6 Riskbased Auditing Jobs

As the Head of Audit for a manufacturing company, you will be responsible for leading the internal audit function. Your role will involve developing and executing risk-based audit plans, enhancing governance, ensuring compliance, and mitigating risks. Collaboration with senior leadership and internal as well as external stakeholders is crucial to drive a culture of transparency, risk control, and operational excellence. Your key responsibilities will include: Internal Audit Strategy & Planning: - Develop a Risk-Based Internal Audit Plan in alignment with business objectives. - Conduct risk assessments, considering emerging risks, M&A activities, partnerships, and previous audit findings. - Present audit plans and key findings to the Audit Committee & Senior Leadership. Audit Execution & Risk Management: - Lead audit teams in identifying key risks and suggesting corrective measures. - Perform root cause analysis and evaluate issue severity for effective remediation. - Collaborate with external/internal auditors to ensure comprehensive reporting. Compliance & Governance: - Ensure compliance with industry regulations, corporate governance standards, and risk management frameworks. - Conduct fraud investigations, special audits, and compliance audits as needed. Process Improvement & Automation: - Benchmark internal audit processes with industry best practices. - Implement audit automation tools to enhance efficiency. - Strengthen IT security compliance protocols to safeguard company data. Stakeholder Engagement & Reporting: - Enhance visibility and strategic value of the audit function through proactive stakeholder engagement. - Monitor audit recommendations for timely implementation and proper documentation. - Promote compliance and risk awareness through internal training sessions. Outsourcing Team Management: - Supervise the outsourcing audit team to ensure optimal performance and collaboration. Preferred Background: - Candidates must have experience in a listed company, preferably in the manufacturing industry. - Consulting backgrounds are not suitable for this role. Key Skills & Competencies: - Proficiency in Risk-Based Auditing, Internal Controls, Compliance, and Governance. - Strong background in fraud detection, forensic audits, and risk mitigation. - Skills in data analytics, audit automation, and IT security compliance. - Excellent leadership, stakeholder management, and communication abilities. - Analytical and problem-solving mindset with a strategic approach.,

Join us as an Assistant Vice President - Attestations at Barclays, where you will play a key role in driving innovation and excellence in the digital landscape. Your primary responsibilities will include revolutionizing digital offerings to ensure unparalleled customer experiences. You will be expected to demonstrate expertise in delivering audit work to identify and assess relevant risks and controls effectively. Your tasks will involve executing and completing testing to evaluate control effectiveness, documenting findings in the BIA audit tool, and writing high-quality audit observations. Additionally, you will engage with Auditees on audit observations and collaborate with the Audit Lead (VP) in report writing. Building strong and reputable relationships with Auditees and developing ongoing connections with key stakeholders in the business area will be essential for success in this role. Communication skills and the ability to effectively engage with business stakeholders will be crucial in aligning audits with the bank's standards and objectives. To excel in this role, you should possess the following qualifications and skills: Basic/ Essential Qualifications: - Chartered Accountant / Graduate / Masters in Business Administration with experience in risk-based auditing - Relevant professional qualifications (e.g. CIA, MIIA, ACCA, ACA, CISA) - Reasonable understanding of risk-based auditing in Retail and/or Wholesale Banking - Strong communication skills - Practical knowledge of the regulatory environment - Proven track record of high performance in previous roles - Good understanding of ITGC domains Desirable skillsets/ good to have: - Knowledge of Corporate Banking, Private Banking, and Wealth Management in the financial services industry - Experience in leveraging data for enhanced audit testing This role will be based in Pune and will involve supporting the development of audits aligned with the bank's standards and objectives. Your responsibilities will include audit development and delivery support, risk assessments, internal control effectiveness assessments, communication of key findings, and staying updated on regulatory news and industry trends. As an Assistant Vice President, you will be expected to advise and influence decision-making, collaborate with other functions, and lead a team to deliver impactful work. Whether you have leadership responsibilities or are an individual contributor, you will be required to collaborate closely with colleagues, identify new directions for assignments, and consult on complex issues to support risk mitigation and governance. Demonstrating the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset to Empower, Challenge, and Drive will be integral to your success in this role. Your ability to communicate complex information effectively, influence stakeholders, and drive outcomes will be key in contributing to the bank's objectives and achieving excellence.,

You will play a crucial role in assisting clients in meeting their reporting requirements by accurately reporting on financial statements and providing valuable insights into accounting and reporting matters. In this role, you can anticipate receiving top-notch learning and development opportunities tailored to your unique interests and motivations. You will receive the necessary skills, knowledge, and opportunities to advance and contribute towards creating a better working world for our people, clients, and supporting communities. Your primary responsibilities will revolve around delivering exceptional audit activities for clients. As you enhance your knowledge and expertise, you will evolve into a trusted advisor, influencing clients and engagement teams on decisions that can have industry-wide impacts. Working collaboratively in a team, you will familiarize yourself with clients, their businesses, and operational methods. Interacting with clients to gather essential data and information required for conducting audits will be a key aspect of your role. You will also support in planning, leading fieldwork, managing performance, and keeping engagement leaders informed about audit engagements. Your tasks will involve completing audit processes, documenting high-risk areas to enhance technical and business skills, analyzing financial statement data for accuracy, and establishing and nurturing productive relationships with client personnel. Additionally, you will be expected to stay updated on current market trends, share knowledge with junior colleagues, and assist in their professional development. To excel in this role, you must possess a master's degree in Accounts, ACA/CA/ACCA, or an equivalent international qualification, along with a minimum of 3 years of relevant work experience. A thorough understanding of current auditing techniques, experience across the audit process, proficiency in applying IFRS and local GAAP, and a proven track record in leading, planning, executing, and reporting on audits are essential requirements. Excellent communication, negotiation, and collaborative skills, as well as expertise in delivering external audit and assurance engagements, are key attributes. A sound understanding of risk-based auditing, risk and control strategies, Q&RM procedures, and compliance with regulatory requirements are also necessary qualifications. We are seeking individuals with innovative leadership qualities and the confidence to translate their creative vision into reality. Autonomy in this role will require you to take initiative and identify opportunities to enhance existing relationships and processes. If you are passionate about auditing and prepared to tackle complex client issues, this role offers an exciting opportunity for you to thrive. EY is committed to developing your skills for the future and providing you with exceptional experiences. In a flexible and empowering environment, we will nurture your exceptional talents within a diverse and inclusive culture of globally connected teams. If you are enthusiastic about shaping your future with confidence, we invite you to apply today.,

Join us as an Assistant Vice President (AVP) - Attestations - BX India at Barclays, where you will spearhead the evolution of our digital landscape, driving innovation and excellence. You will harness cutting-edge technology to revolutionize our digital offerings, ensuring unparalleled customer experiences. In this role, you will be assessed on key critical skills relevant for success, such as delivering audit work to identify and assess relevant risks and controls. You will execute and complete testing to evaluate the design and effectiveness of controls, documenting your findings in the BIA audit tool. Additionally, you will write high-quality audit observations and support the Audit Lead (VP) in report writing. Engaging with Auditees regarding audit observations and consulting with the Director when necessary will also be part of your responsibilities. Building independent and respected relationships with Auditees on each audit and developing ongoing relationships with key Auditees in aligned business areas are crucial aspects of this role. To be successful in this position, you should have the following experience and qualifications: Basic/ Essential Qualifications: - Chartered Accountant / Graduate / Masters in Business Administration with experience in risk-based auditing. - Relevant professional qualifications (e.g. CIA, MIIA, ACCA, ACA, CISA). - Demonstrated understanding of risk-based auditing (Internal or External) or risk/control activities in Retail and/or Wholesale Banking, along with knowledge of associated regulations. - Strong communication skills with the ability to effectively communicate with business stakeholders. - Practical understanding of the relevant regulatory environment. - Proven track record of high performance in previous roles. - Good understanding of ITGC domains. Desirable Skillsets/Good to Have: - Knowledge of the financial services industry, particularly in Corporate Banking, Private Banking, and Wealth Management. - Experience in identifying opportunities for using data to enhance audit testing. This role will be based out of Pune and aims to support the development of audits aligned with the bank's standards and objectives. Your responsibilities will include audit development and delivery support, identification of operational risks, assessment of internal control effectiveness, communication of key findings and recommendations to stakeholders, and staying informed about regulatory news and industry trends. As an Assistant Vice President, you are expected to advise and influence decision-making, collaborate with other functions/business divisions, lead a team performing complex tasks, and demonstrate a clear set of leadership behaviors. Whether in a leadership role or as an individual contributor, you will guide team members, consult on complex issues, mitigate risks, and drive new policies/procedures to support the control and governance agenda. All colleagues are expected to demonstrate the Barclays Values of Respect, Integrity, Service, Excellence, and Stewardship, along with the Barclays Mindset of Empower, Challenge, and Drive. Join us in creating an environment where colleagues can thrive and deliver consistent excellence.,

As an Audit Manager at our firm located in Noida, you will be a key member of the Audit & Assurance department reporting directly to the Partner. With 4-6 years of experience in statutory audits, you will be responsible for managing multiple teams and leading audit engagements independently from planning to final reporting. We are seeking a seasoned professional who is technically sound, proactive, and can ensure audit compliance and accuracy with minimal supervision. Your primary responsibilities will include executing end-to-end audits, managing multiple teams and their leaders, ensuring compliance with auditing standards, collaborating with cross-functional teams, maintaining client relationships, implementing risk-based auditing, and staying updated on regulatory requirements. You will be expected to leverage audit tools and digital systems to enhance efficiency and accuracy in audit processes. The ideal candidate will be a Chartered Accountant (CA) with a strong background in statutory audits, proficient in Ind AS, IGAAP, and SA standards, and have a good understanding of relevant laws such as the Companies Act, Income Tax Act, and GST. You should be deadline-oriented, possess excellent communication skills, and have a track record of delivering audits on time under pressure. In addition to technical skills, we are looking for someone who is proactive, organized, and dedicated to maintaining audit quality. You should have a no-nonsense approach to compliance and ethics, be capable of mentoring junior staff, and adept at managing expectations at the CXO level. In return, we offer competitive compensation, leadership exposure, challenging audits, and a high-growth work environment. If you are a self-driven Audit Manager with a passion for delivering high-quality audits and seeking a rewarding career opportunity, we encourage you to apply and be a part of our dynamic team.,

As a Director of Audit Operations within the Business Area of Audit in the BIA (Barclays Internal Audit) department, your primary responsibility is to oversee and ensure the successful delivery of Attestation Audits and RAUP Audits. You will be accountable for the end-to-end audit process, ensuring compliance with Regulatory requirements and Audit Methodology. Additionally, you will play a crucial role in developing audits that align with the Bank's standards and objectives by collaborating with colleagues, providing accurate information, and adhering to policies and procedures. In this role, you will lead collaborative assignments, guide team members through structured tasks, and identify the need for specialized expertise to complete assignments. As a People Leader, you will demonstrate leadership behaviors such as Listening, Energizing, Aligning, and Developing others. You will train, guide, and coach less experienced specialists, providing strategic advice to key stakeholders and senior management. Your responsibilities will also include stakeholder management, leading discussions with Auditees, building relationships, and developing a network of contacts across the organization. You will be expected to engage and motivate team members, provide constructive feedback, and contribute to talent development and recruitment processes. To excel in this role, you should possess a minimum of 20+ years of experience in Risk-Based Auditing in Retail and/or Wholesale Banking, strong interpersonal and leadership skills, and a track record of managing teams across regions. Professional qualifications such as CIA, MIIA, ACCA, ACA, or CISA are required. Additionally, experience in data analysis, strategic initiatives, and department-wide leadership is desirable. As a Director of Audit Operations, you will play a critical role in supporting the development of audits aligned with the Bank's standards, driving strategic initiatives, and fostering a culture of excellence and continuous improvement within the BIA department. Your expertise, leadership, and strategic vision will be essential in ensuring the success of audit assignments and contributing to the overall goals of the organization.,