7 Risk Escalation Jobs

To provide advise to Business or In-country Compliance teams on relevant Compliance Regulatory matters: Support Processes and Operational Activities related to - Regulatory Engagement - Regulatory/Supervisory examination and audit management - Regulatory Surveys and Information Requests - Engage with Internal/External auditors - GIA, Assurance and External Consultant and Auditor Reviews - Outsourcing governance for arrangements owned by CFCR - Risk Monitoring and Escalation

The candidate should expect to build an intricate knowledge of firm systems, data sources and the processes that create/maintain reports Monitoring and escalation of various exceptions to highlight and mitigate risk Analysis of global exception reports, identifying and highlighting trends Working to tight deadlines on a daily, weekly and monthly basis Building a detailed understanding of each exception type, allowing complex queries to be answered and commentary to be questioned and challenged Acquiring an intricate knowledge of firm systems, data sources and processes, building the ability to question data integrity Must have skillset Financial Market knowledge, Good at Excel, Good communic...

Roles & Responsibilities: Assist in planning, scheduling, and tracking project activities and deliverables. Coordinate with internal teams and external stakeholders to ensure timely completion of project tasks. Maintain project documentation, including timelines, status reports, and meeting notes. Monitor project progress and escalate issues or risks to project managers. Facilitate project meetings and follow up on action items. Ensure adherence to project methodologies and standards. Support project managers in resource allocation and task prioritization.

As an Environment Manager for Non-Production Environments, your role will involve driving environment planning, streamlining releases, and enabling smooth delivery for business-critical projects. You will be responsible for the following key responsibilities: - **Environment Planning & Scheduling:** - Own the calendar for test cycles, releases, refreshes, and maintenance. - Partner with delivery teams to allocate and prioritize environments. - Manage environment sharing and contention across teams, escalating risks proactively. - **Technical & DevOps Coordination:** - Coordinate with DBAs, Infra, Network, Security, and Application teams for environment readiness. - Work with DevOps teams to ...

Interprets the study protocol. Design and update the eCRF. Create and update Edit Specification Document. Generate specifications for EDC build components (e.g., Rights and Roles, System Settings and Home Page) Complete the Study Authorization Form and Trial Capacity Request Form (InForm) Attend the Pre-Design Meeting, Online Screen Review Meeting, Unblinded Data review meeting. Attend and present comments at the Internal Design Review Meeting. Facilitate the internal Edit Specification Review Meeting and leads the discussions regarding the Edit Specification Document. Design the database to collect LLRR data within the InForm database and ensure Rights and Roles document has appropriate acc...

The IT Regulatory Reporting Governance team provides an essential 24x7 service to manage IT regulatory reportable events related to IT incidents. The team is responsible for coordinating with IT stakeholders to assess, classify and ensure timely and accurate reporting to regulators. The team operates with a high level of expertise and coordination to manage the complex regulatory landscape effectively. A significant portion of the team's work involves ensuring compliance with the European Supervisory Authority (ESA) Digital Operational Readiness Act (DORA), which sets a new standard for regulatory reporting. However, the team's scope extends beyond DORA to include support for additional regu...

About this role: Wells Fargo is seeking a Lead Control Management Officer. In this role, you will: Lead complex initiatives designed to mitigate current and emerging risks with broad impact Act as key participant in monitoring, evaluating, and measuring the impact of decisions practiced in Control Management functional area Monitor moderately complex business specific programs, and provide risk management consulting to support the business in designing and implementing risk-mitigation strategies Monitor, measure, evaluate, and report on the impact of decisions and controls to the relevant business group or functional area Develop and implement risk monitoring and risk reporting processes and...