Legal Assistant ( SAT-SEBI, Securities Law & Regulatory Compliance) Alliance Recruitment Agency

10.0 - 12.0 years

0 Lacs

mumbai, maharashtra, india

On-site

Legal Assistant ( SAT-SEBI, Securities Law & Regulatory Compliance) Exp - 2 to 10 years Location: [Mumbai West] Employment Type: Full-time Department: Securities Lawyer Key Responsibilities: Securities Law & Regulatory Compliance ?Advise on compliance with securities regulations including [SEC rules, Exchange Act, Securities Act, FINRA, MiFID II, SEDAR+, etc.]. ?Oversee periodic reporting requirements (e.g. 10-K, 10-Q, 8-K, proxy statements) and disclosures for public companies. ?Ensure timely and accurate regulatory filings with relevant stock exchanges and securities commissions. Capital Markets Transactions ?Support equity and debt offerings, IPOs, private placements, and secondary offeri...

Posted 1 week ago

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QRM Director Weaver

15.0 - 19.0 years

0 Lacs

chennai, tamil nadu

On-site

As an Audit Quality Control and Risk Management Director at Weaver, you will play a crucial role in ensuring the quality of audit engagements for investment fund engagements. Your responsibilities will include: - Performing audit engagement quality reviews for various types of investment funds - Ensuring full compliance with professional standards and firm guidelines - Overseeing and enhancing the firm's audit methodology and tools specific to hedge funds, private equity funds, venture capital funds, mutual funds, and other pooled investment vehicles - Driving continuous improvements in risk assessment, documentation quality, independence, and ethics compliance Qualifications required for th...

Posted 2 weeks ago

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Senior Manager Connor Group

7.0 - 11.0 years

0 Lacs

maharashtra

On-site

Role Overview: As a Senior Manager at Connor Group, you will have the opportunity to work directly with clients, leading crucial meetings, coaching and training team members, reviewing work, and managing projects. You will be responsible for enhancing your brand, increasing expertise in various areas, and engaging in business development activities. Your role will involve providing excellent client service, delivering high-quality work, and building and strengthening client relationships. Key Responsibilities: - Add value through complex transaction analyses such as IPOs, M&A, Divestitures, SPACs/Reverse Mergers, and Debt/Equity private placements. - Demonstrate a strong understanding of tec...

Posted 2 months ago

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QRM Director Weaver

15.0 - 19.0 years

0 Lacs

karnataka

On-site

As an Audit Quality Control and Risk Management Director at Weaver, you will be responsible for performing audit engagement quality reviews for investment fund engagements. Your primary objective will be to ensure full compliance with professional standards and firm guidelines. Moreover, you will play a crucial role in overseeing and enhancing the firm's audit methodology and tools specific to hedge funds, private equity funds, venture capital funds, mutual funds, and other pooled investment vehicles. Your expertise will drive continuous improvements in risk assessment, documentation quality, independence, and ethics compliance. The ideal candidate for this position should possess a Bachelor...

Posted 3 months ago

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