1517 Sebi Jobs - Page 22

Skill required: KYC Corporate - Anti-Money Laundering (AML) Designation: Int Controls & Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years About Accenture Accenture is a global professional services company with leading capabilities in digital, cloud and security.Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 count...

Role: Company Secretary Exp: 8-15 Years Location: Delhi Role Objective: We are looking for a Qualified Company Secretary (CS) with minimum 8+ years of post-qualification experience , specifically in handling Initial Public Offering (IPO) and SEBI/ROC compliance matters . The ideal candidate will work closely with senior management and merchant bankers to manage end-to-end IPO preparation and execution, along with ongoing secretarial and corporate governance responsibilities. Key Job Role and Responsibilities: 1. Managing secretarial compliances under Companies Act, 2013 and secretarial standards such as drafting and filing of forms, returns with the Registrar of Companies, drafting of board ...

Role : Company Secretary-name lending Experience :6 to 7 years Qualification :CS Location : Mumbai Job Description : Strong knowledge of corporate laws, regulations, and governance Experience in preparing and filing statutory returns and maintaining statutory records Proficiency in managing board meetings and liaising with regulatory bodies Excellent written and verbal communication skills Ability to work independently and with attention to detail Relevant certifications and membership in professional bodies (e.g., ICSI) are a plus

Role : Manager CS & Legal Experience : 5 to 7 Years Qualification : LLB,CS Location : Nariman Point Job Description : Key Responsibilities:- Corporate Governance Ensure timely compliance with corporate governance codes, SEBI laws, Companies Act, and all other regulations applicable to a listed company. Develop and implement internal policies/process to meet corporate governance standards, as per regulatory requirements. Coordinate with external legal advisors and auditors including secretarial auditors on governance matters and bankers Board and Shareholder Meetings Co-ordinate for board meetings, annual general meetings (AGMs), and extraordinary general meetings (EGMs) and its pre and post ...

This position requires a qualified individual to teach Accounts subject. Candidate with thorough understanding of RBI, SEBI and strong hold over Accounts subject will be preferred. What your job roles look like Creating engaging videos to make subjects come alive, capturing students attention from start to finish. Develop bite-sized, digestible learning modules that map directly to exam formats, keeping students on track for success. Be the go-to problem-solver, addressing subject-specific doubts with clear, concise explanations. Offer personalized advice and learning strategies to help students overcome obstacles and build confidence in their abilities. Working closely in coordination with ...

Compliance with SEBI regulations, stock exchange rules Internal Audits & Inspections Reporting & Filings Policy development & implementation Grievance Redressal Training & Awareness Surveillance & Monitoring Coordinate with regulators(NSE,BSE,SEBI)

Job Title: Company Secretary Qualifications: CS (LLB preferred) Experience: 10+ years (minimum last 5 years in listed companies) Location: HO- Fort, Mumbai Main Job Tasks and Responsibilities: • Liaise with board members. • Preparing annual reports of the company viz. Board report, MDA, Corporate governance etc. • Prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs) and follow up on action points. • Convene and service AGMs, take minutes, draft resolutions, and lodge required forms and annual returns with appropriate departments. • To handle Regular Suits, Summary Suits, Writ Petitions, Consumer Complaints, Accident Claims and Unfair Labor Practice Ma...

Role : Company Sectorial & Compliance Officer Qualification : LLB,CS Experience : 4 to 8 Years Location : Andheri East Job Description : we are seeking a qualified and experienced Company Sectorial & Compliance Officer to lead our corporate compliance and secretarial function at the Mumbai office. Given the current listing suspension, we require someone with strong regulatory experience and active engagement with SEBI, NSE, and BSE. The ideal candidate will have over 4 years of listed company experience, with current employment in a listed entity, and be capable of managing high-stakes corporate compliance and governance processes. Key Responsibilities: Corporate Compliance & Regulatory Affa...

*Board meetings, annual reports & compliance with Companies Act & SEBI. * Ensure timely filing of documents with ROC. * Listing of shares of company & Managing Private Placement. *Managing propose public issue of the company Legal & other Compliance

• Manage Share Transfers, Demat Conversions & Shareholder Communication • Handle Director Disclosures, Appointments, Resignations & Filings • Ensure SEBI, ROC, NSDL/CDSL & Exchange compliance • File Returns, Audit Reports & Governance Disclosures Required Candidate profile • Prepare Board/General meeting Docs & Minutes • Maintain Statutory Registers & Resolve Grievances • Liaise with Regulators & oversee Legal Compliance • Coordinate DPs & Monitor Corporate Actions

Role & responsibilities 1. Financial Strategy & Planning Develop long-term financial strategies aligned with business goals. Lead budgeting and forecasting processes. Advise the CEO and board on financial implications of strategic decisions. 2. Financial Reporting & Compliance Ensure timely and accurate financial statements. Maintain compliance with statutory regulations (e.g., Companies Act, SEBI, Income Tax). Coordinate with auditors and regulatory bodies. 3. Cash Flow & Working Capital Management Monitor cash flow and liquidity. Optimize working capital and manage treasury operations. Ensure efficient capital allocation. 4. Risk Management Identify financial risks and implement mitigation...

Role : NBFC Compliance Location : Prabhadevi Experience : 8 to 15 Years Qualification : LLB,CS Job Description : We are seeking an experienced and detail-oriented Compliance Officer to join our team and ensure regulatory compliance for our NBFC operations. The ideal candidate will have hands-on experience with RBI regulations, Companies Act compliance, SEBI LODR norms, and handling of secretarial activities. Key Responsibilities Regulatory & RBI Compliance Ensure compliance with RBI Master Directions, circulars, and amendments applicable to NBFCs. Timely submission of statutory returns, filings, and intimations with the Reserve Bank of India (RBI). Track and implement regulatory changes acro...

As an Account Opening Operations Manager for Non-Individual, NRI, and Foreign Clients in the broking segment, your role involves managing and overseeing the end-to-end operations of client onboarding. Your responsibilities include: - **Client Onboarding & Account Opening**: - Manage the account opening process for Non-Individual clients (Corporate, Partnership, LLP, HUF, Trusts, AIFs), NRI clients (NRE/NRO accounts under PIS/Non-PIS), and Foreign clients (FPIs, OCIs, Foreign Corporates, etc.). - Ensure timely and error-free processing of account opening forms in compliance with SEBI, RBI, and exchange guidelines. - Scrutinize documentation for completeness and accuracy, including PAN, FATCA,...

Company secretary AM Finance & accounts Qualified Company secretary / LLB Graduate Key Responsibilities Company Secretary (CS) Functions: Ensure compliance with Companies Act, SEBI, FEMA, and other applicable regulations. Manage Board Meeting General Meetings, and drafting of agenda, notices, minutes, and resolutions. Handle company secretarial records, statutory registers, and ROC filings (annual returns, forms, etc.). Support corporate governance, risk management, and legal compliance. Liaise with auditors, regulators, and external consultants. Draft, review, and vet contracts, agreements, and other legal documents. Finance & Accounts Functions: Oversee accounting, MIS, budgeting, and fina...

Acts as a point of contact for daily operations on complex clients Assist with the audit process, Attend board and shareholders meetings Finalise board minutes, prepare complex board packs Review board minutes of more junior team members Prepare and review RCS, RBO, UBO and other related documents Review of bank account opening forms Coordinate with the Lux FCS and Payment team on payments processing Conduct transaction monitoring (TM), monitor/ensure TM are properly conducted for all payments Conduct/review Compliance File Review (CFRs) of Client files Assists on client onboarding processes. Ensure prompt follow-up and timely execution of requests, in good quality, from the Lux FCS team Coo...

Job Description: Come join our Regulatory Division to provide high quality guidance on complex regulatory frameworks to mid to large corporate clients from diverse industries. As an integral part of our team, you will focus on rendering advisory assignments pertaining to Companies Act 2013 along with SEBI Laws & FEMA/FDI provisions etc to such clients. Indicative CTC & Growth Prospects Amongst best in Industry, Commensurate with skill set, experience and linked to meritocracy Key Responsibility Areas (KRAs) Advisory & Assistance under Companies Act 2013 Advisory and Opinions on matters related to Companies Act, 2013 Incorporating Companies, Limited Liability Partnerships, Joint Ventures, Bra...

- SHOULD HAVE MANAGED IPO RECENTLY - AWARE OF ENTIRE IPO PROCESS - MANAGE MERCHANT BANKERS , INVESTORS , OTHER STAKEHOLDERS - LEAD FINANCE / ACCOUNTS / AUDIT / TAX / FP & A TEAM FOR THE COMPANY - SYSTEMS ( ERP ) & CONTROLS - REPORT TO BOARD

Guru & Jana Chartered Accountants is looking for CS Trainee to join our dynamic team and embark on a rewarding career journey Assist in the preparation and filing of statutory forms and annual returns under company law. Maintain and update statutory records such as minute books, registers, and resolutions. Ensure compliance with corporate governance standards and regulations. Help in drafting notices, agendas, and resolutions for board meetings. Liaise with regulatory bodies for filings and updates on corporate legal matters. Support in conducting board and committee meetings, ensuring accurate documentation. Disclaimer: This job description has been sourced from a public domain and may have...

1. Drafting and Documentation: - Draft Red Herring Prospectus (DRHP), prospectus, and other related documents. - Ensure accuracy, completeness, and compliance with regulatory requirements. 2. Customer Coordination: - Coordinate with customers to understand their requirements and provide tailored solutions. - Build and maintain strong relationships with clients. 3. Open Offer and Valuations: - Manage open offer processes, including drafting letters of offer, filing with regulatory authorities, and ensuring compliance. - Conduct valuations of companies, assets, or securities. 4. Other Merchant Banking Activities. Requirements:- Masters degree in Finance, Accounting, or related field.- Minimum ...

Location:Mohali | Full-time About the Role: Are you someone who understands how stock market scams unfold? Can you speak confidently with traders, understand their concerns, and help them take the right steps? If yes this role is for you. Were looking for bright candidates who can act as the first point of contact for victims of trading-related frauds. Your role will be to listen, guide, and coordinate with affected retail traders and work with our internal compliance team to help build strong cases against unethical practices in the market. What Youll Do: Talk to impacted traders to understand how theyve been misled or scammed Collect and document evidence, proofs, transaction records, and ...

RO:Service Recovery - Team Member - Escalation desk About the Role We are looking for an experienced candidate with strong banking background and well versed with branch banking / RBI / Regulatory guidelines The job entails attending customer complaints received from Banking Ombudsman, RBI, NCH, CPGRAM, Govt bodies, SEBI etc Having thorough knowledge of Liability products, Credit card and Loans The core job will be adherance to RBI guidelines, submitting timely response to customer and regulator, liasoning with RNOs , branches and various units 1 To resolve the complaints by referring them to various units like branches, RAC centres, product teams etc 2 To provide complete and quality respon...

Role Summary: The Company Secretary is responsible for ensuring the companys compliance with legal and regulatory requirements, maintaining effective governance, and providing administrative support to the Board of Directors. Key Responsibilities: Governance: Ensure compliance with company laws, regulations, and best practices. Maintain up-to-date knowledge of regulatory changes. Advise the team on governance matters. Board Administration: Coordinate Board Notice and Agendas. Drafting and circulate Minutes as per Secretarial Standards. Prepare and circulate meeting materials. Maintain accurate records and filings. Maintain Statutory Register. Compliance Management: Oversee compliance with re...

We are seeking a qualified Company Secretary with 4 years of post-qualification experience, specializing in listing compliances, SEBI regulations, and IPO-related activities. The ideal candidate will ensure adherence to statutory and regulatory requirements and provide end-to-end support during IPO execution. You can click on View Job Description for more details

The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank About the Role Asset Desk Managers (ADM) are responsible for driving the Cross Sell (assets) business of the bank by exploring business opportunities from existing customers of the Bank ADMs are situated in branches and are responsible for selling asset products and services to customers based on their needs They are responsible for handling querie...

Compliance:BUCG - Group Compliance Team About Compliance Compliance department assists the Board and top management in managing the compliance risk arising out of legal or regulatory sanctions, financial loss or reputational loss that the Bank may suffer on account of its failure to comply with the applicable laws, regulations or code of conduct applicable to banking activities This entails adherence to guidelines issued by regulators (Reserve Bank of India, Securities and Exchange Board of India etc) statutory provisions under various legislations (such as Banking Regulation Act, Foreign Exchange Management Act, Prevention of Money Laundering Act ec) as well as the standards and codes presc...