Head of Internal Control The Premier Consultants ( Recruitment Company )

5.0 - 9.0 years

0 Lacs

maharashtra

On-site

Our client is a leading fund management company with a presence in UAE, India, and Mauritius. The position is based in Mumbai and is for the role of Internal Control Unit. As the Head of the Internal Control Unit, you will be responsible for overseeing compliance and risk management across advisory services, derivative clearing operations, and GIFT City Fund Administration. Your role is crucial in ensuring alignment with applicable laws, regulations, and internal policies while establishing and maintaining a robust internal control environment. Key Responsibilities: - Developing and implementing robust internal control systems in compliance with local and international regulatory requirements. - Leading efforts to obtain third-party certifications like SAS 70 (SOC 1) to ensure alignment with internal policies and identify potential risk areas. - Actively identifying and evaluating risks, and devising effective mitigation strategies. - Continuously enhancing the enterprise risk management framework of the company. - Overseeing regular SOC 1 audit processes and ensuring the implementation of strict operational controls. - Providing training and guidance to staff on internal controls and best practices in risk management. - Conducting periodic internal audits across departments to ensure consistent compliance with regulatory and policy standards. - Preparing detailed reports on control effectiveness and risk status for senior leadership. - Playing a key role in establishing and expanding the ICU team. Key Qualifications: - Chartered Accountant (C.A.) or MBA - Experience in internal control, risk, or audit functions. - Deep knowledge of capital markets operations and relevant regulations. - Strong analytical and problem-solving abilities. - Proven track record of working both independently and collaboratively as part of a team. If you are interested, please share your Updated CV at dhara@thepremierconsultants.com.,

Posted 1 week ago

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