1511 Sebi Jobs - Page 6

Ensure NBFC compliance with SEBI, RBI, MCA & Companies Act. Manage board meetings, filings, audits & governance. Oversee statutory returns, risk, fraud control & regulatory liaison for strong corporate compliance. Required Candidate profile A qualified Company Secretary with minimum 7 to 10 + years of experience preferably from NBFC Good drafting skills with excellent communication and presentation skills Perks and benefits GPA, GMC, GTLI, EDLI, Variable Pay & Tax Benefits.

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

Checking FX Instructions on Swift. Daily Forex reporting to Treasury Dealing Unit. Booking Inward & Outward Deals on behalf of clients with Treasury Unit. Interacting with Treasury Operations & Dealing Units. Nostro Reconciliation for Custody Unit. Processing of Inward & Outward Remittances. Sending messages to Clients for Inward & Outward Remittances done. Reporting of Inflow & Outflow to RBI on weekly basis. Reporting of trades to CPA on daily & monthly basis. Follow-up with CPA for non receipt of Tax Certificates for remittance. Job Requirements, Skills/Knowledge Prerequisites Would be as follows: Knowledge of Indian Capital Markets, Foreign Exchange, SEBI & RBI Regulations for reporting ...

Role & responsibilities Ensure compliance with Companies Act & ROC matters Oversee company secretarial functions & affairs Manage listing agreements & ROC filings Draft agendas, notices, minutes, and resolutions Handle corporate governance for multiple clients Ensure compliance with Companies Act, SEBI (LODR), FEMA, Insider Trading Regulations, and other statutory requirements Maintain statutory registers and handle ROC, SEBI, Stock Exchange & RBI filings Track regulatory changes and ensure timely adherence Organize Board, Committee, and General Meetings (AGM/EGM) Preferred candidate profile Qualified C.S with min. of 1 years of experience Experience with PCS firm preferred

Position : Assistant Manager - Company Secretarial Location : BKC Equinox Business Park Experience : Minimum 2 Years Job Description : Direct Responsibilities 1) To convene board/general/committee meetings & ensure that they conform to board / committee charters & regulations. 2) To draft notices, agenda & minutes & follow up on the implementation of resolutions decided in the meetings. 3) To update the statutory registers, minutes binder and statutory folders. 4) To liaise with regulatory bodies like registrar of companies, company law board & government agencies (RBI) for statutory compliances & other secretarial work; 5) To assist the other team(s) in audit stage. 6) To co-ordinate HQ in ...

CANDIDATES MUST BASED IN MUMBAI LOCATION Job Roles and Responsibilities : Handling listing compliance of SEBI LODR, SEBI PIT Reg, SEBI SAST Reg. Handling day to day compliances under Companies Act,2013. Record maintenance as per SEBI & Companies Act. Drafting resolutions, notices, minutes of Board Meetings, General Meetings (AGM/EGM), and other routine secretarial documents. Preparation and timely filing of statutory forms and annual returns (MGT-7, AOC-4, etc.) with the Ministry of Corporate Affairs (MCA). Assisting in compliance and documentation for listed, public, and private limited companies. Handling FEMA filings like ECB, FC-GPR, and other related compliances. Managing share-related ...

Hello! We are looking for a detail-oriented and proactive Company Secretary Executive with 0-1 years of experience to join our team on a 6-month contractual basis . The ideal candidate should have a thorough understanding of compliance, statutory filings, and company law requirements, and be capable of managing board-level documentation and SEBI filings efficiently. Job Title: Company Secretary Executive (Contract Role) Experience: 0-1 Years Location: Dadar, Mumbai Work Mode: Hybrid Working Days: Monday to Friday (5 Days a Week) Contract Duration: 6 Months Job Description: Key Responsibilities: Timely preparation and filing of statutory forms and returns as required under the Companies Act ....

Role & Responsibilities: Regulatory Compliance of Securities Act, Mutual Fund Regulations and other regulatory bodies Reporting to the Boards with quarterly and half yearly reports in accordance with SEBI (Mutual Funds) Regulations, 1996 and such other reports as are prescribed by the Regulator from time to time Monitoring SEBI restrictions on the Schemes of the Mutual Fund Monitoring of Schemes on the Limitations out of prospectuses Monitoring Contractual limitations on Funds managed Preparing and Vetting of all Offer Documents to review that they are in compliance with the SEBI Regulations including periodic updating of the Offer documents. Pre-clearance of all marketing materials and fili...

Conduct financial, business, and legal due diligence for companies planning to go public. Prepare and review DRHP, RHP, and other offer documents in coordination with legal, compliance Perform financial modeling,company valuationDCF,company analysis

Key Responsibilities A. RBI & Regulatory Compliance Ensure compliance with RBI Master Directions applicable to NBFCs, FEMA, and other regulatory frameworks. Prepare and file statutory returns (DNBS-02, DNBS-04A/04B, DNBS-10, DNBS-13, FLA return, etc.) within timelines. Upload CKYCR data and credit information to CICs (CIBIL, etc.) as per regulatory norms. Monitor and implement circulars, guidelines, and amendments issued by RBI. Coordinate with RBI, auditors, and consultants during inspections and audits. B. Companies Act & Secretarial Functions Ensure compliance with Companies Act, 2013 and Secretarial Standards (SS-1 & SS-2). Organize and manage Board/Committee/General Meetings (drafting n...

Hiring: Company Secretary | Dadar, Mumbai Zenplus is looking for a qualified/ Semi Qualified and experienced Company Secretary to join our dynamic team at Dadar, Mumbai (walking distance from Parel/Prabhadevi stations). Position: Company Secretary Experience: 6-10 years Location: Dadar, Mumbai Key Responsibilities Governance & Compliance Ensure compliance with Companies Act, SEBI, and other regulations Maintain statutory registers and company records Handle RoC and other regulatory filings Board & Legal Support Schedule and coordinate Board/Committee meetings Prepare agendas, draft accurate minutes, and follow-up on approvals Advise the Board on legal and regulatory matters Corporate Filings...

Looking for a Qualified company secretary Experience 1-2 years Location - Mumbai, Nagpur. Role -Onsite

Key Responsibilities: Ensure compliance with Companies Act, SEBI regulations, and other statutory requirements. Maintain and update statutory records, registers, and filings. Assist the Board and Committees in corporate governance matters. Draft and review corporate policies, agreements, and resolutions. Liaise with regulators, auditors, and stakeholders on compliance matters. Qualifications & Skills: Qualified Company Secretary (CS) from ICSI . Strong knowledge of corporate laws, governance, and compliance practices. Excellent communication, drafting, and analytical skills. Ability to work independently and handle confidential matters. Experience with listed or private companies is a plus.

Role & responsibilities Operational Management: Manage end-to-end backend operations related to SIF, including transaction processing (purchases, redemptions, switches, SIPs, STPs, SWPs), reconciliations, and data validation. Ensure all activities are performed in adherence to SEBI regulations and AMFI/industry standards. Monitor SLA adherence, quality control, and process accuracy to minimize errors and rework. Drive automation and system improvements to enhance process efficiency and scalability. Team Management: Lead, mentor, and manage a team of executives and senior executives handling backend operations. Allocate resources effectively and manage team performance through regular feedbac...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the employees w...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

Job Title: Research Developer Banking & SEBI RTA Projects Location: Chennai Experience: Relevant Experience Employment Type: Full-Time Industry: Research & Innovation / Financial Technology Job Summary: We are seeking a Research Developer to drive innovation and develop advanced software solutions for banking systems, capital markets and SEBI-regulated financial projects. The ideal candidate will bridge the gap between academic research, regulatory requirements and practical software development, contributing to the design, prototyping and implementation of next-generation financial technologies. Qualifications & Skills Bachelors or Masters degree in Computer Science, Information Technology,...

Role & responsibilities : Key highlights of the role are listed below (purely indicative and not limiting): Drafting and Reviewing of various Polices and ensuring Board/Audit/ internal approval as per the requirements. RBI Inspection - Assisting in RBI inspection incl. obtaining data from various business, review of the data before submission, drafting of response related Inspection observations, Board notes, etc Assisting in Special projects related to Regulatory approvals, MAs, Due Diligence, Listing, Governance and sensitive matters. Preparing documents to updates management on any regulatory changes impacting the company, Policy benchmarking and Regulatory updates and actionable of Peers...

The Branch Manager will be responsible for leading and overseeing the Multimoney Forex business at the Raipur branch. This role requires a hands-on leader to drive business growth, manage day-to-day operations, optimize performance, and ensure profitability. The Branch Manager will be responsible for the entire area business portfolio, including P&L management, operational efficiency, sales growth, customer acquisition, and team performance. Frequent travel is required to oversee branch operations and drive business expansion. 1. Develop and execute strategies to drive the growth of the Forex business at the Raipur branch. 2. Identify and explore new business opportunities, strategic partner...

Vacancy : Company Secretary Location : Jaipur Number of Vacancy : 1 Job Description: Should be well versed with company's law, compliances, finance and accounts Preparation Certification, filing of Various forms under the companies Act, RBI Act, SEBI Regulations Ensuring the security of the company's legal documents, including for example, the Certificate of Incorporation and Memorandum and Articles of Association. Adept in drafting of agreements, Contracts, Deed to ensure compliance To ensure that we have the right approvals internal, Legal and Regulatory for the new initiatives that are envisaged by the business units. To ensure the secretarial across divisions and of other Group Company T...

Experienced Chief Financial Officer, to lead Group Finance / Multiple Plants, Good Implementation Knowledge of SAP, IPO Listing and Management, Costing Management, capable of handling Foreign Plants / Subsidiaries, Good Communication and Liaisoning. Required Candidate profile Must be from Automotive or Engineering or Foundry Industry with solid Financial Management Capabilities, should have handled IPO process and listing procedures. Sound knowledge of Auditing, compliance Perks and benefits competitive compensation package

Currently we are hiring Head of Compliance for Housing Finance Industry. Role: Compliance Head Location: Mumbai Lower Parel Industry preferred: BFSI Job Summary: We are seeking a seasoned Compliance and Risk Management professional with deep experience in the housing finance sector. The ideal candidate will be responsible for implementing and monitoring risk-based compliance frameworks, ensuring adherence to NHB , RBI , and other regulatory bodies, and driving policy development across business units. This role is critical in maintaining a strong governance culture within a Housing Finance Company. Key Responsibilities: 1. Compliance Testing & Risk Management: Lead the design and execution o...

Plan, manage board meetings, & Annual General Meetings, Ensure the company complies with the Companies Act & other regulations. Draft, submit necessary forms,official documents to regulatory authorities. Certified CS with Membership number Mandatory