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AVP Compliance Bigul

10.0 - 20.0 years

0 Lacs

maharashtra

On-site

As an experienced professional in the broking industry with over 10 years of experience, your key role will involve ensuring compliance with SEBI and other applicable rules and regulations of the stock exchanges like NSE & BSE, depositories, clearing corporations, and daily settlements. You will be responsible for various tasks such as return filing, client communications, monitoring operations, reporting, empanelment, liaising with the back office of institutional cum HNI clients, and other day-to-day back office work related to "Depository Participant and Stock Broking." Key Responsibilities: - Demonstrating excellent organizational skills, including time management, record keeping, self-s...

Posted 5 days ago

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