26 Securities Settlements Jobs

As a candidate for the Operations/Finance role at Standard Chartered, you will be responsible for ensuring efficient trade processing and risk management in the Equities, Fixed Income, and Mutual Fund domains. Here is a breakdown of the job description based on the provided details: **Role Overview:** You will be expected to have a good understanding of Equities, Fixed Income, and Mutual Fund products, as well as the trade life cycle. Your primary focus will be on timely trade prematching, status updates to clients/agents/brokers, and adherence to Maker/Checker controls. Additionally, you will be required to identify and address open risk areas in the process. **Key Responsibilities:** - Pos...

Key Responsibilities Strategy Awareness and understanding of the Group's business strategy and model appropriate to the role. Business Knowledge of Custody operations, Securities Settlements, Corporate Actions, Financial Market Operations. Knowledge of Agent banking, Sub Custody operations and clearing will be an added advantage. Processes To authorize and control the dispatch of the outgoing messages related to Corporate Action in CAPE. To notify the client of any Corporate Action event by means of SWIFT / Fax / e-mail / S2B or any other mechanism as may be specified in the DOI. To authorize responses to sub-custodians on the option being exercised based on the response received from the cl...

Role Overview: As a candidate for the Operations role in Chennai, your primary responsibility will be managing custody services offering, including client service management, transaction processing & monitoring, reporting, and operational risk reporting. Key Responsibilities: - Have a good knowledge of Equities and Fixed income products and understand the Trade life cycle - Ensure timely pre-matching of trades and update status to clients/Agents/Brokers within agreed timelines - Inform clients/Brokers on required amendments and follow up for necessary actions - Adhere strictly to Maker/Checker controls and follow the activities checklist - Identify and highlight open risk areas, informing ma...

Position Overview Job Title: Risk and Control Analyst Location: Bangalore, India Role Description To assist with the management of the organization's Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Bank's strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Analyst, you will be responsible for providing teams with an informed opinion on the effectiven...

Position Overview Job Title: Risk and Control Analyst, NCT Location: Bangalore/ Pune, India Role Description To assist with the management of the organization's Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Bank's strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Analyst, you will be responsible for providing teams with an informed opinion on the...

Job Description: About Us At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank o...

Job Description Purpose of the role To support the organisation, achieve its strategic objectives by the identification of business requirements and solutions that address business problems and opportunities. Accountabilities Identification and analysis of business problems and client requirements that require change within the organisation. Development of business requirements that will address business problems and opportunities. Collaboration with stakeholders to ensure that proposed solutions meet their needs and expectations. Support the creation of business cases that justify investment in proposed solutions. Conduct feasibility studies to determine the viability of proposed solutions....

Job Description: About Us At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of...

Job Description: About Us At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection.Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities, and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We're devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being. Bank of...

Divisional Risk and Control Analyst, AS Position Overview Job Title: Divisional Risk and Control Analyst Corporate Title: Associate Location: Bangalore/ Pune, India Role Description To assist with the management of the organization's Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Bank's strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Associate, ...

Risk and Control Analyst, NCT Position Overview Job Title: Risk and Control Analyst, NCT Location: Bangalore/ Pune, India Role Description To assist with the management of the organization's Operational Risk framework by performing Control Effectiveness Testing against the controls identified within the Risk and Control Inventory process. This will enable support of the Bank's strategic objectives by providing meaningful insight and guidance to a range of internal stakeholders across the Corporate Banking Divisions. This role is exclusively for candidates who have experience in Corporate Banking Operations internal control testing. As an Analyst, you will be responsible for providing teams w...

About this role: Wells Fargo is seeking a Executive Director - Securities Operations Senior Manager In this role, you will: Manage professional teams accountable for overall operational performance of Securities Settlements line of business Engage with internal partners and peers associated with the function Identify and recommend opportunities for process improvement and risk control development Determine appropriate strategy and actions of security operations team to meet high risk deliverables Develop policies and procedures for security operations within the scope of moderate complexity and responsibility Collaborate and influence all levels of professionals including managers Lead team ...

NOTE- Looking for candidates with Global Wealth Management/ Global Investment Banking experience. Domestic experience is not preferred for this role. Hiring for- A services based MNC Client Work Location - Mumbai, Chennai (as preferred) Offered Salary Hike - 30% to 35% of fixed hike on current fixed CTC + variable (not-negotiable) Shift - International shift (US shift) Preferred candidate profile 15-17 Years of experience with Strong understanding of Wealth management Operations Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintena...

Role Responsibilities: Lead global wealth management operations with focus on brokerage and fiduciary functions Redefine operating models and drive front office and client engagement strategies Manage operations transformation using RPA, data analytics, and workflow tools Ensure SLA adherence and manage operational risk effectively across processes Job Requirements: Graduate with 1319 years of global wealth/investment banking experience Experience leading large teams (100120+) across multiple wealth functions Strong knowledge of equities, fixed income, mutual funds, and insurance products FINRA Series 99 certification preferred; US shift availability required

NOTE- Looking for candidates with Global Wealth Management/ Global Investment Banking experience. Domestic experience is not preferred for this role. Hiring for- A services based MNC Client Work Location - Mumbai, Chennai (as preferred) Shift - International shift (US shift) Preferred candidate profile 13-19 Years of experience with Strong understanding of Wealth management Operations Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintenance / Closing, Asset Transfer, Cash Sweep, Account Conversion Good knowledge and working experie...

NOTE- Looking for candidates with Global Wealth Management/ Global Investment Banking experience. Domestic experience is not preferred for this role. Hiring for- A services based MNC Client Work Location - Mumbai, Chennai (as preferred) Shift - International shift (US shift) Preferred candidate profile 13-19 Years of experience with Strong understanding of Wealth management Operations Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintenance / Closing, Asset Transfer, Cash Sweep, Account Conversion Good knowledge and working experie...

The Associate will be responsible for ensuring timely and cost-effective settlement of security transactions and related products. The role involves resolving reconciliation breaks, mitigating operational risks, and maintaining effective communication with clients, brokers, counterparties, and internal stakeholders to ensure smooth trade settlements. Key Responsibilities Settlement of Securities Transactions Ensure all trades are instructed, matched, and settled on time. Monitor and minimize trade fails through pair-offs, partial deliveries, and proactive follow-ups. Conduct daily trade pre-matching and manage cash requirements for funding trades. Nostro and Depot Reconciliation Investigate ...

Roles and Responsibilities working in agile environments with strong understanding of agile delivery frameworks and product management delivery of complex products to clients within the financial industry experience as a Product Manager in the financial sector, ideally in the Investment Bank and Securities domain experience working with applications supporting Securities settlements & confirmations, preferably US securities settlements through DTCC etc. experience working with settlement & confirmations business/operations stakeholders, documenting as-is and to-be business & process flows, process engineering etc. setting and delivering on outcome-focused goals, such as using OKRs (Objective...

Join us as a Business Analyst-Securities Settlements at Barclays, responsible for supporting the successful delivery of Location Strategy projects to plan, budget, agreed quality, and governance standards. Spearhead the evolution of our digital landscape, driving innovation and excellence. Harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. As a Business Analyst-Securities Settlements, you should have extensive experience in Business analysis, Requirements analysis & Functional design, preferably in Securities Settlements domain in Global markets. Collaborate with an experienced team of SMEs, Operations, Dev managers, and other ...

To have a good knowledge about the product (Equities and Fixed income) and understand the Trade life cycle. To have a good knowledge on Mutual fund order process. To ensure the trades are pre-matched in timely manner and status updated to client/Agent/Brokers within agreed timelines. Ensure to inform clients/Brokers on the amendments required and follow up to get the same from client and brokers. Ensure Maker/Checker controls are strictly adhered to and ensure to follow the activities checklist. To identify and highlight the open risk areas in the process and highlight the same to management and work towards addressing the risk. High level team management. Ensure E2E BAU is completed by EOD....

Opening: Associate Level 1/ Sr. Associate/Securities settlements Location : Bengaluru 1 years to 3 years experience Direct Responsibilities Responsible for the settlement of Security transactions & associated products booked in Calypso, on a timely and cost effective basis by: Ensuring all trades are instructed, matched & settled on a timely basis Sufficient additional priority given to failing trades / Aged trades Working to reduce fails and/or potential fails by means of pairing off or partialing down deliveries Minimizing fails by means of partial deliveries where possible Pre-matching trades in a daily basis Ensure sufficient intimation is sent to Cash Management team to manage funding f...

NOTE- Looking for candidates with Global Wealth Management/ Global Investment Banking experience. Domestic experience is not preferred for this role. Hiring for- A services based MNC Client Work Location - Mumbai, Chennai (as preferred) Offered Salary Hike - 30% to 35% of fixed hike on current fixed CTC + variable (not-negotiable) Shift - International shift (US shift) Preferred candidate profile 15-17 Years of experience with Strong understanding of Wealth management Operations Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintena...

NOTE- Looking for candidates with Global Wealth Management/ Global Investment Banking experience. Domestic experience is not preferred for this role. Hiring for- A services based MNC Client Work Location - Mumbai, Chennai (as preferred) Shift - International shift (US shift) Preferred candidate profile 13-19 Years of experience with Strong understanding of Wealth management Operations Have experience of leading Global Wealth Management team of 100 -120+ with strong expertise in running Brokerage and Fiduciary functions - broker dealer, Corporate Actions, Reconciliations, Account Opening / Maintenance / Closing, Asset Transfer, Cash Sweep, Account Conversion Good knowledge and working experie...

The department's key priorities are to mitigate risk, provide exceptional client service and drive strategic change. JOB SUMMARY AND RESPONSBILITIES The position available is with the Securities Settlements Operations team Hyderabad location. The reporting line is to a Team Manager as first line management, with further supervision by the Vice President. Key stakeholders and interactions will be with GS Trading and Sales Desks, Engineering and Operations Teams, Credit, Legal, Compliance and external counterparties. The following tasks give an overview of what is required day to day: Monitoring Settlement activity and ensuring securities are in the right place at the right time Monitoring Fir...

Role & responsibilities Primary responsibilities of the team includes: Settlement of Security transactions and associated products in a timely and cost effective manner Timely resolution of nostro and depot breaks Mitigation of operational and reputational risk by escalating in a timely and efficient manner Liaising with clients, brokers / counterparties and other internal support functions for smooth settlement of trades. Direct Responsibilities Responsible for the settlement of Security transactions & associated products booked in Back Office system, on a timely and cost effective basis by: Ensuring all trades are instructed, matched & settled on a timely basis Monitoring of failing trades...