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Risk Analyst-AWM Supervision Ameriprise India

1.0 - 5.0 years

0 Lacs

haryana

On-site

As an Analyst at Ameriprise India LLP, your role will involve supporting supervision functions of client-facing documents, communications, and investment products to ensure compliance with regulatory requirements. You will be responsible for identifying potential irregularities/red flags while maintaining agreed service levels and commitments. Key Responsibilities: - Provide support to Registered Principals and Supervision leaders in conducting supervision by analyzing documents and processes, performing data aggregation, reporting, and similar activities. - Complete required tasks within pre-defined Service Level Agreements (SLAs) while maintaining quality parameters. - Help identify effici...

Posted 1 month ago

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