1511 Sebi Jobs - Page 5

Ensuring compliance with Companies Act, managing ROC filings, board meetings, and statutory records.Coordinate with MCA/SEBI and handle legal, audit, and governance matters.Also support corporate structuring, agreements, and internal policy drafting.

Role & responsibilities For Manager role Conceptualizing and structuring mergers & acquisition, and corporate restructuring strategies from tax and regulatory perspective Providing advice on relevant laws and statutes pertaining to mergers, acquisitions, corporate restructuring Key statutes handled include direct tax laws, Company Law regulations, securities laws, exchange control regulations, stamp duty laws Implementation support for scheme of mergers / arrangements Conducting due-diligence reviews on prospective target companies from a historical and future tax perspective Leading and managing client relationships to ensure seamless execution from start to end of project Coaching/ develop...

Role : Senior Analyst-Corporate Secretarial Services Location : Pune Qualification : CS Experience : 5 to 6 years Job Description : Understanding corporate and legal compliances as per jurisdiction in which client companies are located. Handling compliances and documentation under the applicable anti-money laundering regulations. Handling compliance relating to Board Meetings of overseas client companies as per applicable jurisdiction including scheduling of meeting, preparing agenda and compiling board packs and circulation of the same to directors. Handling compliances relating to annual meetings of overseas client companies. Attend Board Meetings and make notes for drafting board resoluti...

Role : Deputy Company Secretary Location : Pune Qualification : CS Experience : 10 to 12 years Job Description : Prefered Industry - Manufacturing Services /Listed company To ensure compliance with Companies Act, SEBI regulations, and listing requirements. Lead a team of secretarial professionals to ensure timely and accurate compliance. Support the Board and Committees with governance, scheduling, and documentation. Draft and review minutes, resolutions, and statutory filings, ensure timely disclosures. Assist in the preparation of Annual report. Oversee secretarial compliance and governance for domestic and overseas subsidiaries, ensuring alignment with group policies and local regulations...

Role : Senior Manager-Secretarial and Compliance Location : Mumbai Experience : 5 to 6 years Qualification : CS Job Description : Key Responsibilities: Ensure compliance with the Companies Act, 2013 , SEBI (LODR) , and other applicable corporate laws and regulations. Manage all Board, Committee, and Shareholder meetings preparation of agenda, notices, minutes, and maintaining statutory registers. Liaise with regulatory authorities such as ROC, SEBI, NSE/BSE, RBI, and other government bodies . Handle filings and disclosures including XBRL filings, annual returns, and event-based compliances. Support in drafting and vetting agreements , resolutions, and other legal documents. Oversee corporate...

Location: Hyderabad or Mumbai Company: Early Bootstrap Startup Industry: Stock Broking / Financial Services Type: Full-time About the Client Our client is a new-age stock broking startup building a technology-driven investment and trading platform. The firm is in the process of obtaining SEBI registration and related regulatory approvals and is looking for a seasoned professional to lead and oversee all compliance functions. Key Responsibilities Lead and manage all regulatory and compliance activities for the stock broking business in accordance with SEBI, NSE, BSE, and other statutory bodies. Ensure the companys adherence to all applicable laws, circulars, notifications, and guidelines issu...

Independently manage PMS & AIF audits and compliance as per SEBI norms. Review AUM, income, and expense reconciliations, certify reports, coordinate with clients, guide juniors, assist partners, and drive process improvements for audit efficiency. Required Candidate profile • Strong understanding of SEBI PMS & AIF regulatory framework. • Proficiency in Excel, Power Query, and financial data analysis.

Position Title : Company Secretary Location : Pune, Maharashtra, India Reporting To : Chief Financial Officer (CFO) Employment Type : Full-time, Permanent Department : Legal / Corporate Affairs / Governance Role Summary The Company Secretary will serve as a key strategic member of the senior management team. The role will involve end-to-end secretarial, regulatory, compliance and corporate governance responsibilities to support the companys listing readiness and subsequent post-listing obligations. Working closely with the CFO, Board of Directors, external advisors (merchant bankers, regulators, legal counsel), and internal stakeholders, the incumbent will ensure robust systems, timely filin...

SUMMARY Chief Financial Officer ========================= Summary ------------ We are seeking an experienced and strategic Chief Financial Officer to lead our financial operations in Hyderabad. The ideal candidate will have a strong background in finance, with a proven track record of scaling financial operations in a listed manufacturing setup. As a key member of our leadership team, the CFO will be responsible for driving growth through strategic financial initiatives, managing stakeholders, and ensuring compliance with regulatory frameworks. Responsibilities - - - - - - - - - - - - - - - - - - - Develop and implement strategic financial plans, budgets, and governance frameworks Manage inv...

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities They are responsible to get the BDEs productivity on accounts, for selling products and services to the empl...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

About Bharat Banking: Bharat Banking is a new Department which has been set up to drive different business that the Bank does in Semi Urban and rural markets. The department is expected to drive business outcomes by focusing on partnerships, new products, innovation, reimagining customer journeys and driving / creating new channel. About the Role: The Sales Manager leads a team of executives is responsible for sourcing of loan proposals in the rural lending space. The Sales Manager attends the service requests of customers and assists in documentation/ disbursement formalities. The Job holder is also responsible for driving the business through other channel partners Key Responsibilities: Ac...

Kindly fill the application form below and share your CV at Sonika@vahura.com to apply for below role. Application Link- https://forms.gle/9BuPeSqtYTWxa8c1A Key Responsibilities: Oversee the entire spectrum of Legal and Secretarial functions, ensuring full compliance with the Companies Act , applicable Rules , and SEBI Regulations . Plan, organize, and coordinate Board, Committee, and General Meetings (both in-person and virtual), ensuring accurate documentation and timely follow-ups. Develop and implement business processes and policies to enhance operational effectiveness, mitigate risks, and ensure regulatory adherence. Liaise with regulatory authorities , including Legal Metrology , ensu...

Responsibilities: Assist with various event-based Company Secretarial activities. Support compliance with FEMA, SEBI, and other applicable regulations. Assist with various fundraising activities, including private placements, IPOs, and slump sales.

About the Job Who we are and what do we do India has witnessed a journey of Innovation in Digital Payments and today it leads the world with over 45% of the Global digital transaction volume. At NPST, we believe that our decade long journey has carved an opportunity for building future roadmap for the world to follow. We are determined to contribute immensely to nations growth story with our vision “to provide digital technology across financial value chain” and our mission to create leadership position in digital payment space. Founded in 2013, NPST is a leading fintech firm in India, part of the Make in India initiative and listed on BSE and National Stock Exchange. We specialize in Digita...

FATCA / CRS Reporting Knowledge of trading profile Future and Options derivatives, currency derivatives, commodity, SLBM, Dormant, RAL etc C lient master changes for demat and trading account Experience in back office application t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

FATCA / CRS Reporting Knowledgeof trading profile Future and Options derivatives, currency derivatives,commodity, SLBM, Dormant, RAL etc C lientmaster changes for demat and trading account Experience in back officeapplication t esting Resolving queries of branches Should be very conversant with processes of NSDL / CDSL

Monitor industry trends and competitor activities to identify new businessopportunities Identify, pitch, and onboard high-potential franchisees to expand the brokingnetworkManage the complete servicing cycle for newly onboarded or migrated members Collaborate with internal departments (eg, Compliance, IT, Operations, Legal) tofacilitate smooth onboarding and ongoing support for members Maintain strong relationships with franchisees and key stakeholders to ensure longterm engagement Ensure a seamless transition and resolution of queries to maintain client satisfaction Ensure all business activities are in line with SEBI guidelines and internal compliancepolicies Assist franchisees with produc...

1) Taking care of end to end process of clientsjourney from Account Opening to Closure. Reconciliation of Franking/E-stampingand storage. 2) Well-versed with KYC guidelines of CDSL / NSDL,SEBI, and Demat Account Opening. 3) Responsible for managing workflow for the teamand ensure adherence to departmental standards. 4) C oordinating with regulators like NSE, BSE,NSDL, CDSL and MCX to implement and adopt new regulations. 5) To work with senior management on audit andpreparation of reports, Co-ordination and timely closure of audit. 6) Responsible for processing KRA and C-KYC forall the new Accounts and Modification. 7) Well-versed with the DP, Exchange Platforms,and Back office Applications. ...

Reports to: Head of Compliance Key Responsibilities: 1. Ability to liaise and interact with regulators. 2. Ability to manage Audits. 3. Ensuring 100% compliance across all existing and new products that the company manages. 4. Ensuring end-to-end compliance with the provisions of all regulatory requirements i.e SEBI, IFSCA, Companies Act, FEMA etc. 5. Should be aware of the latest regulatory requirements on all products. 6. Support and guide in the implementation of new products as required by the company. 7. Ensure all regulatory changes/ updates as given by the regulators are managed and installed in the system. 8. Drafting and vetting of legal agreements/ contracts/ MOU/ notices to suppor...

Managing of Share records, liaising Secretarial work related experience Coordinate with Registrar and Share transfer statutory returns filing, Ministry of Corporate Affairs Listing SEBI Compliance Preparatory work for the Pre & Post AGM Annual bonus Health insurance

As an Audit Executive Intern at our Thaltej-Ahmedabad-based Chartered Accountants firm, you will have the opportunity to work closely with our team of 26 audit professionals. The role will provide you with hands-on experience in various areas including laws such as Company Law, SEBI, and RBI regulations, taxation including GST, Income Tax, and filing of ITRs, as well as auditing, accounting, costing, and compliance. You will also gain exposure to accounting and costing principles, budgets, variance analytics, internal financial controls, and business & process management. Key Responsibilities: - Gain hands-on experience in laws such as Company Law, SEBI, RBI regulations - Learn about taxatio...

Ensure full compliance with Companies Act, SEBI regulations, and applicable corporate laws. Draft, review, and maintain statutory records and filings (ROC, MGT, AOC, etc.). Liaise with directors, promoters, auditors, regulators, and shareholders on governance matters. Provide strategic support in planning and executing the company s Initial Public Offering (IPO). Coordinate with lead managers, merchant bankers, legal advisors, and underwriters. Manage all documentation, regulatory filings, and compliance as per SEBI (ICDR) Regulations. Ensure timely submission of DRHP, RHP, listing applications, and continuous post-IPO disclosures. Address queries and clarifications from SEBI, stock exchange...

Conduct financial, business, and legal due diligence for companies planning to go public. Prepare and review DRHP, RHP, and other offer documents in coordination with legal, compliance Perform financial modeling,company valuationDCF,company analysis Required Candidate profile Conduct financial, business, and legal due diligence for companies planning to go public. Prepare and review DRHP, RHP, and other offer documents in coordination with legal, compliance, DCF Valuation