1049 Sebi Jobs - Page 41

All secretarial compliance pertaining to a listed company Listing Compliance of Stock Exchanges quarterly, half yearly & annual compliance SEBI Compliances ROC /MCA related online filing exposure Required Candidate profile Should have valid membership of ICSI Experience of working for a listed company Good communication skills for correspondence with statutory authorities like Stock Exchange, SEBI, ROC & other

Role & responsibilities Ensure strict adherence to PMLA, 2002 and SEBI AML/CFT Guidelines within the broking environment. Conduct periodic Customer Due Diligence (CDD) , Enhanced Due Diligence (EDD) , and KYC reviews. Monitor daily transactions for suspicious patterns; generate and file Suspicious Transaction Reports (STRs) with FIU-IND . Handle PEP (Politically Exposed Persons) screening, negative list monitoring, and sanctions compliance. Coordinate with internal departments to address PMLA-related queries and support regulatory inspections. Maintain robust record-keeping for audit readiness and regulatory review. Conduct AML training and awareness sessions for front-office and compliance ...

Job Title: Executive Secretarial Location: Chandigarh Qualification: Graduation/Semi Qualified CS Experience: 5 to 7 years of experience in secretarial role, handling regulatory framework and adherence to Compliances. Position Overview: We are seeking an experienced and well-versed candidate, with or without profession qualification, and the desired experience to join our Secretarial Department and managing all secretarial tasks, ensuring regulatory compliances and contributing to effective functioning of corporate governance. Skills & Competencies: Legal & Regulatory knowledge Documentation & Record keeping Communication & Coordination Corporate Governance & Compliance Attention to detail A...

Job Title: Manager Location: Mumbai Parel Job Description: 1. Leading engagements with respect to direct tax advisory services with specific focus on transaction structuring, corporate restructuring/ business reorganizations, review of transaction documentation (such as share purchase/ subscription agreement, shareholders’ agreement, merger/ demerger schemes, business transaction agreements, valuation reports, etc) and other implementation support 1. Independently Handling due diligence from an income-tax standpoint (including all co-ordination/ correspondences/ communication with clients/ advisors/ bankers/ financial diligence teams) 1. Leading a team comprising of qualified chartered accou...

Role & responsibilities * Assistance in Board and Shareholders meeting management and managing the tool on board communication. * Assistance in ensuring periodic updation/ revision of policies and SoPs and also maintaining repository of the same * Possess basic knowledge of SEBI (Alternative Investment Funds) Regulations, 2012, SEBI (Intermediaries) Regulation 2008 and Sebi (Prohibition of Insider Trading) Regulation 2015. * Assisting in SEBI compliance requirements including Quarterly Compliance Reports, Compliance Test Reports, PPM updates and PPM audits, etc. * MCA Filings for the Investment Management Entity: Handled event-based and annual filings of MCA forms (e.g., PAS-6, MSME-1, DPT-3...

Roles & Responsibilities: Monthly closure of accounts and preparation of financials Preparation of monthly P&L and Balance Sheet (Old GAAP, IND AS, Banking format) Creation and analysis of MIS reports for management review Coordination for SEBI and IND AS-based quarterly audits Variance analysis: actuals vs. budgeted figures Income and expenditure evaluation Follow-ups with Regional Finance Managers for reporting Liaison with internal and external auditors Stakeholder reporting and support to holding/JV group companies Documentation and audit file management Skills & Requirements: Qualified Chartered Accountant (CA) Strong knowledge of accounting standards (IND AS, Old GAAP) Hands-on experie...

Hi, We have an urgent below vacancy - Company Name Oriental Aromatics Ltd. Company Webpage : - http://www.orientalaromatics.com/ ">http://www.orientalaromatics.com/ Position Joint Assistant CS Job Location :- Jehangir Building, 2nd Floor, 133 M. G. Road, Kala Ghoda, Fort, Mumbai 400 001, India Education – Fully qualified CS Working Days – Monday – Friday JOB DESCRIPTION :- Sound knowledge of the Companies Act, 2013, SEBI regulations, and other application corporate laws, with regular updates on amendments and circulars. Filing of statutory forms with the ROC and ensuring Stock Exchange Compliances under SEBI (LODR) Regulations. Maintaining statutory registers, records and assisting in prepar...

Work experience of minimum 2 years in a Public Listed Company (either listed on NSE or BSE) as a Company Secretary.

Role Description The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which entails providing guidance on applicable regulations, managing risk assessments, providing compliance advisory, designing compliance programs/frameworks, monitoring, executing on compliance strategies, finalizing policies and procedures and implementation of global projects. You will gain exposure to the variety of corporate bank businesses (Trade, Cash, Trust, Custody) and other business as and when offered in IBU. Compliance, as an independent and robust second level control function, manages Compliance risk and deepens the Culture of Compliance...

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 3 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Language...

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 3 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Language...

As a Consultant you'll participate in many aspects of the software development lifecycle, such as design, code implementation, testing, and support. You will create software that enables your clients' hybrid-cloud and AI journeys. Your primary responsibilities include Comprehensive Feature Development and Issue Resolution, Stakeholder Collaboration and Issue Resolution and Continuous Learning and Technology Integration Required education Bachelor's Degree Preferred education Master's Degree Required technical and professional expertise Should have minimum 12 or more years of relevant experience in FDI Should have good knowledge of integrating with Web Services, XML (Extensible Markup Languag...

Role & responsibilities Excellent drafting skills including drafting of agenda, resolutions, minutes, reports, agreements, etc. Ability to learn and grasp new compliance concepts and global compliances applicable to overseas clients. Strong work ethic. Adapting and flexible approach towards learning new systems and operational procedures. Ability to work under pressure and tight timelines, excellent time management and multi-tasking skills. Strong interpersonal, verbal and non-verbal communication skills. Team Player with excellent collaborative, analytical, problem solving and organisational skills. Result oriented, detail oriented, team player with ability to work effectively with minimum ...

locationsBangalore - NorthPune - EastBangalore Fortune Summit time typeFull time posted onPosted 5 Days Ago job requisition idJR-0011194 About The Role Company Secretary (Legal Officer) DEPARTMENTCorporate Solutions As a member of the COSEC Team you will be expected to work in collaboration with other members of the Team, assist and support in providing administrative, compliance and regulatory services of to overseas client Companies, in accordance with applicable policies and procedures, regulatory requirements, service levels and company standards so as to satisfactorily meet client expectations. The Role: Understanding corporate and legal compliances as per jurisdiction in which client c...

The Apex Group was established in Bermuda in 2003 and is now one of the worlds largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. Thats why, at Apex Group, we will do more than simply empower you. We will work to supercharge your unique skills and experience. Take t...

The Apex Group was established in Bermuda in 2003 and is now one of the worlds largest fund administration and middle office solutions providers. Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully delivered on an unprecedented growth and transformation journey, and we are now represented by over circa 13,000 employees across 112 offices worldwide.Your career with us should reflect your energy and passion. Thats why, at Apex Group, we will do more than simply empower you. We will work to supercharge your unique skills and experience. Take t...

Planning, scheduling, and managing the daily workflows of all client deliverables within the team. Responsible to review/prepare of the NAVs for the client for AIF Cat III funds on daily/Monthly basis. Prepare Cash/Position/Market Value Reconciliations and resolving breaks. Notify Clients/CSMs of valid breaks. If break are due to an erroneous or missing transaction in Accounting system, then make necessary adjustments Reviewing pricing of the portfolio as per the IFSCA/SEBI guidelines and analysing the pricing exceptions if any. Reviewing the corporate actions booked in the system and ensuring that the same is correctly reflected in the books. Dividends/Interest Reconciliation with Broker re...

Hiring Company Secretary & Compliance Officer with minimum 12 years' experience and at least 6 years in a real estate company. Candidate must have LLB and qualified Company Secretary. Key Responsibilities of the Role: Ensure adherence to sound corporate governance principles and applicable regulatory requirements. Organize and manage Board and Committee meetings including drafting agendas, preparing and circulating meeting materials, recording minutes, and maintaining statutory records. Assist with the formation of new entities (companies/LLPs) and monitor their ongoing compliance. Stay updated on relevant laws and regulations impacting the real estate sector, including RERA, environmental l...

usiness Division: Compliance Functional Title: Compliance Officer Corporate Title: Assistant Vice President Job Posting Title: Compliance Officer Summary: The role has a broad range of responsibilities across an array of compliance (including KYC/AML/AFC related topics) for IBU which entails providing guidance on applicable regulations, managing risk assessments, providing compliance advisory, designing compliance programs/frameworks, monitoring, executing on compliance strategies, finalizing policies and procedures and implementation of global projects. You will gain exposure to the variety of corporate bank businesses (Trade, Cash, Trust, Custody) and other business as and when offered in ...

Role : Sr. Executive (Secretarial & Legal) Experience : 6 to 8 Years Qualification : LLB,CS Location : Vashi, Navi Mumbai Job Description : 1. Shareholder Assistance a. To coordinate between the Registrar and Share Transfer Agent (RTA) and shareholders for resolving their grievances. b. To receive shareholder complaints and answer them c. Processing and payment of dividend. d. Downloading demat share transfer details from NSDL and CDSL 2. Time based Statutory Compliance a. To intimate buying and selling of shares by the promoters/ designated persons to the stock exchanges as per SEBI requirements. b. To submit quarterly compliances to Stock Exchanges: i. Details of pending and redressed Inve...

Role : Sr. Executive (Secretarial & Legal) Experience : 6 to 8 Years Qualification : LLB,CS Location : Vashi, Navi Mumbai Job Description : 1. Shareholder Assistance a. To coordinate between the Registrar and Share Transfer Agent (RTA) and shareholders for resolving their grievances. b. To receive shareholder complaints and answer them c. Processing and payment of dividend. d. Downloading demat share transfer details from NSDL and CDSL 2. Time based Statutory Compliance a. To intimate buying and selling of shares by the promoters/ designated persons to the stock exchanges as per SEBI requirements. b. To submit quarterly compliances to Stock Exchanges: i. Details of pending and redressed Inve...

Job Profile : 1. Board & General Meetings Management: • Organize, schedule, and facilitate Board Meetings, General Meetings, and Committee Meetings. • Prepare agendas, draft minutes, resolutions, and maintain meeting records. • Ensure compliance with Companies Act, SEBI, and other regulatory guidelines. 2. Regulatory & Statutory Compliance: • Ensure timely filing of resolutions, notices, and statutory forms with regulatory bodies. • Manage filings and reporting with the Ministry of Corporate Affairs (MCA), Registrar of Companies (ROC), Reserve Bank of India (RBI), and other authorities. • Maintain statutory registers, records, and compliance documents. 3. Corporate Governance & Secretarial C...

Hiring for a Manufacturing company (Unlisted) at Shivaji Nagar (Pune). Role & responsibilities Ensure full compliance with statutory and regulatory requirements under the Companies Act for all group companies Drafting and preparing agendas, notices, resolutions, and minutes for board and shareholder meetings Timely filing of returns and documents with ROC/MCA Liaising with finance, audit, legal, and regulatory authorities Maintaining all statutory records and registers Should have experience in managing group-level compliance in a manufacturing/automotive setup Exposure to SEBI/LODR (if listed) is a plus Qualified CS with min 4 Yrs of experience. Preferred experience from manufacturing.

Branch manager with expertise in sales, client acquisition, team management, compliance, and operations across equity, MF, HNI, and retail. Proven record in revenue growth and regulatory adherence.

Key Responsibilities Product Management & Strategy Own the product life cycle for Equity Baskets and Global Investing solutions. Drive product innovation and enhancements based on market insights, client feedback, and regulatory updates. Coordinate across distribution channels (offline and digital) to scale product reach and adoption. Sales & Client Enablement Support sales teams with product training, FAQs, and updated sales collateral. Deliver impactful product presentations for internal stakeholders and high-net-worth clients. Develop and maintain pitch books, factsheets, and client communication templates. Cross-functional Collaboration Collaborate with Sales, Operations, Compliance, Mar...