1029 Sebi Jobs - Page 4

Role Overview: We are seeking a dynamic and experienced professional to lead and execute fundraising activities for our SEBI-registered Alternative Investment Fund (AIF). The role involves engaging with a wide range of investors including HNIs, family offices, wealth managers, institutions, and distribution platforms, with a strong focus on capital raising, investor onboarding, and relationship management. Key Responsibilities: 1. Fundraising & Capital Mobilization Drive capital raise efforts for AIFs (Category I/II/III) across various investor classes. Develop and maintain relationships with HNIs, UHNIs, family offices, private banks, and wealth advisors. Conduct investor presentations, web...

Experience Required: 5+ years in financial management, preferably with hands-on experience in financial control functions within a retail broking firm. Key Responsibilities: - Manage day-to-day financial operations, including budgeting, forecasting, cash flow management, and reconciliations. - Ensure timely and accurate financial reporting in compliance with SEBI, BSE, and NSE guidelines. - Maintain robust internal controls and accounting systems. - Support statutory and regulatory audits, ensuring full compliance with exchange and SEBI norms. - Liaise with NSE, BSE, MCX, NCDEX, CDSL, SEBI, statutory auditors, and internal stakeholders on financial matters. - Contribute to financial strategy...

He / She will lead the Legal & Secretarial function in the organisation ensuring compliance to various laws and regulations as applicable to the company. He/she must possess relevant skills, interest and should be a good communicator. Duties and Responsibilities: • Filing, registering any document including forms, returns and applications by and on behalf of the company with various regulators • Coordinating the Board/Shareholders/Committee meetings and follow-up actions thereof• Managing all tasks relating to Securities and their transfer and transmission• Managing all tasks relating to Stakeholder communication and relations more specifically Investor Relationship for necessary flow of inf...

Job Summary: - We are seeking an experienced and highly skilled Company Secretary (CS) with 7-8 years of expertise in financial services, particularly within the discount broking sector. - The ideal candidate will be well-versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses. Key Responsibilities: - Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry. - Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries. - Liaise with SEBI, ...

Roles & Responsibilities Financial Strategy & Planning - Develop and execute financial strategies to drive business growth. - Oversee budgeting, forecasting, and financial planning processes. - Support strategic initiatives with financial insights and analysis. - Regulatory Compliance & Governance - Ensure compliance with SEBI, NSE, and BSE regulations. - Maintain strong relationships with regulatory bodies - Stay updated on changes in financial and brokerage regulations. - Financial Operations & Reporting - Manage day-to-day financial activities, including cash flow and liquidity management. - Oversee financial reporting and ensure accuracy in financial statements. - Implement strong intern...

Role Responsibilities: Manage board/committee meetings, draft minutes, and ensure regulatory compliance. Assist in fundraising activities including debenture and equity issuances. Interpret and communicate updates on Companies Act, SEBI, and RBI guidelines. Maintain statutory records and handle corporate governance matters and legal agreements. Job Requirements: 23 years of relevant experience in legal and compliance functions. Qualified Company Secretary (CS). Experience in structured financing (debentures, CPs, equity issuance). Strong legal drafting, governance, and regulatory filing skills.

As an Accounting Advisory professional, you will be responsible for advising clients on accounting and financial reporting standards such as Ind AS, IFRS, and US GAAP. Your key responsibilities will include: - Advise clients on accounting and financial reporting standards (Ind AS, IFRS, US GAAP) - Assist in the implementation of new accounting standards (e.g., Ind AS 115, 116, 109) - Prepare technical accounting memos and position papers - Assist in GAAP conversion engagements - Indian GAAP to Ind AS / IFRS / US GAAP - Draft and review financial statements in compliance with applicable GAAP - Conduct impact assessment studies and provide training on new standards to clients To excel in this ...

Role & responsibilities 1. Role Overview The Assistant Company Secretary will support the Company Secretary in ensuring compliance with statutory and regulatory requirements under the Companies Act, 2013, SEBI Regulations, RBI guidelines for NBFCs, and other applicable laws. The role also involves handling legal documentation related to loan transactions, drafting agreements, and supporting board/committee functioning. 2. Key Responsibilities Secretarial & Compliance Assist in convening and conducting Board, Committee, and General Meetings , including preparation of notices, agendas, presentations, minutes, and related records. Ensure compliance with the Companies Act, 2013 , SEBI LODR Regul...

Role & responsibilities : Regulatory Program Execution Develop, implement, and continuously enhance compliance frameworks for PMS operations aligned with SEBI mandates and internal policies. Conduct periodic risk assessments on PMS offerings and monitor controls to mitigate noncompliance risks. Monitoring, Auditing & Reporting Lead internal audits and gap assessments to evaluate ongoing compliance with regulatory requirements and organizational standards. Prepare compliance reports summarizing findings and remediation plans for senior leadership and regulators. Policy & Process Management Develop and update PMS-related compliance policies, procedures, disclosures, and documentation. Embed co...

Hi, We are looking for a candidate with 5+ years of experience as Company Secretary. Job Role: Secretary. Qualification: Graduate, CS / Company Secretary mandatory, Preferred LLB/LLM. Company Name: Mukand Sumi Special Steel Ltd. Website: www.mukandsumi.com Job Location: Nariman Point, Mumbai. Requirement: 1. Candidate must have done stock exchanges filings, ccompliances with SEBI Listing Regulations, SEBI Takeover Code Regulations, SEBI Insider Trading Regulations, Filling of various e-forms with MCA for the financial year for MSSSL 2. Filing of necessary compliance/ event-based Forms with ROC on or before the due dates prescribed in the Companies Act, 2013 and relevant rules framed thereund...

Vardhman trusteeship is looking for CS Trainee to join our dynamic team and embark on a rewarding career journey Responsibilities: Assist in the preparation and filing of statutory forms and annual returns under company law. Maintain and update statutory records such as minute books, registers, and resolutions. Ensure compliance with corporate governance standards and regulations. Help in drafting notices, agendas, and resolutions for board meetings. Liaise with regulatory bodies for filings and updates on corporate legal matters. Support in conducting board and committee meetings, ensuring accurate documentation. Disclaimer: This job description has been sourced from a public domain and may...

This Opportunity is with a leading Stock Broking company for their office in Mumbai location Role: Compliance Manager Experience: 4 - 8 Years Job Purpose: To manage and oversee compliance within the organization. This includes ensuring that the company adheres to all compliance standards and internal policies, thereby mitigating risks and fostering a culture of integrity. The expectation and responsibility of the Compliance professional will be to understand, interpret, and guide business teams regarding new regulations emanating from SEBI/Stock Exchanges/Depositories. Job Description: Role & Responsibilities: Key Responsibility Descriptive Parameters 1. Implementation of Circulars Monitor n...

Company Secretary (Group of Companies) Location: Vadodara, Gujarat The Company Secretary for the Group of Companies is responsible for ensuring that the organization complies with statutory and regulatory requirements and maintains high standards of corporate governance across all entities within the group. The role requires proficiency in legal obligations, regulatory frameworks, and governance practices specific to each jurisdiction in which the group operates. Key Responsibilities: 1. Corporate Governance: - Advise the Board of Directors and management on corporate governance best practices, ensuring adherence to regulatory frameworks and internal policies across the group. - Organize and...

We are looking for an experienced and qualified Company Secretary and LLB graduate. The focus of this role is on ensuring secretarial compliance, maintaining governance standards and providing assistance on commercial legal matters. This senior role will be a part of the Secretarial Team in the corporate office in Chennai and report to the Company Secretary. The candidate should be confident, be able to articulate well and have a good command over both written and verbal communication. Qualification and skills: Member of the Institute of Company Secretaries of India with post qualification experience of around 10-12 years including in listed companies and NBFCs/HFCs/ Banks. - Strong understa...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: Corportate Salary Manager ( CSM - Service) are a part of the Banks front line sales Team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for selling produc...

About Us: Paytm is India's leading mobile payments and financial services distribution company. Pioneer of the mobile QR payments revolution in India, Paytm builds technologies that help small businesses with payments and commerce. Paytms mission is to serve half a billion Indians and bring them to the mainstream economy with the help of technology. About the role: .The role of the candidate is to ensure that the Company complies with laws relating to secretarial function as well as maintaining the highest standards of corporate governance. He/ She will also act as a point of connection between the Secretarial function and other functions, company shareholders, and the Company’s senior manag...

Role : Executive Legal - Commercial & Contracts Location : Pune Qualification : LLM Experience : 6 to 7 Years Job Description : Contract Drafting & Review Draft, review, and support the negotiation of commercial contracts such as Work Orders, Purchase Orders, Service Agreements, Non-Disclosure Agreements (NDAs), and Tender documentation. Review customer/vendor agreements to identify risk areas and suggest commercially viable alternatives. Ensure internal compliance with contract terms and approval protocols. Commercial Support Assist business teams in evaluating contractual obligations, liabilities, and rights. Prepare deviation notes, risk summaries, and contract trackers for internal appro...

Drafting of Agenda, Notice & Minutes for various meetings. Liaison with ROC,SEBI, Corporate Laws, Governance Statutory compliance in relation to various legislations in relation to smooth functioning of Company. Compliance in relation to FEMA & RBI

Entity name: InCred Alternative Investments Private Limited Job Title: Compliance Officer for FME Location: GIFT City, Gandhinagar, GJ. Department: Compliance Job Summary: The Compliance Officer will be responsible for ensuring adherence to regulatory requirements, internal policies, and compliance frameworks. The role involves monitoring and evaluating internal processes, coordinating regulatory approvals, and ensuring compliance with guidelines set by the IFSCA and other regulatory bodies. Key Responsibilities: ? Develop, implement, and monitor the funds compliance policies, procedures, and controls. ? Ensure the funds strict adherence to IFSCA, and other regulatory frameworks/reportings. ...

About Astrotalk Astrotalk is India&aposs premier online astrology platform, founded in 2017 and headquartered in Noida. We are the largest player in the astrology sector, serving a global audience while maintaining strong roots in India. With ambitious expansion plans, , Astrotalk is committed to innovation, user-centric services, and financial excellence to drive sustainable growth. Job Summary We are seeking a seasoned Finance Controller to lead our financial operations and play a critical role in our high growth journey. This position demands a strategic thinker with deep expertise in financial management, regulatory compliance, and internal controls. The ideal candidate will ensure the a...

Candidate should have good knowledge in company secretarial related activities in textile manufacturing industry. Preferred candidates in Tirupur & Coimbatore Location or willing to settle in Tirupur

Role : Company Secretary Officer Location : Hyderabad Experience : 3 to 5 Years Qualification : Qualified CS Industry: Venture Capital / Investment / Financial Services Job Description : We are looking for a qualified Company Secretary with 3 to 5 years of experience to manage statutory and regulatory compliance for our venture capital operations. The ideal candidate will support governance processes, assist with regulatory filings, and ensure adherence to the Companies Act, SEBI regulations, and other applicable laws. Prior experience in a venture capital, private equity, or investment firm is preferred. Key Responsibilities: Ensure end-to-end compliance under the Companies Act, 2013 and SE...

Education: Qualified Company Secretary (Member of ICSI) with Law degree (LLB). Experience: 5-7 years of experience in company secretarial functions, with at least 5 years in a listed company Strong knowledge of SEBI, Companies Act, FEMA, and Secretarial Standards (SS-1 and SS-2) Statutory & Regulatory Compliance Ensure compliance with the Companies Act, 2013 , SEBI LODR , Securities Contracts Regulation , and Listing Agreement . Maintain statutory registers and records. File necessary returns and reports with ROC , SEBI , Stock Exchanges (NSE/BSE) , and other regulators in a timely manner. 2. Board & Committee Management Organize and manage Board Meetings , AGMs , EGMs , and Committee Meetin...

About the role: .The role of the candidate is to ensure that the Company complies with laws relating to secretarial function as well as maintaining the highest standards of corporate governance. He/ She will also act as a point of connection between the Secretarial function and other functions, company shareholders, and the Companys senior management team. Expectations/ Requirements: Handling Compliances including SEBI compliances, Companies Act, RBI compliances, NBFC compliances, Core Investment Company. Handling Compliances, secretarial functions, foreign direct investments, overseas investments, fund raising, joint ventures and business restructuring. Act as a point of connect between the...

Role & responsibilities Corporate Governance Support: Assist in maintaining statutory registers and records, ensuring compliance with applicable laws and regulations. Documentation: Draft and prepare minutes of meetings for the board of directors and committee meetings, along with resolutions and other corporate documents. Regulatory Compliance: Help in filing necessary documents with regulatory authorities and ensure timely compliance with all statutory requirements. Research: Conduct research on corporate governance practices and updates in regulatory frameworks to keep the organization informed. Assist with Audits: Support in preparation for internal and external audits related to corpora...