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Compliance Officer Stellaspire Consultancy

15.0 - 20.0 years

25 - 30 Lacs

mumbai

Work from Office

Job Description: The Compliance Officer will be responsible for ensuring that all broking activities (retail and institutional) comply with SEBI regulations, Exchange regulations, PMLA regulations, Clearing corporations, Depositories and internal compliance frameworks. You will work closely with RMS, Trading, Technology, Finance, Operations and other related departments. As a Compliance Officer you will ensure that to operates within the legal and regulatory framework set by SEBI and other regulators. This role requires a strategic thinker with strong presentation skills to provide key compliance insights to management based on regulatory updates. The ideal candidate will possess strong mana...

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