29 Risk Operations Jobs - Page 2

Role Description Risk & Control helps Corporate Bank (CB) Operations proactively manage the right risks and build and sustain efficient controls. Embedded in this function are senior Quality Assurance Lead Reviewers responsible to lead and implement a quality assurance (QA) program for high-risk manual processes across Corporate Bank Operations. Activities include performing review of the manual processes versus the QA framework, identifying exceptions and areas of remediation, and reporting of results to senior management. Additionally, the role will be heavily interacting with respective coverage areas and reporting and advising on proper control functions, process enhancements, policy/procedure revisions, and training needs. What well offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves 100% reimbursement under childcare assistance benefit (gender neutral) Sponsorship for Industry relevant certifications and education Employee Assistance Program for you and your family members Comprehensive Hospitalization Insurance for you and your dependents Accident and Term life Insurance Complementary Health screening for 35 yrs. and above Your key responsibilities Lead and conduct QA reviews of complex high risk manual processes performed by various Corporate Banks Operations units across businesses and locations Utilize quantitative and qualitative methods to measure quality and outcomes resulting from the QA review Provide consolidated management information of QA reviews within their coverage areas to ExCo, Senior Management, and other key stakeholders Prepare and submit summaries of QA reviews and report to the business units and other stakeholders Identify and monitor through resolution any exceptions and self-identified issues (SIIs) from QA reviews Maintain documentation relating to the review and test results, and storing them in a centralized repository Assist in the development of standard templates and Key Operating Procedures (KOPs) for the Technology and Operations units Conduct periodic assessments to evaluate effectiveness and efficiency of implemented process controls Support Operations teams in identifying process improvement opportunities Effectively manage and lead a team of reviewers Review and challenge the remediation and closure of complex audit issues and SIIs Your skills and experience The role requires the VP to have significant experience in leading and conducting QA reviews as follows: Solid understanding of QA principles Experience in running effective QA reviews Ability to remain objective and to independently assess processes in CB operational areas Maintain an effective working relationship with the various CB Ops teams Inquisitive and probing approach to problem solving and general assessment Strong analytical skills, high attention to detail, solid organizational and interpersonal skills Ability to communicate effectively to senior management and other key stakeholders Strong ability to interact with, collaborate, communicate and influence individuals at all levels Effective problem solving and decision making capability Experience operating in a complex, global business Excellent written, oral, and presentation skills Profound knowledge and experience of various Operational and IT environments Ability to work in fast paced environment Open minded, able to share information, transfer knowledge and expertise to team members Keeps pace with technical/operational innovation & maintains understanding of the COO processes Proficient with MS Office programs (Excel, PowerPoint, Project, etc.) How we’ll support you Training and development to help you excel in your career Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs

Role & responsibilities Transaction Review: Analyze client transactions, account behavior, and escalations to identify anomalies or potential risk indicators. Daily risk monitoring : Track trading positions, P&L, margin requirements, and exposures across asset classes (e.g., commodities, equities, derivatives, FX). Reporting & Dashboards: Assist in preparing daily, weekly, and monthly risk reports for internal stakeholders and regulatory submissions. Reconciliations: Support reconciliation of risk and finance data to ensure accuracy of exposures, balances, and margin requirements. Stakeholder Coordination: Work closely with trading, compliance, back-office operations teams for issue resolution and controls enhancement. Process Improvement: Identify inefficiencies or gaps in operational risk processes and contribute to automation or controls enhancement. Regulatory Awareness: Stay informed about applicable regulatory and industry standards (e.g., RBI, SEBI, Basel norms, etc.). Preferred candidate profile Bachelors degree in finance, Business, Economics, Accounting, or a related discipline. 12 years of experience in risk operations within a financial services sector. Strong analytical skills with a good understanding of risk management concepts and financial markets. Proficient in MS Excel (pivot tables, VLOOKUP, basic macros); knowledge of SQL, Python, or BI tools is a plus. Detail-oriented with strong documentation and communication skills. Ability to multitask and work under pressure in a highly regulated environment. Job Location - Gift City, Gandhinagar, Gujarat Preferred Qualifications: Experience working in NBFCs, fintechs, or investment firms. Experience in handling large trading books including physical commodity assets Certifications such as FRM (Level 1), CFA (Level 1), or related credentials are an added advantage.

A leading Stock Broking Company is looking for a Head Operations: Role & responsibilities: The person should take care of the complete end-to-end all operations works including KYC, DP, RMS, Compliance, Settlements, Trade Processing. All the product and industry knowledge to support strategic decision-making. All regular day to day operations such as NSE & BSE trade settlements, IPO & Mutual Fund back end processing. Ensure timely and accurate reporting to regulatory bodies including SEBI, NSE, BSE & CDSL Oversee client fund and security settlements, internal audits, margin obligations, and risk management. Maintain strong relationships with top clients Enhance operational efficiency by implementing strong process controls, automation, and strict compliance adherence. Preferred candidate profile: * The Person having 15 + years of Experience in Risk Management, Compliance, KYC Operations and Depository Participant are preferred. * The Person should handle a Team of 10 + members * Strong leadership, communication, and team management skills. * Must possess relevant certifications NISM & DP

Deutsche Banks Workflow Solutions team is an 8-member team and is involved in providing front-to-back FX solutions to clients around the globe. Workflow Solutions offers a fully integrated global product platform with superior solutioning capabilities. At DB Centre, we adopt a global focus for all our client flows which spans across various responsibilities like Platform Management, Analytics, Sales & Trading Enablement and RiskManagement Support. Your key responsibilities The business requires a follow-the-sun model in terms of trade support and platform monitoring capability Monitoring system orders, proper functioning of the hedging and client trade capture infrastructure Initiation of all non-automated tasks (e.g. reporting, procedures within the tactical infrastructure) Risk monitoring, and client support (trade-related, non-technical) Understand the breaks in workflow and rectify or escalate to onshore team members Developing Models and Trade ideas to be presented to the client Drive Projects and roll outs of non-technical upgrades and migrations Work as SME with Sales, Trading, Tech and Support teams with respect to enhancements and changes in the Platform & associated systems in trade life cycle Your skills and experience Ability to make decisions, influence and drive others and work in co-operative manner and find resolutions to potential conflict. Ability to interact with people from different business/disciplines acting consistently throughout the organization Flexible mindset to work in a challenging and rapidly changing business environment Experience in Markets, or Banking, or trading support is preferred Team Building and Management experience is a plus Excellent communication and inter-personal skills A team player with a proactive, innovative mindset, and a professional attitude ready to take on further tasks