3 Screening Tools Jobs

As an Analyst in Risk Management based in Bangalore, you will be responsible for leveraging your strong knowledge and experience in Sanctions, AML, and Financial crimes. Your role will involve conducting KYC due diligence, website assessments, risk assessments related to merchant onboarding, and transaction monitoring, ensuring compliance and validating various aspects of business models. Your key responsibilities will include conducting both onboarding and ongoing customer due diligence, performing quality control checks for investigations such as suspicious activities, sanctions, and enhanced due diligence. You will also be managing daily escalation queues, handling complex cases, and collaborating with business and operations teams. Your expertise in AML, KYC policies, fraud control, risk categorization policies, monitoring, evaluation, and reporting will be crucial in this role. Moreover, you will be expected to actively participate in process improvements, identifying and implementing best practices while adhering to reporting procedures and record-keeping guidelines. You should have a clear and precise communication style and be well-versed in screening tools like Dow Jones and Lexis Nexis. To excel in this role, you should ideally possess a Bachelor's Degree along with knowledge of customer support applications or CRMs like Freshdesk. Familiarity with stages/levels of chargebacks, penalty implications at the arbitration stage, technical chargebacks, Visa/Mastercard guidelines, and reason codes related to fraud chargebacks will be advantageous. Strong interpersonal skills, exceptional communication abilities (both verbal and written), active listening skills, attention to detail, and accuracy are essential traits for this position. If you are someone who thrives in a fast-paced environment and enjoys tackling challenges related to risk management, then this Analyst role in Risk Management in Bangalore could be the perfect fit for you.,

As an Onboarding Analyst KYC Operations Analyst at UBS, your primary responsibility will be to assist with the drafting and gathering of client documents and verifying client data via public domains and internal sources at a client level before the final review by a KYC Operations Reviewer and the client-facing team. Your role involves ensuring that a client's KYC profile is up-to-date and any discrepancies or issues are escalated to the appropriate lines of business. You will be tasked with collecting and verifying confidential client data from publicly available and internal sources, understanding the firm's KYC requirements, and making independent decisions consistent with the client identification policy. In this role, you will be expected to compare and contrast differences within KYC records, highlight and escalate any discrepancies, meet firm-wide quality standards, and exhibit the highest standards of customer service to both internal and external customers while maintaining confidentiality. You will also be responsible for communicating and escalating issues to management when necessary, handling and maintaining confidential client documentation, managing multiple deadlines in a fast-paced environment, and servicing the Global region while working closely with onboarding teams to enhance KYC standards for existing clients in new KYC jurisdictions. You will be part of the Global Entitlements team, collaborating with client-facing teams to ensure all client KYC records comply with regulatory standards and ensuring high-quality and timely completion of all client-level due diligence. To excel in this role, you should have 2-5 years of experience in a similar role, strong general AML-KYC regulatory knowledge, the ability to work on multiple deadlines with 100% accuracy and attention to detail, outstanding research and analytical problem-solving skills, excellent communication skills, and prior experience with screening tools such as RDC, World Check, etc. Proficiency in understanding ownership and control structures for various entities like companies, funds, trusts, SPVs, foundations, and partnerships is also desired, along with demonstrated high standards in processing end-to-end KYC within the investment banking industry. UBS, the world's largest global wealth manager, operates through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. With a presence in all major financial centers in over 50 countries, we offer a diverse and inclusive workplace where employees are valued for their skills, experiences, and backgrounds. If you are looking for new challenges, a supportive team, opportunities to grow, and flexible working options, UBS is the place for you. We are committed to disability inclusion and offer reasonable accommodation/adjustments throughout the recruitment process. UBS is an Equal Opportunity Employer dedicated to empowering individuals and supporting diversity in the workforce.,

The PKR RHOB team is primarily responsible for assessing red flags such as PEP, Negative News, Sanctions, High-risk industry exposure, etc. identified during the review. The team is also responsible for addressing queries and providing guidance to the review teams in line with UBS IB Group AML & KYC policy. This team collaborates between 1LoD and 2LoD to assess the appropriate risk for clients where relevant and assist the teams in closing the reviews within agreed SLAs. Responsibilities: - Review the issues escalated by 1LoD and provide assessment in accordance with regulatory requirements and internal policies, ensuring high-quality standards are consistently met and timelines adhered. - Collaborate with stakeholders from the business, Operations, Compliance, and client services in different locations. - Take risk-based decisions consistent with the client identification policy. - Provide guidance and support to KYC analysts as needed, including training on KYC processes and procedures. - Assessment of AML/Financial Crimes risks associated with well-known financial institutions, audit firms, and fund administrators. - Assist Financial Crime Prevention team and Global PEP Unit by providing up-to-date information on IB Global PEPs. - Communicate/escalate issues to management where applicable. - Obtain clarifications from 2LoD on interpretation issues or gaps identified in CIP. - Manage multiple deadlines in a fast-paced environment. - Collaborate with 1LOD and 2LOD sampling teams and ensure the issues are closed in a timely manner. - Allocation, tracking, and delivery of escalations and associated root cause assessments. - Preparation and presentation of RHOB overview and updates to the Senior Management and Global risk forums. - Assist Management with required data inputs or analysis during Audits. - Delivery of Risk awareness and other risk-related trainings to Global PKR teams. - Delivery of action items in Risk lead absence. - Meet firm-wide quality standards. - Collaborate with Relationship Managers, Compliance Officers, and other stakeholders to address any discrepancies or issues in KYC documentation. Your team: You'll be working in the KYC RHOB team in Pune. About Us: UBS is the world's largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management, and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. Join Us: At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing, and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs. From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels, and interests, who drive our ongoing success. Together, we're more than ourselves. Ready to be part of #teamUBS and make an impact ,