Risk Analyst-AWM Supervision

1 - 5 years

0 Lacs

Posted:2 days ago| Platform: Shine logo

Apply

Work Mode

On-site

Job Type

Full Time

Job Description

As an Analyst at Ameriprise India LLP, your role will involve supporting supervision functions of client-facing documents, communications, and investment products to ensure compliance with regulatory requirements. You will be responsible for identifying potential irregularities/red flags while maintaining agreed service levels and commitments. Key Responsibilities: - Provide support to Registered Principals and Supervision leaders in conducting supervision by analyzing documents and processes, performing data aggregation, reporting, and similar activities. - Complete required tasks within pre-defined Service Level Agreements (SLAs) while maintaining quality parameters. - Help identify efficiencies through innovation using Lean methodologies. - Manage multiple and changing priorities and expectations while collaborating closely with business partners in a focused and responsive manner. - Maintain reporting and process documentation for Business Continuity purposes. Qualifications Required: - Bachelors degree or equivalent. - 1-3 years of relevant experience. Preferred Qualifications: - Intermediate level of MS Excel proficiency. - Knowledge of the US financial system, regulatory environment, and financial products/services. About Our Company: Ameriprise India LLP has a rich history of providing client-based financial solutions for over 125 years. As a U.S.-based financial planning company headquartered in Minneapolis with a global presence, our focus areas include Asset Management and Advice, Retirement Planning, and Insurance Protection. Join our inclusive and collaborative culture that values your contributions and offers opportunities for growth and community impact. If you are talented, driven, and seek to work for an ethical company that cares, consider building your career at Ameriprise India LLP. Full-Time/Part-Time: Full-time Timings: 2:00 PM - 10:30 PM India Business Unit: AWMPO AWMP&S President's Office Job Family Group: Business Support & Operations,

Mock Interview

Practice Video Interview with JobPe AI

Start Job-Specific Interview
cta

Start Your Job Search Today

Browse through a variety of job opportunities tailored to your skills and preferences. Filter by location, experience, salary, and more to find your perfect fit.

Job Application AI Bot

Job Application AI Bot

Apply to 20+ Portals in one click

Download Now

Download the Mobile App

Instantly access job listings, apply easily, and track applications.

coding practice

Enhance Your Skills

Practice coding challenges to boost your skills

Start Practicing Now

RecommendedJobs for You