Client Onboarding & Documentation - Control Manager - Vice President Chase- Candidate Experience page

10.0 - 14.0 years

0 Lacs

maharashtra

On-site

In this role as a Control Manager within the Client Onboarding and Documentation team, your main responsibility will be managing the controls agenda in the APAC region while also supporting the global mandate. This includes identifying and monitoring significant risks, ensuring compliance with operational policies, control procedures, and legal/regulatory requirements. You will also be managing various engagements such as Regulatory Exams, Regulatory Reporting, Internal/External Audits, and Compliance Monitoring and Testing activities. Your role will involve partnering with critical stakeholders across Operations, Cross-Regional Control Managers, Compliance, Technology, and Audit to ensure a...

Posted 1 week ago

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Client Onboarding & Documentation - Control Manager - Vice President Chase- Candidate Experience page

10.0 - 14.0 years

0 Lacs

maharashtra

On-site

In this role as a Control Manager within the Client Onboarding and Documentation team at our company, you will be responsible for managing the controls agenda in the APAC region while supporting the global mandate. Your key responsibilities will include: - Managing the entire lifecycle of Engagements across the CO&D remit, including regulatory exams, internal audits, external audits, compliance tests, and monitoring activities. - Reviewing requests for information from examiners, auditors, and testers, and preparing timely responses or coordinating with subject matter experts. - Developing a strong knowledge of WKO and DDS Operations policies, procedures, and operating models. - Investigatin...

Posted 2 months ago

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