1511 Sebi Jobs - Page 2

As a Manager Chartered Accountant at our company, your role will involve transaction structuring from a tax and regulatory perspective. This includes option analysis, drafting M&A schemes, coordinating with various teams/lawyers, reviewing transaction documents, and ensuring implementation and compliance. Your key responsibilities will include: - Providing advisory and execution services for restructuring assignments such as Buyback, LLP Conversion, Slump sale, and Instrument structuring - Developing optimal ownership/investment/funding structures for investments in specified jurisdictions and in India, considering tax and regulatory efficiency - Conducting research and analysis on domestic ...

Company Secretary & Compliance Officer Listed Company Experience (Urgent Opening) Location: Zaveri Bazaar, Kalbadevi, Mumbai Experience: 4+ Years (Minimum 3 Years in a Listed Company) Budget: Open for the right candidate Notice Period: Maximum 1 Month About the Role: We are looking for a dynamic and detail-oriented Company Secretary & Compliance Officer to join our team. The ideal candidate will bring hands-on experience in managing secretarial, legal, and compliance functions within a listed company environment. Key Responsibilities: Ensure compliance with all statutory and regulatory requirements under the Companies Act, SEBI regulations, and Listing Obligations. Manage board and committee...

Execution Role • Responsible for a client-facing role for multiple engagements for investor relations advisory • Creating and presenting investment messages to the investment community on behalf of a company. Also, monitoring and presenting to management the opinions of the investment community regarding the company's performance • Advice clients on setting up IR department, IR strategy, plan, and execution • Conduct perception analysis for clients to understand how investors’ community perceives their performance and communication efforts • Conduct IR benchmarking and communicate leading IR practices to enhance IR communication and collaterals • Develop content and deliver training on inves...

The Company Secretary (CS) will be responsible for ensuring the companys compliance with all statutory and regulatory requirements under the Companies Act, FEMA, and allied laws. This role involves complete management of corporate secretarial functions, regulatory filings, board governance, and advisory support to the leadership team. The CS will act as the custodian of corporate governance, ensuring transparency, integrity, and timely adherence to legal obligations across all business operations. Roles and Responsibilities Convene and manage Board Meetings (minimum four per financial year), Annual General Meetings (AGMs), and Extraordinary General Meetings (EGMs), including preparation of n...

Formulating overall financial strategy for the company. Consult board members regarding funding strategy. Present financial statistics and insights to the Board of Directors. Financial Strategy, Banking, Balance Sheet, IPO. Required Candidate profile IPO Listing experience must. Coordinate with 6375367126 9694820368 Call and WhatsApp

Responsibilities: Manage IPOs, DRHPs & right issues in accordance with SEBI guidelines. Oversee compliance with regulatory requirements at all times. Ensure accurate financial reporting and risk management.

Role & responsibilities Ensure compliance with all Stock Exchange/regulatory requirements Interpret, advise on and ensure compliance with the principles of the Corporate Governance Code. Stay abreast of future changes in the Code and advise on the impact of these To prepare agendas and papers for board meetings, committees and annual general meetings (AGMs) and General Meetings, take minutes and follow up on action points Maintain statutory books, including registers of members, directors and secretaries Monitor changes in relevant legislation and the regulatory environment Liaise with external regulators and advisers, such as lawyers and auditors Develop and oversee the systems that ensure ...

Role & responsibilities Intimation of Board Meeting, Annual General Meeting to Bombay Stock Exchange Quarterly, Half Yearly and Annual Compliances of SEBI (LODR) Regulations Holding Board Meetings as per SEBI (LODR) Regulations, Companies Act, 2013 and Secretarial Standards. All listed Compliance. Annual filing in e-forms (AOC-4, AOC-4 XBRL, AOC-4 CFS, MGT-7, Form 11 and Form 8) Change in the name of a Private Limited Company Alteration of Memorandum of Association and Articles of Association. Striking off of a Private Limited Company Register of Companies Subdivision of Equity Shares Quarterly, Half-yearly and Annual compliances as per Listing Obligation and Disclosure Requirements, 2015 An...

This is regarding opening with a leading Investment Advisory Firm as an AVP/VP- Compliance /Finance/Operations AIF category 3 Designation: AVP/VP- Compliance/Finance /Operations AIF category III Experience: 6 to 15 years of work experience in Compliances, Operations and Accounts of AIF 3 and the Investment Location: Mumbai/Gurgaon/Anywhere in India Job Role: Finance & Accounts (Indian Entity) Manage accounts, billing, audit, invoices, taxes, salary processing, banking, and treasury operations with support from external vendors. Prior exposure to transfer pricing and POEM (Place of Effective Management) will be an added advantage. Compliance & Governance (Indian Entity) Ensure timely completi...

Only Kolkata based candidate to apply. Email your CV at deepak@poddar.co.in

As a Tax Consultant in the M&A team, your role involves conducting research and analysis on various transaction tax laws, both domestic and international. This includes areas such as corporate laws, SEBI, FEMA, Competition Act, and stamp duty laws. Your responsibilities will include: - Researching tax theories and positions to address specific client requirements. - Creating deliverables in various formats such as Word, PowerPoint, Excel, or email to communicate implications based on research findings. - Conducting direct tax diligence on targets by examining past tax issues, records, and compliance to produce detailed diligence reports. - Utilizing efficient tax practice processes and tools...

Role Overview: KPMG in India is a professional services firm affiliated with KPMG International Limited. Established in August 1993, KPMG professionals in India leverage a global network while being well-versed in local laws and regulations. With offices across various cities in India, KPMG offers services to national and international clients across sectors. The focus is on providing rapid, performance-based, industry-focused, and technology-enabled services that demonstrate a shared knowledge of global and local industries and expertise in the Indian business environment. Key Responsibilities: - Sound technical knowledge and practical experience of Indian GAAP, Ind AS, US GAAP, and/or IFRS...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

About Liability Sales: The Liability Sales department focuses on the liability acquisition, assets and retail forex business for the bank. The department drives business from 2700+ branches and is responsible for sourcing of retail and corporate deposits, salary and non-salary accounts, trust accounts and forex Business with a view to increase the retail book of the bank. About the Role: The Business Development Manager (Corporate Salary) is a part of the Banks front line sales team leadership force whose primary responsibility is to get new corporate salary accounts for the bank and explore new business opportunities. They are responsible to get the BDEs productivity on accounts, for sellin...

Role : Junior Secretarial Experience : 3 to 5 years Qualification : CS Location : Kurla West Job Description : SECRETARIAL RESPONSIBILITIES: Board/Committee Meeting Related Work Administrative Arrangements Agenda Preparation Minutes Drafting Action Points Circulation/ Tracking Signing of Minutes/Digitalisation General Meeting related work Agenda/Notice Preparation Minutes Drafting Signing of Minutes/Digitalisation Executive Committees BR Issuance/Minutes Drafting Statutory Registers updation COMPLIANCE RESPONSIBILITIES: ROC e-Forms filing Updation of ROC e-Form tracker SEBI HVDLE Compliances (17-27) Debt Listing Compliance (49-62) ILNCS and Operational Framework Debenture Trustee Compliances...

Job Description Should be from mutual fund industry only. CA is a must Key Responsibilities Lead preparation and review of financial statements under Ind AS and IFRS for mutual fundsEnsure compliance with SEBI, Income Tax Act, GST and other applicable regulations Oversight of NAV computation, regulatory/ internal reportings and valuation of securities Oversee statutory & internal audits, regulatory inspections and ensure smooth closure of audit findings Liaise with fund administrators, custodians, tax consultants and external stakeholders. Ensure timely and accurate computation, review and filing of all tax returns (Income Tax, GST, withholding taxes, etc.) Liaise with tax consultants, audit...

Role & responsibilities Well versed with secretarial functions of Listed Public Ltd, maintaining Statutory records, preparation of minutes of Board, Committees and General meetings. E-filings on MCA 21 portal and other related works in compliance with Companies Act and allied legislation including Board level processes, Annual General Meetings, ROC / MCA compliance etc. Knowledge of Company Law, SEBI, Listing SEBI (LODR) Regulations, RBI Guidelines and other Corporate Laws. Familiar with FEMA, RBI guidelines in relation to FDI, investments in Wholly Owned Subsidiaries and other related matters. Liaison with the Regulatory Authorities viz., ROC, SEBI, Stock Exchanges (BSE&NSE), Depositories, ...

What You'll Do at Pega: Propose decision management solutions to meet clients needs and serve as the product expert to prospective clients. Creating value propositions, business cases, account strategies, visioning demos and proof of concepts that align with Pegas Marketing applications. Use discrete and aggregate measures of customer health to drive insights, to identify and mitigate areas of risk, and to take proactive action Leverage industry and product knowledge to share insights about how clients can maximize their license to drive business benefits. Who You Are: Passionate about people & technology! You are an expert in conveying the value proposition of software to marketing executiv...

Internal Audit, Risk Assurance & Compliance i n Banking, Financial Services, &Insurance (BFSI) domain. Experience in internal audit, risk, compliance for clients in Banking, NBFC, Mutual Fund, and Insurance . Understanding of regulations RBI SEBI, etc Travel allowance

IPO process, compliance with SEBI ICDR, LODR, Companies Act and other laws, filing of statutory forms & returns with ROC, SEBI, NSE/BSE & maintain all statutory records, Draft & review shareholder agreements, corporate policies, and legal documents.

Paytm Money Limited is a SEBI registered Stock Broker and Depository Participant that offers services related to Equity & Derivatives trading, Depository services, investment in IPOs. It is focused on simplified user experience and allow users to start your investment journey with zero paperwork, seamless digital KYC, automated payments, updated portfolio and powerful insights to make well-informed investment decisions. Paytm Money is also registered with PFRDA as Point Of Presence, offering investment in Nation Pension System (NPS). It is a fully owned subsidiary of One 97 Communications Limited, a listed entity in NSE and BSE. Paytm is Indias largest digital payment app which makes it secu...

1. Depository Backoffice UAT 2. Demat & Remat Request Process/ Execution of Physical DIS received from Client 3. Authorisation offmarket & buy back and variour transaction request 4. Pledge, Unpledge, Invocation Intruciton Process & File upload 5. Processing the EDIS & Cusa file from Settlement Team 6. Process & maintain records of offmarket & Buyback request received through easiest 7.Various batch export from DP Back office and upload on CDAS 8.Physical DIS scanning and upload in CDSL system 9. Checking of Daily DIS DPU4 report for DIS pending to upload on daily basis 10. Monthly One Transaction file upload in Easeist as per audit requirement 11.Physical Documents indexing and Storage 12.A...

Roles & Responsibilities -: Secretarial: Compliances under Companies Act 2013. Compliances with SEBI as a subsidiary of a Listed Company. Interpretation of CA 2013 and SEBI new rules/laws and its implementation for the Company wherever applicable Ensure compliances with RBI guidelines which are applicable to subsidiaries of banking companies. Co-ordination with the parent company Secretarial team on compliances required for parent company Secretarial Audit and relevant section of Statutory Audit Assisting management in Corporate Governance and ensuring that decisions of the Board of Directors are implemented. Management of various internal Committees constituted under the authority of MD&CEO...

Ensure that company is fully compliant at all times on secretarial matters Filing and reporting of information SEBI, stock exchange, ROC, MCA, RBI, Conduct board meetings and committees, Independent Director meetings and shareholders meetings. Perks and benefits ESOPs

Shafalya Infra seeking a qualified and experienced COMPANY SECRETARY to ensure that the company complies with statutory and regulatory requirements and maintains high standards of corporate governance. The ideal candidate will serve as the primary point of contact between the company and its shareholders, regulators, and board members. Roles and Responsibilities: Ensure compliance with Companies Act and other statutory obligations. Organize and prepare agendas and papers for board meetings, committees, and annual general meetings (AGMs). Take minutes, draft resolutions, and lodge required forms and annual returns with the relevant authorities. Maintain statutory books, including registers of...