other members of management tasked with managing risk. Help clients with identifying and prioritizing risk and leveraging process and controls to reduce risk exposure. Create/review narratives or flowcharts for a process. Identify and review all risks and controls for a process as needed. Use problem solving and critical thinking skills to quickly identify internal control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best advise our clients. Exercise profession...

Qualification and Minimum Entry Requirements Chartered Accountant with 8 to10 years of experience in US-based internal audit, SOX advisory, financial controls, contract compliance, and credit reviews Strong understanding of financial and operational audits, and ability to design and assess internal controls over financial reporting and SOX 404 Experience leading project-based work with milestones and workflow driven by objectives and defined timelines Must have advanced proficiency in Excel, Word, PowerPoint, PowerBI, MS Forms, and MS Visio and openness to leverage new tools Adept at managing 10-12 team members, mentoring, and guiding them through their career trajectories Comfortable with h...

About this role: Wells Fargo is seeking a Financial Controls Associate. In this role, you will: Consult with the line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters Identify compliance and risk management requirements for supported area Communicate and provide consultation regularly with stakeholders throughout the enterprise Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework Support implementation of simple to moderate projects and initiatives Collaborate and consult with peers, colleagues and managers to resolve issues and achieve goals R...

As a Chartered Accountant with 2 to 3 years of experience in US-based internal audit, SOX advisory, financial controls, contract compliance, and credit reviews, you will frequently work with US engagement teams, a client's internal audit function, chief risk officer or risk function, Sarbanes-Oxley project team, and various other members of management tasked with managing risk. Your responsibilities will include identifying and prioritizing risk, leveraging process and controls to reduce risk exposure, creating/reviewing narratives or flowcharts for a process, identifying and reviewing all risks and controls for a process as needed, and using problem-solving and critical thinking skills to q...

As the leading provider of professional services to the middle market globally, our purpose at RSM is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience, as well as our ability to be compelling to our clients. At RSM, you will find an environment that inspires and empowers you to thrive both personally and professionally. We believe there is no one like you, and that's why there's nowhere like RSM. Qualification And Minimum Entry Requirements As a Chartered Accountant with 2 to 3 years of experience in US-based internal audit, SOX advisory, ...

Responsibilities: Frequently work with US engagement teams as or alongside a clients internal audit function, the chief risk officer or risk function, Sarbanes-Oxley project team, and various other members of management tasked with managing risk. Help clients with identifying and prioritizing risk and leveraging process and controls to reduce risk exposure. Create/review narratives or flowcharts for a process. Identify and review all risks and controls for a process as needed. Use problem solving and critical thinking skills to quickly identify internal control deficiencies, evaluate their risk implications, and draw the appropriate conclusions to best advise our clients. Exercise profession...

About this role: Wells Fargo is seeking a Financial Controls Analyst In this role, you will: Consult with the line of business and enterprise functions on financial reporting or information technology governance, and controls and oversight matters Identify compliance and risk management requirements for supported area Provide oversight for testing and monitoring involving moderate to complex subject matter or control areas Communicate and provide consultation regularly with stakeholders throughout the enterprise Implement, operate, and report results of certain elements of the company's policy, governance and oversight framework Support implementation of moderate to complex projects and init...