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Compliance Officer Fincart Financial Planners

4.0 - 10.0 years

0 Lacs

noida, uttar pradesh

On-site

As a Compliance Officer based in Noida, your primary responsibility will be to ensure that our organization complies with all relevant statutory, regulatory, and internal governance requirements. You will oversee internal processes, vendor risk, regulatory filings, and compliance training initiatives to maintain a high standard of compliance. Your key responsibilities will include conducting comprehensive compliance audits and maintaining documentation to ensure adherence to regulatory requirements and internal standards. You will also evaluate the organization's governance framework to ensure alignment with regulatory expectations and industry best practices. Additionally, you will review i...

Posted 2 months ago

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