1049 Sebi Jobs - Page 39

INTERVIEW WILL BE IN THE NEXT WEEK Educational Qualification & Experience: - The candidate must be the member of the Institute of Company Secretaries of India with minimum experience of 2+ years. Desirable Competencies: - - The candidate should be fully conversant with compliances under the Companies Act, 2013. - Secretarial standards and Listing Agreement. - Well versed with drafting and finalization of Directors Report and General Meeting Notices. - Conducting meetings - Regularly filing of various legal documents and returns with the Registrar of Companies and Directors'regulator. - Corporate Governance requirements. - Borrowings and Issue of securities on private placement. - Knowledge o...

Role & responsibilities 1. Statutory Compliance and Governance: Ensure the company complies with provisions of the Companies Act, 2013 , and other applicable laws. Maintain statutory registers, including the register of members, directors, and charges. File necessary returns, reports, and declarations with the Ministry of Corporate Affairs (MCA) and the Registrar of Companies (RoC) . Handle compliances related to board meetings, annual general meetings (AGMs), and other shareholder meetings. 2. Board and Committee Support: Organize and facilitate board meetings, committee meetings, and AGMs. Draft agendas, notices, and minutes for meetings in compliance with statutory requirements. Advise th...

Role & responsibilities We are Looking CS who has experience in handling company secretary role individually & the compliances. Also, having around 5 to 10 years experience. Ensure the company complies with all statutory obligations under the Companies Act and other applicable laws. Maintain and update all statutory records, registers, and documents. Draft agendas, prepare board meeting packs, record minutes, and follow up on board decisions. Coordinate with internal departments and legal advisors on contracts, property matters, licenses (especially hotel industry-specific like FSSAI, Pollution Control Board, Excise, etc.), and regulatory filings. Handle ROC filings and liaison with regulato...

Company Secretary Trainee About Navi Navi is one of the fastest-growing financial services companies in India providing Personal & Home Loans, UPI, Insurance, Mutual Funds, and Gold. Navi's mission is to deliver digital-first financial products that are simple, accessible, and affordable. Drawing on our in-house AI/ML capabilities, technology, and product expertise, Navi is dedicated to building delightful customer experiences. Founders: Sachin Bansal & Ankit Agarwal Know what makes you a Navi_ite : 1.Perseverance, Passion and Commitment Passionate about Navis mission and vision Demonstrates dedication, perseverance and high ownership Goes above and beyond by taking on additional responsibil...

Role & responsibilities Provide compliance advisory on Digital Lending and product journeys as per RBI guidelines Interpret regulatory circulars and notify senior management on potential compliance risks Partner with business teams to ensure regulatory compliance for new/existing products Product lifecycle experience as project manager Vet internal policies, forms, and business circulars from a compliance perspective Handle RBI inspection processes and assist in preparation/closure of RAR reports Conduct compliance training for CAROs/business stakeholders Test processes/controls and track regulatory observations across units Provide inputs for senior management dashboards and compliance risk...

Chartered Accountant / Inter CA / MBA Finance with 5 to 7 Years of Experience in Credit Control Assessment preferably in Agro Chemicals / Chemicals Mfg. Industry. Formulate & ensure credit control policies aligned with company goals & risk appetite. Required Candidate profile Lead Credit Control Operations across multiple territories & customer segments including dealers, distributors & international clients. Ensure Compliance with SEBI Listing Obligations, Companies Act. Perks and benefits Negotiable - Depending Upon Candidate & Experience

Ensure compliance with SEBI,Monitor compliance with circulars,Manage SEBI filings, annual audits,Implement and monitor compliance checks,Assist in drafting and maintaining Compliance Manuals

Seeking cs to ensure compliance with the Companies Act, SEBI regulations, and corporate governance. Handle filings, board meetings, records, shareholder communication, and liaison with ROC, SEBI, and stock exchanges ICSI member, 2+ years experience

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

Handle Secretarial & legal matter including Maintenance of all Records , Board Meeting, AGM & EGM ,Compliances relating to SEBI,BSE ,NSE,RBI,FEMA, LODR, ROC, NSDL, Filing of various Form return & XBRL, Handling Registrar ,Shareholder ,Reply Notices. Required Candidate profile Self- driven with the attitude to work independently,Excellent Verbal & Written Communication Skills.Should have good drafting skill, and Knowledge E Filing of Various Form & Return & Legal Matters.

Responsible for acquiring new clients and driving revenue growth Assist clients with Demat account management and stock market operations Develop strong client relationships, offer valuable insights, resolve concerns, and enhance client satisfaction

# Compliance with stock exchange regulations # Ensuring compliance with statutory regulations and laws # Filing documents with regulatory & government authorities # Facilitating board meetings and annual general meetings # Regular financial reporting Required Candidate profile Interested one can share their resumes at hr@clnenergy.in

Role & responsibilities Candidate should be CS, having experience of 10+ years. Should be from listed company only. Having knowledge and experience in field of: All compliances BSE, NSE, SEBI including FEMA and RBI. ODI, FEMA, RBI approval for investment outside India Conducting the Board Meeting, EGM, AGM, various committee including drafting of minutes of the meeting etc. Drafting and review of legal agreements including Share purchase agreement, merger and acquisition related agreement, Share holders agreement etc.

Drafting/Reviewing various commercial contracts which includes Licensing Agreements, Employment Agreements, Letters of Intent, Termination Agreements, Technology Transfer Agreements, Master Service Agreements, Collaboration Agreement, Development.

Assist the Sr. CS in all legal,secreterial work & complaince activities ; thorough knowledge of complaince & documentation is mandatory. Required Candidate profile Recent passed out fresher female CS candidates will be given preference over other applicants. We need a qualified CS with at least 1-3 years of post-qualification experience in any listed company.

JOB DESCRIPTION Company Secretary 1. Secretarial Functions: Ensure compliance with the Companies Act, 2013, SEBI (LODR) Regulations, 2015, and other applicable laws. File disclosures and reports with stock exchanges, SEBI, and other regulatory authorities. Convene and conduct Board, Committee, and General Meetings, including drafting agendas, notices, resolutions, and minutes. Maintain statutory registers, records, and filings with the Registrar of Companies (RoC). Ensure compliance with Insider Trading Regulations, including maintaining trading windows and disclosures. 2. Group Company Oversight: Ensure compliance with applicable laws for group companies, including Insurance Regulatory and ...

Legal Advice, Board meetings, committees, Compliances, Administration, Communication, Filing, Training, ROC Compliances, Regulations, Performance Evaluation, Taxation, Drating Minutes, Annual General Meeting etc, GST, TDS etc.

Role & responsibilities Complied day-to-day Secretarial Compliance/affairs of the Listed company, Legal Matters, including convening & conducting Board Meetings, Committee meetings & Annual General Meeting of the Company, Liasoning with MCA, BSE, NSE, SEBI, NSDL, CDSL, RTA & Investors and handle other related matters thereon Preferred candidate profile CS with 7 plus yrs of exp in Listed manufacturing company

Ensure NSE/BSE compliances MCA e-filings Draft Agenda/Notices/Minutes Manage shareholder correspondence Maintain statutory records Handle other secretarial tasks as assigned by management.

A leading Stock Broking Company is looking for a Head Operations: Role & responsibilities: The person should take care of the complete end-to-end all operations works including KYC, DP, RMS, Compliance, Settlements, Trade Processing. All the product and industry knowledge to support strategic decision-making. All regular day to day operations such as NSE & BSE trade settlements, IPO & Mutual Fund back end processing. Ensure timely and accurate reporting to regulatory bodies including SEBI, NSE, BSE & CDSL Oversee client fund and security settlements, internal audits, margin obligations, and risk management. Maintain strong relationships with top clients Enhance operational efficiency by impl...

Role & responsibilities To handle the Compliances under the Companies Act, 2013 and other Corporate Laws Compliances under SEBI Listing Regulations to Stock Exchanges (NSE & BSE), other SEBI regulations, etc.; Support in conducting Board meetings, Boards Committee Meetings & Annual/ Extra-ordinary General Meetings; Drafting of Agenda and Minutes for the several meetings of Directors of Listed Companies and unlisted Public Companies; Drafting Annual Reports of Listed Companies and unlisted Public Companies; Maintaining of Statutory Records and registers; Handling of communication with various regulatory authorities, shareholders and other stakeholders; Ensuring statutory compliances including...

We are seeking an experienced and qualified Company Secretary for Maintaining statutory record and registers, Liaise with regulatory authorities, stock exchanges and RBI. Ensure compliance with all applicable laws, regulation and corporate governance Required Candidate profile - Company Secretary qualification from ICSI - Strong knowledge of financial reporting, corporate laws, SEBI AND RBI regulations - Excellent communication, organizational, and analytical skills Perks and benefits Competitive salary and Professional development

Role & responsibilities Ensure compliance with all statutory and regulatory requirements relevant to the organization. Prepare and maintain accurate minutes of board meetings and general meetings. Facilitate communication between the board of directors and senior management. Manage the companys corporate records and filings, ensuring they are up to date and accessible. Assist in the preparation of reports and documentation required for meetings and statutory filings. Monitor changes in relevant legislation and the regulatory environment, advising the board accordingly. Coordinate with external auditors, legal advisors, and other stakeholders as required.

Role & responsibilities Setting up processes and calendars for internal compliance audit/review across all teams Developing policies to support compliance and track non-compliance Undertaking and conducting a periodic internal compliance audit Writing and presenting reports to management outlining recommendations for improvements Coordinating and handling (both internal & external) compliance audit queries Setting up processes and trackers as per SEBI and AMFI guidelines for meeting relevant compliance requirements Ensure 100% compliance with Audits, Controls, and Processes as per SEBI RIA and AMFI regulations Submission of periodic reports to SEBI/AMFI/RBI/Management in accordance with mutu...

Hiring Company Secretary with IPO experience sought to manage listing, ensure regulatory compliance, handle investor relations, oversee risk/governance practices & liaise. Strong SEBI, company law, & board-level expertise.