1049 Sebi Jobs - Page 40

Advising on good governance practices and compliance of Corporate Governance norms as prescribed under various Acts, (Corporate, Securities and Other Business Law, Regulations & Guidelines) 2) Responsible for filing, registering any document including forms, returns and on behalf of the Company. 3) Preparing Notices/Agenda/Minutes of the Board/General meetings and follow up actions thereof. 4) Manages all tasks relating to Securities and their transfer and transmission. 5) Keeping corporate records, statutory books and registers. 6) Ensuring compliance for Secretarial Compliance Audit. 7) Assisting in filing Annual Return where necessary and responsible for other Declarations, Attestation an...

Drive strategic financial planning, investor relations, and compliance, ensuring alignment with business goals and regulatory standards. Lead forecasting, reporting, capital management, and cross-functional collaboration for informed decision-making.

: Job Title Corporate bank PA Utility, AS LocationMumbai, India Role Description The role is an extension of the onshore Business Management & Control team CB DIPL Utility. It involves liaising with COOs and Business Managers across the CB products and Infrastructure partners.The role requires a hands-on individual, who will be involved in the day to day running of the business & responsible for business management activities across all CB products. Overview: Deutsche Banks Corporate Bank (CB) is a market leader in cash management, trade finance & lending, securities services and Trust & Agency Services. Focusing on the treasurers and finance departments of corporate and commercial clients a...

Secretarial Activities & Compliances (70% of the profile) Drafting agenda papers for conducting Board and its Committee Meeting(s) viz. Audit & Risk Management Committee, Nomination & Remuneration Committee, Corporate Social Responsibility Committee, Stakeholders Relationship Committee and also for exclusive meetings of the Independent Directors; Drafting all requisite documents for Annual General Meetings (AGMs), viz. Chairmans speech, expected Queries & Answers, proceedings of AGM, etc. for conducting the AGM; Preparing Annual Reports (including Directors Reports, Corporate Governance Reports, Notices of Annual General Meetings, Business Responsibility Reports, etc.) of AIS and Group Compa...

Strong understanding of Indian tax laws (GST & income tax), FEMA, Companies Act, & SEBI/RBI regulations Experience working with promoters, senior management, auditors, & external law firms Required Candidate profile LL.B./LL.M. from a reputed law school + additional qualifications in Chartered Accountancy (CA), CS, or LL.M. in Taxation preferred. 4 to 10 years of exp. in corporate law, M&A, and taxation

Responsible for day to day activities related to onboarding of issuer DP Participants Co-ordinate with SEBI/ exchanges/ market participants Prepare MIS/Reports and agenda & minutes of various meetings Working on SEBI queries/Regulatory submissions Required Candidate profile Min 10+ yrs exp in capital markets in DP-Ops/ Clearing & Settlement /Market Infra Institutions Team Leadership Experience is a must Good analytical and verbal & written Communication Skills Perks and benefits 40% additional Performance Bonus + Mediclaim

Position: Company Secretary Location: Chennai Qualification: ICSI (Company Secretary) Role & responsibilities: 1.Taking care of Secretarial Compliances of Loyal Textile Mills Ltd. and other Group companies 2.Ensuring timely filing of statutory returns with the Stock Exchanges, Registrar of Companies and other statutory authorities, as may be applicable 3.Organising, preparing agendas for and taking minutes of board meetings and Annual General Meetings (AGMs) 4.Maintaining statutory books, including registers of members, directors and secretaries 5.Monitoring changes in relevant legislation and the regulatory environment and taking appropriate action 7.Liaising with external regulators and ad...

Key Responsibilities : Corporate Governance Board Meetings & Documentation Legal Documentation Regulatory Compliance Advisory Role Stakeholder Communication

Qualified: CS Executive only apply.Thorough knowledge of Companies Act, 2013,Knowledge of SEBI(ICDR) , SEBI (LODR) regulations.Assist in drafting of draft red herring prospectus with respect to ipo Required Candidate profile Assist in merchant banking activities,reviewing contracts, agreements, policies,resolution regulatory regulations.Statutory due diligence of clients proposed to come up with initial public offer

Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Sr Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 coun...

Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 count...

Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Sr Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 coun...

Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Specialist Qualifications: Any Graduation Years of Experience: 7 to 11 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 cou...

Key Responsibilities: * Assist in preparing and filing ROC (Registrar of Companies) forms and returns. * Maintain statutory registers and records as required under the Companies Act. * Draft board resolutions, minutes of board/general meetings, and notices. * Support in organizing board and general meetings, and liaise with directors and stakeholders. * Monitor compliance with secretarial standards, SEBI regulations (if applicable), and other statutory requirements. * Conduct legal research and assist in preparing legal opinions and reports. * Support the Company Secretary in all corporate governance matters. * Assist in handling company incorporations, changes in directorship, and share tra...

Description External Job Description Designation: Assistant Manager -Secretarial Reporting to: Manager - Secretarial Location - Mumbai Brief job description: To be responsible for compliance with all corporate laws for Asian Paints Limited and its group companiesDrafting of Annual Report, viz Boards Report, Corporate Governance Report and Shareholders Information, Business Responsibility Report, Chairmans speech, Notice of the AGM and reviewing the Annual Report as a whole for the groupEnsuring compliance with Companies Act, SEBI Regulations and Secretarial StandardsResponsible for conducting meetings of the Committees in accordance with legal requirements preparation of agenda, co - ordinat...

Position: Company Secretary (IPO Lead & Compliance Officer) Reporting To : Board of Directors / Audit Committee 1. Job Summary The Company Secretary serves as the Compliance Officer under SEBI and MCA regulations, steering the company through the IPO process and transitioning it into a listed entity. They will ensure legal, regulatory, and governance adherence, coordinate with officials and intermediaries, and strengthen corporate disclosure and board effectiveness. 2. Key Responsibilities A. IPO Stage (Pre-Listing) IPO Strategy & Timeline Management : Formulate and manage IPO workflows (Board approvals, timelines, compliance milestones). Support the constitution and functioning of the IPO S...

Looking for Cs qualified or Semi Qualified with 0-2yrs of the experience.Experience in limited & listed in BSE & NSE are given preferred first. SEBI MCA filings Stock exchange filings IEPF forms preparation and filing Dividend processing Dealing with share holders AGM/EGM preparation Payment of duplicate dividends liaison with RTA Minutes drafting & Other secretarial works

Job Description for CS - Merchant Banking Designation: CS - Merchant Banking Number of openings : 2 Experience: Semi-Qualified/Qualified Company Secretaries Location: Kandivali West, Mumbai We're hiring Semi-Qualified/Qualified Company Secretaries for exciting opportunities in SME IPOs and compliance. Scope of work : Assist with IPO-related secretarial and compliance activities. Work on Draft Red Herring Prospectus and IPO documentation. Ensure compliance with SEBI regulations and Companies Act, 2013. Collaborate with senior professionals and intermediaries. Skills Required: Semi-Qualified/Qualified CS with 1-2 years of experience. Strong knowledge of IPO processes, SEBI guidelines, and corp...

Role : Company Secretary (NBFC Firm) Location : Mumbai (Worli) Must Have exp in Listed NBFC/Banks OR Big 4 Job Description • Independently drafting the Agenda and prepare Minutes of Board meetings, General meetings & various Board Committees/ subsidiary Companys Compliances • Ensuring Compliances with provisions of Companies Act and Rules, Insider Trading Regulations, Listing Regulations, and related legislations as applicable to Company • Independently handle work relating to AGM/Postal Ballot, preparation of Directors report/Corporate Governance/MDA/Integrated Report. • Coordinating with departments and filing various statutory forms & returns with ROC, RBI, Stock Exchanges, SEBI etc. • Pr...

Coordination with NSE & NSDL Preparing & sending replies for the inspections of NSE & NSDL All Back office Work for Trading, Stock Broking Compliances & Depository Systems Audits, Cyber Audits, Internal Audits of NSE & NSDL, Inspections of NSE & NSDL

Roles and Responsibilities Ensure compliance with SEBI regulations, ROC filings, and corporate governance requirements. Maintain accurate records of company meetings, resolutions, and statutory documents. Prepare and submit necessary forms to the Registrar of Companies (ROC) on time. Provide secretarial support for board meetings, AGMs, EGMs, and other committee meetings. Coordinate with internal stakeholders to ensure smooth functioning of company operations. To maintain records of all documents required for Audit and establish the right auditable procedures. Prepare and present periodic compliance reports to senior management to assist Finance department as and when required. Compliances a...

Role & responsibilities Company Secretary Functions: Compliance and Governance: Ensuring the company adheres to all relevant laws, regulations, and corporate governance best practices. Statutory Filings: Preparing and filing necessary documents with regulatory bodies (e.g., ROC filings). Record Keeping: Maintaining statutory registers, minutes of meetings, and other company records. Board and Shareholder Meetings: Coordinating and preparing for board and committee meetings, including drafting agendas and minutes. Liaison: Interacting with external regulators, lawyers, and auditors. Advisory: Providing advice to the board and senior management on governance matters. Accounts Manager Functions...

Location: Worli, Mumbai. Role & responsibilities a) The incumbent will play a vital link in the Secretarial team. b) Will ensure that all assignments as directed by the Group Company Secretary are completed well within the deadlines. c) A team player who commands high position in the value chain and acts as conscience seeker of the company. d) Exercising good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, Securities and Other Business Laws and regulations and guidelines made thereunder. e) Ensuring compliance of all applicable statutes including but not restricted to The Companies Act, 2014; SEBI Act, SCRA and rules and regulations ma...

Location: Worli, Mumbai. Role & responsibilities a) The incumbent will play a vital link in the Secretarial team. b) Will ensure that all assignments as directed by the Group Company Secretary are completed well within the deadlines. c) A team player who commands high position in the value chain and acts as conscience seeker of the company. d) Exercising good governance practices and compliance of Corporate Governance norms as prescribed under various Corporate, Securities and Other Business Laws and regulations and guidelines made thereunder. e) Ensuring compliance of all applicable statutes including but not restricted to The Companies Act, 2014; SEBI Act, SCRA and rules and regulations ma...

Monitor eSign platform performance and usage Maintain daily logs & generate reports on eSign transaction Ensure adherence to regulatory guidelines like IT Act, UIDAI, RBI directives Liaise with external vendors like NSDL, CDSL, or private players Required Candidate profile Understanding of digital signature frameworks (eSign, DSC, Aadhaar eSign, etc.) Familiarity with eKYC & UIDAI guidelines Degree in Computer Science, IT, Business Administration, or related field