Compliance Associate - Broking A C Agarwal Share Brokers Pvt. Ltd

2.0 - 6.0 years

0 Lacs

vadodara, gujarat

On-site

As a Compliance Assistant at A.C. Agarwal Share Brokers, you will be a crucial part of the organization's compliance and regulatory functions. Your attention to detail and proactive approach will be instrumental in ensuring adherence to internal policies and regulatory standards. Your responsibilities will include supporting regulatory compliance, fund allocation processes, short allocation reporting, segregation reporting, FO margin shortage checks, communication coordination, fund movement, MTF JV & shortage management, and EOD margin reporting checks. You will play a key role in monitoring and ensuring compliance with relevant regulatory standards such as SEBI, RBI, and internal company policies. Additionally, you will assist in the execution and management of fund allocation processes at the beginning and end of the day. Your role will involve preparing and analyzing short allocation reports to ensure data accuracy and timely reporting. You will also support segregation reporting activities, conduct FO margin shortage checks, facilitate communication between internal teams and external stakeholders, and ensure smooth fund movement. To excel in this role, you should hold a Bachelor's degree in Finance, Accounting, or a related field. Strong analytical skills, attention to detail, familiarity with financial software and reporting tools, effective communication, and proficiency in Microsoft Office Suite are essential. Your ability to manage multiple tasks and meet deadlines in a fast-paced environment will be crucial for success in this role.,

Posted 1 week ago

Apply

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.