8 Securities Business Jobs

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4.0 - 8.0 years

0 Lacs

karnataka

On-site

Role Overview: You will be responsible for client audit engagements in the banking and capital markets sector. This includes planning, executing, directing, and completing business and financial audits. Additionally, you will review various processes such as desk reviews, trade booking, middle-office, and back-office processes. Your role will also involve client management, research, problem resolution, and making recommendations for business and process improvements. Key Responsibilities: - Execute all audits in accordance with professional standards - Assist audit management in preparation and execution of the audit plan - Prepare audit work program and understand the specific risks to be ...

Posted 1 day ago

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5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a candidate for the position at Socit Gnrale, you will be responsible for a variety of tasks related to client audit engagements in banking and capital markets. Your role will include planning, executing, directing, and completing business and financial audits. It is essential for you to have a good understanding of business processes and operational processes specific to banking and capital markets. Your responsibilities will also involve reviewing processes such as desk reviews, trade booking, middle-office, and back-office processes. Key Responsibilities: - Execute all audits in accordance with professional standards. - Assist audit management in preparation and execution of the audit ...

Posted 6 days ago

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3.0 - 7.0 years

0 Lacs

chennai, tamil nadu

On-site

As a part of the audit team at the company, your role will involve the following responsibilities: - Plan, execute, direct, and complete business/financial audit engagements for clients. - Demonstrate good knowledge of business and operational processes related to banking and capital markets. - Review processes such as desk reviews, trade booking, middle-office & back-office processes. - Utilize experience in Banking operations focusing on Corporate & Investment Banking, Trade Services, and Securities Business. - Possess knowledge of various regulations impacting capital markets such as DFA, EMIR, etc. - Understand principles of risk management and internal control systems including IT contr...

Posted 2 weeks ago

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3.0 - 7.0 years

0 Lacs

karnataka

On-site

As an Emerging Market Trading Strat at Goldman Sachs, you will be instrumental in developing and delivering the trading platform and product for the CEEMEA markets. Your role will involve collaborating closely with Sales & Trading and various stakeholders to enhance trading products and activities with a quantitative and solution-driven approach. You will be deeply involved in the product development lifecycle, working in partnership with colleagues from Engineering, Operations, Legal & Compliance, and external clients to create and implement solutions for the EM Trading Desk and its clients. Key Responsibilities: - Develop, implement, and take ownership of technical solutions to support the...

Posted 3 weeks ago

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2.0 - 6.0 years

0 Lacs

karnataka

On-site

You will be part of the Private Investors Product Group (PIPG) within the Securities Division, focusing on creating, market making, distributing, and trading securitized & OTC derivatives and structured funds for institutional clients, private banks, retail banks, online brokers, and other distributors globally. PIPG offers structured derivatives solutions across Americas, EMEA, and Asia, integrating Equities, Fixed Income & Currencies capabilities to provide integrated multi-asset investment opportunities. - Collaborate with various teams to develop and maintain issuance programs and products for PIPG, including mass issued public distribution portfolios and tailor-made securities - Take ow...

Posted 4 weeks ago

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5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a candidate for the position, your responsibilities will include: - Planning, executing, directing, and completing business / financial audits for client audit engagements. - Demonstrating good knowledge of business and operational processes related to banking and capital markets. - Reviewing processes such as desk reviews, trade booking, middle-office & back-office processes. - Having experience in Banking operations focusing on Corporate & Investment Banking, Trade Services, and Securities Business. - Possessing knowledge about various regulations impacting capital markets such as DFA, EMIR, etc. - Understanding principles of risk management and internal control systems, including IT co...

Posted 1 month ago

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5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

You will be responsible for client audit engagements in the banking and capital markets sector, including planning, executing, directing, and completing business/financial audits. Your role will involve having a good understanding of business and operational processes related to banking and capital markets, reviewing various processes such as trade booking, middle-office & back-office processes, and focusing on Corporate & Investment Banking, Trade Services, and Securities Business. You must possess experience in Banking operations and a solid knowledge of regulations impacting capital markets such as DFA, EMIR, etc. A strong understanding of risk management principles and internal control s...

Posted 2 months ago

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5.0 - 9.0 years

0 Lacs

karnataka

On-site

As a member of our team, you will be responsible for client audit engagements within the banking and capital markets sector. Your role will involve planning, executing, directing, and completing business and financial audits. You will need to have a good understanding of business processes and operational processes related to banking, including desk reviews, trade booking, middle-office, and back-office processes. Experience in banking operations with a focus on Corporate & Investment Banking, Trade Services, and Securities Business will be essential. You should also have knowledge about various regulations impacting capital markets such as DFA and EMIR. A strong understanding of risk manage...

Posted 2 months ago

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