Senior Manager Depository Participant BGSE Financials LTD

2.0 - 4.0 years

6 - 6 Lacs

Bengaluru, Karnataka, India

On-site

DP- Senioir manager HOD - DP & Commodity, RMS Overall supervision of DP,Commodity& RMS Implementation of new back office software Overall responsibilities as below Settlement- Dis execution- Market, Off Market, Pledge Transmission Closure of Accounts Account Opening - NSDL,CDSL, KYC, ReKYC, CKYC, Modifications, KRA etc - DP, Trading, Commodity, & SLBM Demat-Remat- Redemption Billing- Daily billing process Modification of Accounts- Demat/Trading Pledge/Release activities Interacting with on boarding client - Front office Interacting with clients over phone/Email Branch Interaction on regular basis/query related Ensuring of smooth process on daily basis Training to new joinees SLBM - Client registration Billing Etc., PMLA / AML Compliance and Reporting Other department related co-ordination for smooth functioning of day to day activities Compliance work Relavant NISM Certification at DP, MCX, & RMS AIML Reporting All compliance related to DP/MCX and RMS Filing of Compliance Certificate Client Funding Report Filing of Risk Based Supervision AI & ML Reporting Filing of Networth Filing of Internal Audit Report Replies to the queries on the regulators Filing Reports of FIU SEBI Compliance Liasioning with clearing members in the case of NCDEX & MCX Enhanced Supervision in BSE & NSE

Posted 1 month ago

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