1029 Sebi Jobs - Page 6

Regulatory Compliance & SEBI Interface,2. Investor Servicing & Grievance Redressal,3. Corporate Governance & Board Support,4. Operational Compliance Monitoring,5. Coordination with Depositories & Issuers,6. Audit, Inspections, Reporting,Legal & Risk Required Candidate profile (CS).Minimum 5 years post-qualification experience (mandatory).Proven exposure in securities market and RTA operations. Companies Act, SEBI Regulations, Depository guidelines, Corporate Governance.

Role & responsibilities: • Preparation of Agenda for the Board/Committee meetings in consultation with the MD & CEO and CFO/CCO. Conducting the Board/Committee meetings and General Meetings. Preparation of minutes of Board/Committees and General Meetings. Communicate the decisions of the Board to the Functional Heads and provide them with necessary documentary assistance for implementation of the decisions. Providing all the necessary information (including regulatory updates) to the Board of Directors on time to time. • Coordination with the regulators (Registrar of Companies, Reserve Bank of India and SEBI). Maintaining/Updating Statutory registers and records as prescribed under Companies...

Responsibilities: * Maintain statutory records & file annual returns on time * Prepare board meetings, AGMs & resolutions * Ensure compliance with Companies Act & SEBI guidelines

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

Key Skills Transaction Taxation,Income-tax and Company/International/Corporate Laws Regulatory laws such as FEMA,IBC,SEBI Transactional information /documents/agreements Direct tax diligence Analysis of DTAA Merger & Acquisitions Required Candidate profile Qualified CA with knowledge of Transaction related laws and taxation Experience of 1 to 3 yrs Knowledge of MS office and other processes and tools

• Drive complete technical product management strategy, road mapping, ensuring successful product launches • Monitor & observe, APIs, Smart APIs, (potentially Middleware), Databases, Integrations with 3rd parties (Exchanges, CCs, DPs & other Parties) Required Candidate profile • Technical requirements from Exchange / SEBI regulations / Compliance (Ex. LAMA, IP capture, device binding etc.) • Agile/Scrum, project tracking, stakeholder alignment & delivery governance

About Company BDO is a global professional services organisation and a leader in the mid-tier market, with a presence in over 166 countries and territories and a workforce of more than 119,611 people across 1800 offices. As part of this global network, BDO India offers a broad range of services, including Tax, Assurance, Accounting, Outsourcing, Advisory, and Technology-led solutions for both domestic and international clients across a variety of industries. Our commitment to innovation allows us to deliver high-quality, value-driven solutions that are adaptable to the rapidly changing business landscape. By staying ahead of industry trends, we ensure that our clients are equipped with the t...

Ensuring DB Service Standards wrt to Customer Service, Compliance and Corporate Security are adhered too. Ensure total Compliance of all audit guidelines set by External (RBI, NSDL) and Internal OR Auditors. Your key responsibilities Ensure strict adherence to all internal and external guidelines (KYC & Money Anti Launderings, Audits) Ensure proper monitoring of expenses and controlling costs, waiver tracking & lead management Ensure proper display of all Regulatory Circulars in the Area Accurate processing of all account opening forms MF applications Voucher Management, Rules of Custodianship , Key Management guidelines, arefollowed without any deviation Exception handling / deferral tracki...

Your skills and experience Desired background: Graduate/ Post graduate/ MBA Finance / CAs with more than 3-6 years experience in Trade Finance roles (across LC, BG, Import Export docs, Financing, structured products, supplier finance, etc.) Comprehensive knowledge of FEMA & RBI Master Directions. Extremely strong written and verbal communication skills Driven and motivated to work under tight timelines Extremely diligent and hardworking to efficiently manage deadlines across multiple products. Excellent skills in using MS Office Power point and Excel Managing and leading Trade Finance Service teams will be an added advantage Experience in customer service especially in handling large corpora...

As an Assistant Manager in the M&A Tax team, you will be responsible for providing direct tax advisory services with a specific focus on transaction structuring, corporate restructuring, and business reorganizations. Your role will involve reviewing transaction documentation, handling due diligence from an income-tax standpoint, and preparing tax opinions and memos. You will also be involved in transaction tax and regulatory filings, as well as researching and documenting complex transaction tax issues. It will be essential to stay updated on the latest developments in tax and regulatory matters. In addition to your advisory responsibilities, you will play a key role in finalizing client del...

Job Description: As a Senior at KPMG in India, you will be responsible for adhering to clients" corporate income tax compliance requirements as per statute, including assessments and filing of returns. You will also be engaged in corporate tax, M&A tax, and restructuring mandates for clients, with a focus on both domestic and international tax matters. Prior experience in tax due diligence will be an added advantage, along with basic knowledge of other laws like FEMA and SEBI. In this role, you will need to have strong people and client management skills, along with excellent communication abilities to interact effectively with stakeholders across the organization. The ideal candidate will b...

Deputy Company Secretary: Position - Deputy Company Secretary Department - Company Secretary Location - Thermax House Reporting to - Sangeet Hunjan Experience range - 10 -12 yrs Prefered Industry - Manufacturing Services /Listed company To ensure compliance with Companies Act, SEBI regulations, and listing requirements. Lead a team of secretarial professionals to ensure timely and accurate compliance. Support the Board and Committees with governance, scheduling, and documentation. Draft and review minutes, resolutions, and statutory filings, ensure timely disclosures. Assist in the preparation of Annual report. Oversee secretarial compliance and governance for domestic and overseas subsidiar...

About The Role Support in company secretarial matters and governance matters for Group companies outside of India with a strong focus on management and development of entity management platforms, operational support on corporate legal digitalization, and any other matters as may be assigned. Support the Legal and Compliance team as required on legal key projects and initiatives with other legal departments outside India Qualification & Skills Bachelors degree or Master degree in Commerce, Management or Business background (B. Com/ BBA/ M.Com/ MBA/LLB) from a well-respected institution in India. Strong analytical, communication and presentation skills. Ability to adapt and implement the use o...

Compliance Officer for Broking, Global Access Market, Distribution & Insurance in GIFT City, Gandhinagar. This is a full-time, on-site role. Key Responsibilities: - Ensure compliance with IFSCA regulations & AML/CFT processes - Lead client operations & risk management - Drive business growth & expand distribution networks - Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges etc. - Preparation of Policies, SOPs, noted etc. Qualifications: - Post-graduate/professional degree in finance, law, or related fields - 5+ years experience in capital markets or financial services - Strong regulatory & leadership expertise

To prepare reconciliations: Bank reconciliations, reconciliation between balances of MCXIPF with MCX.•To liaise with the statutory auditor / Tax Consultant for audit filing of theannual accounts, Return, Form 10 and 10B as per Income Tax Act. Required Candidate profile Tax matters of IPF & ESOP ,TDS, demand, return filing.Govt Securities, PSU Bonds, Fixed Deposit maturity, 8% Taxable bonds and investing the surplus funds.handle accounts payables.SEBI Queries

Hiring: Company Secretary | Dadar, Mumbai Zenplus is looking for a qualified and experienced Company Secretary to join our dynamic team at Dadar, Mumbai (walking distance from Parel/Prabhadevi stations). Position: Company Secretary Experience: 5-10 years Location: Dadar, Mumbai Qualification: CS (mandatory) Key Responsibilities Governance & Compliance Ensure compliance with Companies Act, SEBI, and other regulations Maintain statutory registers and company records Handle RoC and other regulatory filings Board & Legal Support Schedule and coordinate Board/Committee meetings Prepare agendas, draft accurate minutes, and follow-up on approvals Advise the Board on legal and regulatory matters Cor...

2-4 yrs exp in public limited company * Board meetings & corporate governance practices * Prepare annual reports * secretarial activities & SEBI filings * Ensure listing agreement requirements met. Male candidates Qualified or semi qualified CS

Drafting of secretarial documents, agreements Annual filings including XBRL Maintenance of statutory registers Client visits for compliance hygiene check Corporate actions such as issue, transfer, redemption, buy-back of share Required Candidate profile Providing opinion to client Discharge of all regular secretarial functions for client Reportings under FEMA

This role is critical in safeguarding MCX critical infrastructure, trading platforms, and member connectivity, while ensuring compliance with regulatory mandates SEBI CSCRF, NCIIPC, CERT-In and global best practices ISO 27001, NIST CSF etc.

Role & responsibilities We are seeking a skilled and experienced Business Analyst to join our team. The ideal candidate will have a strong understanding of business processes, excellent analytical and problem-solving skills, and the ability to communicate effectively with stakeholders at all levels. Responsibilities: Collaborate with seniors to work upon special projects required by business teams to identify areas for improvement with potential solutions. Work with stakeholders on strategic projects, like new product launches, cost optimization, effective rewards & recognition planning, geographical reach planning etc, and ensure timely completion and delivery of those projects. Identify an...

Job Description: Institutional Client Acquisition & Relationship Management • Build and maintain long-term relationships with Mutual Funds, FIIs, PMS houses, Banks, and Family Offices. • Deepen wallet share through customized engagement and market insights. • Deliver bespoke investment solutions to institutional and HNI mandates. Equity Sales Execution & Deal Origination • Manage high-value equity deals IPOs, QIPs, block deals, and strategic placements. • Bridge real-time execution needs with strategic corporate access and research intelligence. • Drive revenue growth from institutional brokerage and advisory mandates. Corporate Access & Client Events • Organize and lead corporate access pro...

Key Responsibilities 1. Research Strategy & Coverage Build and maintain a sector-agnostic equity research universe with actionable ideas across themes. Implement top-down and bottom-up stock-picking frameworks backed by financial modelling and policy/event analysis. Guide the research pipeline across equity, technical, derivatives, and macroeconomic updates. Lead the creation of investment ideas, thematic reports, budget reviews, IPO notes, and sector outlooks. 2. Portfolio Intelligence & Advisory Support Drive portfolio doctoring and long-term reviews for HNI/advisory clients. Align research ideas with PMS & Model Portfolios (Invest@30, Value Basket, etc.) Actively support product teams wit...

Are you someone who thrives on creating a positive work environment? Are you passionate about people and their growth? If yes, please proceed further. About Solique Advisory and Support Services Private Limited (Solique): Solique is a comprehensive solutions provider specializing in delivering top-tier consulting services to both Indian and Global MNEs in the areas of Tax, Transaction, Regulatory, and Accounting. With a team of highly skilled professionals, Solique offers invaluable support to Corporates comprising Global as well as Indian MNEs and HNIs. Our strength lies in our ability to break down complex macros into manageable micros with ease, making us a trusted partner for our clients...

Candidate should be able to handle the Statutory Audits /Limited Review/Tax Audit forSubsidiary of Listed Co, CA Qualified Fresher or CA with 2-3 years of experience preferably with DISA/CISAqualification Sound Knowledge of IND AS, IFRS and other Accounting Standards. Auditing Standard, guidance notes issued by ICAI, Documentation etc. Sound knowledge of LODR regulation for Quarterly and yearly submission having knowledge / experience in handling end to end Statutory Audits, Tax Audits for Listed, NBFC, Insurance and Large unlisted corporate clients etc. Sound knowledge of Excel, word, Power Point One can lead the team and handle the client interaction end to end Practical experience in Fina...

Ensure compliance with statutory and regulatory requirements. Oversee corporate governance practices and advise the board on legal matters. Prepare and maintain minutes of board meetings, AGM, and other corporate meetings. Handle the filing of necessary forms and returns with government authorities. Liaise with legal, financial, and regulatory bodies. Support the preparation of annual reports, legal documents, and company policies. Maintain and update company records, such as director details, share capital, etc.