37 Sftr Jobs

Role Overview: You are required to lead and manage QA activities within the Trade Regulatory Reporting domain, ensuring high-quality testing delivery aligned with program goals. Your responsibilities will include defining test strategies, coordinating with cross-functional teams, identifying risks, providing mentorship to QA team members, and reporting progress to stakeholders and senior management. Key Responsibilities: - Lead and manage QA activities across multiple projects within the Trade Regulatory Reporting domain. - Define and implement test strategies, plans, and processes aligned with program goals. - Coordinate with cross-functional teams to ensure comprehensive test coverage. - E...

As a highly skilled Technology Support Analyst, your role will involve providing L2/L3 production support for Broadridge's Regulatory Reporting platform. Your deep expertise in supporting the platform will be crucial in ensuring high availability and stability of the system. Additionally, you will investigate, triage, and resolve application issues and data discrepancies across front-to-back systems. As the subject matter expert (SME) for the platform within the support team, you will work closely with business, operations, and technology teams to guarantee timely and effective resolution of production issues in a critical financial reporting environment. Key Responsibilities: - Provide L2/L...

As a Senior Associate supporting the Trade and Transaction Reporting team within the Regulatory Consulting practice, you will play a crucial role in providing comprehensive support to clients in various investment firms. Your key responsibilities will include: - Providing regulatory reporting support for regimes such as MiFIR, EMIR Refit, SFTR, ASIC, MAS, CFTC, and HKMA - Assisting in performing trade and transaction reporting accuracy and completeness reviews - Drafting targeted documentation for clients including manuals, procedures, and templates - Maintaining client relationships and delivering regulatory reporting training sessions - Preparing pitch documents, proposals, articles, and p...

Role Overview: As a key member of the asset management team at Invesco, you will be responsible for handling the day-to-day activities related to reporting, reconciliations, and exception monitoring. Your role will involve analyzing reconciliation results, investigating trade and transaction reporting breaks, and ensuring the accuracy and completeness of reporting. You will also play a crucial part in developing and maintaining relationships with regional stakeholders and various business areas. Key Responsibilities: - Handle day-to-day activities related to reporting, reconciliations, and exception monitoring - Analyze reconciliation results and investigate trade and transaction reporting b...

Job Title: Regulatory Reporting IT Support Run the Bank (Broadridge) Location: Gurgaon, India ,Experience: 4–7 years About the Role This role focuses on production support for regulatory reporting systems, specifically leveraging Broadridge platforms for compliance with regulations such as MiFID II, EMIR, SFTR, and other global mandates. The candidate will ensure system stability, timely reporting, and adherence to regulatory requirements while working in a Run the Bank (RTB) capacity. Key Responsibilities • Monitor and maintain Broadridge-based regulatory reporting applications to ensure accurate and timely submissions. • Troubleshoot application issues, perform root cause analysis, and imp...

Job Description 1. Contract Duration 1 year 2. Location Mumbai 3. Shift Time 11:30am to 08:30pm IST ( 2 to 5 years only Regulatory Reporting background ). 4. Years of experience required 2 to 3 years 5. Must to have skills 1. Have worked in any of these Regulatory Reporting Regime: ASIC, MAS, EMIR, SEC, CFTC, Canada, MIFID, SFTR. 2. Can look from candidates from middle office or confirmation team. 3. Only from Investment Banking (not retail banking) 6. Good to have skills 7. WFO/Hybrid Hybrid (3 days WFO) 8. Laptop (Yes/No for WFH) Yes 9. Acceptable Notice Period Any 10. Mode of interview 1 st round on zoom | 2 nd round in person India Regulatory Reporting Team India Regulatory Reporting tea...

As a Business Analyst specializing in Regulatory Trade and Transaction Reporting, your role will involve collaborating with global banks or financial institutions to ensure compliance with various regulatory reporting frameworks such as EMIR, MiFID II, CFTC, MAS, HKMA, ASIC, and SFTR. Your responsibilities will include gathering requirements, defining reporting processes, liaising with stakeholders, and staying updated on evolving trade reporting regulations. Key Responsibilities: - Act as the primary liaison between business users, compliance, operations, and technology teams. - Gather, analyze, and document business requirements related to trade/transaction reporting obligations. - Transla...

As a Business Analyst (BA) specializing in Regulatory Trade and Transaction Reporting, your role will involve working with global banks or financial institutions to ensure compliance with evolving trade reporting regulations. You will be responsible for gathering requirements, defining reporting processes, and liaising with stakeholders. Your expertise in regulatory regimes such as EMIR, MiFID II, CFTC, SFTR, ASIC, MAS, and HKMA will be crucial in this role. **Key Responsibilities:** - Act as the primary liaison between business users, compliance, operations, and technology teams. - Gather, analyze, and document business requirements related to trade/transaction reporting obligations. - Tran...

JOB DESCRIPTION Are you ready to make an impact at DTCC Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development At DTCC, we are at the forefront of innovation in the financial markets. We are committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve. The Chief Client Office (CCO) is focused on providing a consistent Client Experience across all business lines and geographies, enabling enhanced Client Satisfaction, Reve...

As a Technology Support Analyst with expertise in the Broadridge Regulatory Reporting platform, your role will involve providing L2/L3 production support to ensure high availability and stability of the system. Your responsibilities will include: - Investigating, triaging, and resolving application issues and data discrepancies across front-to-back systems. - Collaborating with Broadridge product teams to escalate and resolve platform-specific issues. - Acting as the subject matter expert for the platform within the support team. - Monitoring daily reporting workflows, scheduled tasks, and regulatory submissions. - Supporting monthly/quarterly release cycles, including validation and post-de...

Role Overview: You will be working as a Business Functional Analyst at Deutsche Bank, Pune, India. Your main responsibility will be to gather, analyze, and document business and regulatory requirements related to regulatory reporting applications such as TDW. You will collaborate with the development team to ensure that the solutions align with business needs and end-state architecture. Additionally, you will support testing activities, ensure regulatory compliance, and contribute to process improvements within the team. This role requires hands-on experience in business-driven development. Key Responsibilities: - Gather and analyze business and regulatory requirements from stakeholders. - P...

Role Overview: You will be part of the Regulatory reporting team as an AVP in Bangalore, India. Your main responsibility will be to ensure compliance with regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR across all asset classes. Key Responsibilities: - Understanding and defining Transaction Reporting logic and addressing how new rules and regulations impact operations - Ensuring accurate, timely and complete reporting - Collaborating with technology development teams to automate the exceptions process - Identifying gaps or errors in systems or trade logic and proactively improving them - Supporting the design of new business solutions and communicating impacts and risks - Perf...

Who We Are Looking For: The Regulatory Reporting Centre of Excellence Team (RRCOE) within State Street Investment Management's Operations department is committed to delivering expert operational services through collaboration and clear thinking. This team plays a vital role in ensuring compliance with global regulatory requirements and industry standards. The primary responsibility of the role is to monitor, analyze, and report financial transactions to relevant regulators or trade repositories, ensuring timely resolution and escalation of exceptions. The RRCOE team handles key regulatory reporting obligations including EMIR, ASIC, SFTR, MiFID, and disclosures to the Irish and UK Takeover Pa...

Who we are looking for: The Regulatory Reporting Centre of Excellence Team (RRCOE) within State Street Investment Management's Operations department is committed to delivering expert operational services through collaboration and clear thinking. This team plays a vital role in ensuring compliance with global regulatory requirements and industry standards. The primary responsibility of the role is to monitor, analyze, and report financial transactions to relevant regulators or trade repositories, ensuring timely resolution and escalation of exceptions. The RRCOE team handles key regulatory reporting obligations including EMIR, ASIC, SFTR, MiFID, and disclosures to the Irish and UK Takeover Pa...

Role Overview: You will be responsible for supporting and controlling the business in complying with regulatory requirements such as MiFID II, EMIR, and SFTR. Working as part of a team in Bangalore, you will be involved in Regulatory reporting across all asset classes. Your key responsibilities will include day-to-day exception management, MIS compilation, and User Acceptance Testing (UAT). Key Responsibilities: - Understand and define Transaction Reporting logic and how new rules and regulations impact operations - Ensure accurate, timely, and complete reporting - Collaborate with technology development teams to design system solutions for automating the exceptions process - Maintain report...

It's more than a career at NAB. It's about more meaningful work, more global opportunities and more innovation beyond boundaries . Your job is just one part of your life. When you bring your ideas, energy, and hunger for growth, you'll be recognised and rewarded for your contribution in return. You'll have our support to excel for our customers, deliver positive change for our communities and grow your career. NAB has established NAB Innovation Centre India as a centre for operations and technology excellence to support NAB deliver faster, better, and more personalized experience to customers and colleagues. At NAB India, we're ramping-up and growing at a very fast pace. Our passionate leade...

As a member of the Regulatory reporting team at NCT, your role involves supporting and controlling the business to ensure compliance with various regulatory requirements such as MiFID II, EMIR, CFTC, and SFTR. You will be working in a team based in Bangalore that handles Regulatory reporting for different asset classes including Rates, Credit, Commodities, Equities, Loans, and Foreign Exchange. Your key responsibilities will include day-to-day exception management, MIS Compilation, User Acceptance Testing (UAT), and supporting in-house tech requirements such as building reports and macros. **Key Responsibilities:** - Performing and managing exception management functions across reporting for...

Position Overview Job Title: Regulatory Reporting Team - AVP Location: Jaipur, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What We'll Offer You As part of our flexible scheme, here are just some of the benefits that you'll enjoy, Best in class leave policy. Gender n...

About the Role: 08 The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Our transaction reporting consulting team is expanding, and you will play an important role in continuing to support the growth of the business. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. We are a diverse team supporting...

About the Role: 10 The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Managed Services Team Lead for Regulatory Operations in Transaction Reporting will oversee the transaction reporting process to ensure compliance with regulatory requirements. This role will involve managing a team, developing and implementing operational strategies, and collaborating with various stakeholders to ...

About the Role: 09 The Team: Cappitech is the market leading solution provider for trade and transaction reporting globally offering clients best in class technology and consulting services. Our cloud-based, cross regulation SaaS platform allows banks, brokers, hedge funds, asset managers, insurance companies and corporates to comply with global regulatory requirements. The Impact: Our transaction reporting consulting team is expanding, and you will play an important role in continuing to support the growth of the business. You will be joining a team of problem solvers with a passion for providing the very best customer experience in a fast-paced environment. We are a diverse team supporting...

Regulatory Reporting - AVP Position Overview Job Title: Regulatory Reporting - AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR and SFTR .This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). What we'll offer you Best in class leave policy Gender neutral parental leaves 100% reimbursement under child care assi...

Position Overview Job Title: Regulatory reporting team, AVP Location: Bangalore, India Role Description The role is to perform a number of key functions that support and control the business in complying with a number regulatory requirements such as MiFID II, EMIR, CFTC and SFTR . This role forms part of a team in Bangalore that supports Regulatory reporting across all asset classes: Rates, Credit, Commodities, Equities, Loans and Foreign Exchange. Key responsibilities include day to day exception management MIS Compilation and User Acceptance Testing (UAT). The role is to perform a number of key functions that support and control the business in complying with a number regulatory requiremen...

About this Opportunity An Integration Consultant works directly with clients and internal business partners to manage the implementation of the DELTA CAPITA Report Hub service. The Integration Consultant will act as the primary point of contact for Client engagements while managing a project plan, executing, and overseeing all onboarding activities from pre-sales through go- live to ensure targeted completion dates are achieved. What You'll Do Client facing. o Partner with the Integration Business Analyst SME (Subject Matter Expert) and Commercial Lead (New sales only) to support the discovery and analysis period at the beginning of the engagement or project. The Objective being to understan...

As a Regulatory Reporting Specialist at M&G Global Services Private Limited, your role will involve ensuring accurate and timely submission of EMIR transaction reports, with future scope to support MiFID, SFTR, and other regulatory regimes. You will collaborate with Managers to achieve team objectives, contribute to business-wide initiatives, and maintain strong relationships with internal teams and third-party vendors. Additionally, you will be responsible for identifying and mitigating operational risks through effective processes, controls, and use of technology. Your role will also include driving continuous improvement in reporting processes and controls, supporting remediation efforts,...