1029 Sebi Jobs - Page 5

The main purpose of this role is to coordinate understanding business issues, planning cash flow, Budgeting & MIS, Training etc. You should prepare file-related information, the more in - depth, manage the team. You should be able to recommend best practices that ensure project timelines, ensure Governance & compliance, promote our company's financial well - being. You should execute the strategic key initiatives taken for the overall project. Review of Monthly MIS, Reporting and highlight variances to senior management. Strategies Cash flow Planning and ensure payments on time Annual Budgeting plan Involvement in strategic decisions and planning Insurance planning & coverage at the right ti...

About Orios Venture Partners Orios Venture Partners is an Indian Early-Stage Venture Capital firm , currently investing from our fourth fund with a focus on tech investments across consumer, B2B, software, and hardware for the Indian market. Some of our well-known investments include Pharmeasy, Country Delight, Battery Smart, Zupee, Werize, NowPurchase, WickedGud, Varaha, NXT Wave, Ixigo, CarDekho , among others. The Orios team has been investing since 2008. Pre-Orios investments include OlaCabs, Druva, Faballey, Box8, Unbxd, and Jigsee . Were known for our sharp trend spotting and our maxim: #BackingMisfits . Our strategy is to invest in a select number of companies and work closely with th...

Company Website: www.getzype.com Key Responsibilities Ensure 100% adherence to all applicable RBI and IRDAI guidelines, circulars, and Master Directions applicable to NBFCs. Monitor compliance with KYC, AML/CFT regulations, Outsourcing Guidelines, Fair Practice Code, Credit Bureau norms, Companies Act, etc. Oversee compliance of Lending Service Providers (LSPs) and ensure robust contractual enforcement. Develop and refine internal control systems to track and enforce compliance across the organization. Act as the primary liaison with regulators (RBI, IRDAI, and other statutory authorities). Ensure timely and accurate filing of all regulatory returns, reports, and responses. Identify areas of...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Sr Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in mor...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in mo...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more t...

About The Role Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more...

About The Role Skill required: Risk & Compliance - Program Project Management Designation: Risk and Compliance Specialist Qualifications: Any Graduation Years of Experience: 7-11 Years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more tha...

CKYC & KRA Online and offline Demat and Trading Account opening ReKYC and KYC handling for inspection Evaluate documentation for new customer accounts Job Specification: 1. Must be a graduate 2. Accurate and timebound actions in routine and assigned tasks 3. Young and energetic with passion Imp Advisory (Click Here To Read) Attention Investors : Prevent unauthorised transactions in your account -- Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of Investors KYC is one time exercise while dealing in securities markets - once KYC is done thr...

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction.

He / She will lead the Legal & Secretarial function in the organisation ensuring compliance to various laws and regulations as applicable to the company. He/she must possess relevant skills, interest and should be a good communicator. Duties and Responsibilities: • Filing, registering any document including forms, returns and applications by and on behalf of the company with various regulators • Coordinating the Board/Shareholders/Committee meetings and follow-up actions thereof• Managing all tasks relating to Securities and their transfer and transmission• Managing all tasks relating to Stakeholder communication and relations more specifically Investor Relationship for necessary flow of inf...

Be responsible and manage the secretarial functions of the Company and therefore, a thorough understanding of Companies Act and the rules thereunder is the key.To maintain and record Statutory Registers as required under the Companies Act & Rules thereunder. Assist in the preparation of Annual Report and organizing the AGM/EGM.

About Bharat Banking Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities Achie...

Responsibilities & Key Deliverables Board and Committee Meeting Management: Prepare comprehensive notices, detailed agendas, and accurate minutes for Board Meetings, Committee Meetings, General Meetings, and Postal Ballots, ensuring timely dissemination and adherence to governance standards. Maintain meticulous and up-to-date records of all meetings, resolutions passed, and subsequent actions to support transparency and regulatory compliance. Regulatory Liaison and Compliance: Act as the primary liaison with government authorities including the Registrar of Companies (ROC), Securities and Exchange Board of India (SEBI), stock exchanges, and other regulatory bodies to ensure that all statutor...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for selling products and services ...

Role & responsibilities Ensure compliance with statutory and regulatory requirements especially company law and securities law; Offering counsel on matters of law, finance, etc. with analytical and research skills towards legal and regulatory requirements; Managing, assisting and coordinating with directors, shareholders etc. for organizing and convening of Board / Committee Meetings, or General Meetings; Communicate with advisors, legal counsel, auditors, other departments, etc. and liaising with regulatory authorities Drafting and preparation agenda, minutes, Notice, Annual Report, and other secretarial records; Regulatory filings and maintaining of necessary (statutory) records & register...

Role & responsibilities Ensure compliance with Companies Act, SEBI Regulations, RBI guidelines, and other applicable laws. Handle Board Meetings, Committee Meetings, and General Meetings drafting agenda, notices, and minutes. Liaise with regulators (ROC, SEBI, RBI, Stock Exchanges, Trustees, etc.). Ensure timely disclosures, filings, and reporting as per listing and regulatory requirements. Advise management on corporate governance and legal matters. Maintain statutory registers, records, and documents. Experience & Qualification: Qualified Company Secretary (ACS). Minimum 3 - 5 years of post-qualification experience in NBFCs / financial institutions. Good knowledge of Companies Act, SEBI LO...

Hiring for a leading consulting firm Internal audit for Broking Sectors Stock broking Nism AML Compliance AML Audit

Ensure compliances with respect to SEBI Guidelines. Carrying out periodic reviews to ensure legal compliances of trading membership (like exchange compliances, SEBI compliances, Companies Act)

(i) Analyzing the applicable laws basis research and in support with the vendor. (ii) Support in addressing the issue raised during Audit; (iii) Support to check overlapping of the departments and rectify it e.g. Various Account departments are there for a single entity; (iv) Support in revamping of the system; (v) Support in identifying the non-functioning units (closed units merged/transferred companies) which are still mapped in system. (vi) Resolving day to day affairs of entities wrt wrong mapping of the tasks; (vii) Replacement of old users with new users etc., (viii) Tasks related to specific laws need to be mapped in name of relevant function. (ix) All other tasks related to complian...

This role involves organizing and managing various meetings and ensuring compliance with regulatory requirements under the Companies Act. The person in this role will also handle secretarial work and assist in company restructuring. Responsibilities: Arranging and conducting Board Meetings, Committee Meetings & General Meetings (AGM & EGM) in accordance with the Companies Act Preparing pre-meeting arrangements, including drafting notices, issuing agenda, and coordinating with directors and shareholders Assisting the chairman in conducting meetings and ensuring smooth logistics and administrative arrangements Managing post-meeting work by preparing and circulating minutes for approval and inf...

Role & responsibilities Company Secretary SEBI matter Drafting agendas and minutes Handling XBRL filings (ROC and Stock Exchange) Preferred candidate profile Company Secretary SEBI matter Drafting agendas and minutes Handling XBRL filings (ROC and Stock Exchange)

Ensure compliance with IFSCA regulations & AML/CFT processes Lead client operations & risk management Business growth & expand distribution networks Regulatory Compliances & Reporting with SEZ, IFSCA, Exchanges Preparation of Policies, SOPs, noted Required Candidate profile Post-graduate/professional degree in finance, law, or related fields 5+ years experience in capital markets or financial services Strong regulatory & leadership expertise info.aspiringmantra@gmail.com

-Corporate Governance -Compliance with Legal and Regulatory Requirements -Board and Shareholder Meetings -Corporate Filings & Secretarial Records -SEBI and Stock Exchange Compliance -Other Duties Assigned by superior

Metalegal Advocates is looking for an accomplished legal professional to join our Disputes Practice as an Associate Partner at our Delhi office. This senior leadership role is tailored for a lawyer with deep expertise in complex litigation and dispute resolution, especially in economic offences, taxation (direct and indirect), and related economic and regulatory laws. As an Associate Partner, you will take charge of leading complex litigation and dispute resolution matters independently. Your responsibilities will include mentoring junior colleagues, collaborating closely with the firm's founding partner and other practice heads, and providing strategic legal advice to clients on contentious...