1049 Sebi Jobs - Page 42

Assisting in preparation and filing of various ROC forms and returns under the Companies Act, 2013. Drafting board resolutions, notices, agendas, and minutes of Board/General Meetings. Conducting secretarial audits and due diligence. Assisting in annual filings and maintaining statutory registers. Liaising with clients, regulatory bodies, and stakeholders as required. Support in compliance related to FEMA, SEBI, and RBI (if applicable). Assisting in drafting and vetting of legal and compliance-related documents. Keeping up-to-date with changes in corporate and regulatory laws.and other allied matters Prior internship/training experience in a CS or legal role. Familiarity with MCA portal and ...

The Manager - Internal Audit will be responsible for planning, executing, and overseeing internal audits across various functions of Paytm Money. The objective is to assess the effectiveness of internal controls, compliance, risk management practices, and adherence to regulatory standards. Key Responsibilities: Audit Planning & Execution: Develop risk-based internal audit plans for assigned areas. Conduct internal audits to evaluate the design and effectiveness of processes and controls. Identify control gaps, process inefficiencies, and compliance deviations. Risk Management: Assess key risks and recommend mitigating controls. Support in the development of risk management frameworks and ens...

Must have good knowledge of handling Corporate Law, Regulatory compliances, SEBI (LODR), ROC filing etc. with processing payroll, maintain payroll records, Tax Compliances, Benefits Administrations, monitoring Compliance, generating reports, etc.

Role & Responsibilities: Ensuring compliance and reporting as per the rules and regulations framed by regulatory authorities (Exchange, SEBI, CDSL) Replying to compliance related queries Assisting in ensuring exchange / DP-related compliances applicable to the Company under SEBI Act, SCRA, Rules, Regulations & Bye-laws of Exchange and Circulars issued by SEBI/CDSL/BSE from time to time. To track day to day circulars / notifications / notices issued by regulatory Ensure appropriate and timely alert management Basic knowledge of Audit of Authorized Person and Audit of Exchange. Working knowledge of advisory aligned surveillance and adhoc investigations. Desired Skills 3 - 8 year of experience ...

1. Well versed with Company Law, Rules, Procedures and Policies 2. Ensuring all Statutory Compliances under Companies Act and applicable Corporate Laws for Public and Private Companies. 3. Conducting Board Meetings & Shareholders meetings and preparation of Agenda, Notices and Minutes of Board Meeting and Shareholder's Meeting etc 4. Monitoring changes in relevant legislation and the regulatory environment, and taking appropriate action 5. Developing and overseeing the systems that ensure the Company complies with all applicable legal and statutory requirements. 6.Excellent verbal and written communication skills Educational Qualifications: Any graduation ,and CS Skills Required: Company Sec...

To prepare reconciliations: Bank reconciliations, reconciliation between balances of MCXIPF with MCX.•To liaise with the statutory auditor / Tax Consultant for audit filing of theannual accounts, Return, Form 10 and 10B as per Income Tax Act. Required Candidate profile Tax matters of IPF & ESOP ,TDS, demand, return filing.Govt Securities, PSU Bonds, Fixed Deposit maturity, 8% Taxable bonds and investing the surplus funds.handle accounts payables.SEBI Queries

Ensuring compliance with Companies Act, managing ROC filings, board meetings, and statutory records.Coordinate with MCA/SEBI and handle legal, audit, and governance matters.Also support corporate structuring, agreements, and internal policy drafting.

About the role: .The role of the candidate is to ensure that Company complies with laws relating to secretarial function as well as maintaining highest standards of corporate governance. Expectations/ Requirements : 1. Ensuring compliance with the provisions of the Companies Act and other compliances. 2. Coordination with statutory, internal & secretarial auditors. 3. Managing secretarial group compliances. 4. Any other secretarial matters as may be assigned from time to time. Education: Member of the Institute of Company Secretaries of India (ICSI) or A degree in Law will be preferred or pursuing the CS.

Key Responsibilities: Assist in the onboarding, documentation, monitoring, surveillance for Authorised Persons / Affiliates/ Referral Partners including meeting them physically if required. Conduct regular compliance audits and assessments to identify potential risks and areas for improvement for Authorised Persons/Affiliates/ Referral Partners. Prepare and submit regulatory filings, reports, and documentation as required by SEBI. Responsible for conducting regular training to the Business development team and Authorised Persons on compliance-related matters and promoting a culture of compliance within the organization. Collaborate with internal teams to gather necessary information for comp...

Job Description: The Compliance Officer will be responsible for ensuring that all broking activities (retail and institutional) comply with SEBI regulations, Exchange regulations, PMLA regulations, Clearing corporations, Depositories and internal compliance frameworks. You will work closely with RMS, Trading, Technology, Finance, Operations and other related departments. As a Compliance Officer you will ensure that to operates within the legal and regulatory framework set by SEBI and other regulators. This role requires a strategic thinker with strong presentation skills to provide key compliance insights to management based on regulatory updates. The ideal candidate will possess strong mana...

Job Title: Senior Manager Depository Operations Location: Gurugram Department: DP Key Requirements: Bachelor’s degree in Finance, Commerce, or related field; MBA or professional certification is a plus. 8–12 years of experience in capital markets with a focus on depository operations, including leadership experience. Strong understanding of depository systems (NSDL/CDSL), SEBI regulations, and clearing/settlement cycles. Hands-on experience with settlement software, reconciliations, and DP back-office systems. Excellent leadership, interpersonal, and team management skills. Strong analytical, problem-solving, and organizational abilities. Ability to work under pressure and meet regulatory de...

We are looking for a proactive and detail-oriented Company Secretary with 5-7 years of experience, preferably in listed companies. The ideal candidate will manage secretarial compliance, corporate governance, regulatory filings, and assist in board processes, ensuring our adherence to all legal and statutory obligations. Role & responsibilities Ensure compliance with Companies Act, SEBI (LODR) Regulations, and other applicable laws. Organize and manage Board Meetings, Committee Meetings, and General Meetings, including drafting agendas, minutes, and resolutions. Handle timely filings with MCA, SEBI, NSE, and other regulatory bodies. Maintain all statutory records and registers as per company...

Job Summary: We are looking for a high-performing Company Secretary to help us in handling core Statutory, Legal, ROC Corporate Compliances, Stock Exchanges compliances. Responsibilities: High-performing Company Secretary to help us in handling core Statutory, Legal, ROC Corporate Compliances, Stock Exchanges compliances. Corporate Compliance with ROC, SEBI. Filing of Stock Exchange returns. Compliance with Stock Exchange. Handling Board Meetings, Committee Meetings, Company meetings Legal work Required Skills: Analytical, Communication Skills Knowledge about Latest Compliance laws Sebi /Roc, Exchange rules and regulation Good ERP,MS office knowledge Ability to work independently and timely ...

Listing support to NCD & issuance ISIN creation support DLT support SEBI LODR Ongoing compliance support to listed NCDs under SEBI Filing of PAS-6

About Artha Group Artha Group is a performance-led investment house managing over 1,250 crores (USD 150M+) across five fund platforms including Artha Venture Fund, Artha Select Fund, and Artha Continuum Fund. Our vertically integrated model spans venture capital, renewable energy assets, and global fund-of-fund structures. With 130+ investments and 30+ successful exits, we operate with discipline, foresight, and long-term conviction. In a firm where multiple entities, funds, and jurisdictions converge, compliance is not just a support function it s an institutional safeguard. We are now seeking a Head of Compliance to lead our governance and regulatory operations with precision, velocity, an...

Job Description: Role & responsibilities Develop, implement, and manage the companys Regulatory compliance requirements. Monitor and analyze trading activities for any irregularities or compliance. Conduct regular audits and risk assessments. Implementation of all regulatory changes Provide compliance training and support to employees. Stay updated with regulatory changes and ensure company policies are updated accordingly. Prepare and submit compliance reports to regulatory bodies. Collaborate with internal and external stakeholders to address compliance issues. Ensuring SEBI compliances for Broking, Research Analyst, PMS, Depository Participant. Co-ordinate with Exchanges, Depositories, SE...

Company Secretary Intern Compliance, Governance & Dematerialisation (AIFs) Location: GIFT City, Gandhinagar, Gujarat, India Work Mode: On-site (Full-time, based at GIFT City) Reporting to: Compliance Officer / Company Secretary Duration: 3 6 months (extendable based on performance) About SucSEED Indovation Fund SucSEED Indovation Fund is a SEBI-registered Category I Alternative Investment Fund (AIF) with a strong focus on early-stage investments in innovative and high-growth companies. With a presence in both domestic and international markets, we are committed to best-in-class governance, compliance, and investor protection. Role Overview We are seeking a driven and detail-oriented Company ...

1. Ensure timely compliance with Companies Act, SEBI LODR, FEMA , and other applicable corporate laws 2. Manage e-filings and submissions with MCA, ROC and Subsidiaries companies of listed company 3. Draft and maintain board and committee documentation including agendas, notices, minutes, and resolutions 4. Draft Board and Committee meetings (Audit, NRC, CSR, etc.), and prepare director disclosures, declarations, and reports 5. Maintain statutory registers and records, and support in preparation of annual reports and other documentation 6. Oversee Structured Digital Database (SDD) and trading window closures, ensuring compliance with SEBI LODR provisions (Reg. 23 RPT, Reg. 30 material events...

We are looking for candidate well versed in AIF operations at Gift City. Candidate will be responsible for - Review of the draft documents pertaining to set-up of AIF as per SEBI and IFSCA Regulation. PAN / TAN application of the Trust / scheme. Ensure all the KYC / due diligence documents are in order as per the SOP of the organization. Liaison with various vendor/agent for various activities related to setting up of AIF. Assisting in filing the application end to end process with IFSCA, SEZ and SEBI. Co-ordination & follow up for various compliances of the fund with Clients and well as lesioning with internal Team. Collaborating with internal teams to address current issues / head off futu...

13589 External Job Description Designation: Assistant Manager Secretarial Reporting to: Manager - Secretarial Location Mumbai Brief job description: To be responsible for compliance with all corporate laws for Asian Paints Limited and its group companies. Drafting of Annual Report, viz. Board s Report, Corporate Governance Report and Shareholders Information, Business Responsibility Report, Chairmans speech, Notice of the AGM and reviewing the Annual Report as a whole for the group Ensuring compliance with Companies Act, SEBI Regulations and Secretarial Standards Responsible for conducting meetings of the Committees in accordance with legal requirements (preparation of agenda, co ordination ...

Operations Head Portfolio Management Services (PMS) Operations Head Portfolio Management Services (PMS) Electrotherm (India) Limited Industry: Banking Financial Services Openings: 1 Location: Ahmedabad Job Title: Operations Head Portfolio Management Services (PMS) Location: Ahmedabad Experience: 5+ years in operations management within financial services Employment Type: Full-time Overview: As the Operations Head for Portfolio Management Services (PMS), you will oversee operational processes, ensure compliance, and drive client satisfaction. Reporting to the Principal Officer, your role is key in maintaining operational excellence while adhering to SEBI regulations and industry standards. Ke...

Key Responsibilities would include assistance andsupport in the following areas Equity and Debt related compliances underCompanies Act, 2013, SEBI Listing Regulations and other securities laws Trade monitoring process and compliances underSEBI (Prohibition of Insider Trading) Regulations, 2015 and other SEBIRegulations, as applicable, to listed entities Board and Committee Meetings Record maintenance and filing of e-forms/returnswith MCA and routine submissions to Stock Exchanges Documentation and Co-ordination with regulatoryagencies in connection with the Employee Stock Option Scheme Maintain accurate records and support audits ordue diligence processes

Key Responsibilities would include assistance andsupport in the following areas Equity and Debt related compliances underCompanies Act, 2013, SEBI Listing Regulations and other securities laws Trade monitoring process and compliances underSEBI (Prohibition of Insider Trading) Regulations, 2015 and other SEBIRegulations, as applicable, to listed entities Board and Committee Meetings Record maintenance and filing of e-forms/returnswith MCA and routine submissions to Stock Exchanges Documentation and Co-ordination with regulatoryagencies in connection with the Employee Stock Option Scheme Maintain accurate records and support audits ordue diligence processes

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for selling products and services ...