5.0 - 9.0 years

0 Lacs

pune, maharashtra

On-site

Role Overview: As a BA4 in the BBPLC Control Room at Barclays, you will be responsible for managing Legal, Regulatory, and Reputational Risks across all lines of business. This includes critical functions related to key controls for managing Market Abuse, potential Conflicts of Interest, Information Barriers, Regulatory Insider Lists, Watch List, and Restricted Lists. Your role will involve providing advisory services on Information Barrier Controls, flow of Material Non-Public Information (MNPI), and interacting with senior bankers to ensure compliance with US Securities law requirements. Key Responsibilities: - Liaise with senior bankers to analyze relevant information for evaluating risks...

Posted 5 days ago

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BBPLC Control Room Barclays

4.0 - 8.0 years

0 Lacs

pune, maharashtra

On-site

Join us as a Business Analyst 4 (BA4) in the BBPLC Control Room at Barclays, where Compliance Control Room plays a crucial role in managing Legal, Regulatory, and Reputational Risks across all lines of business. Our team handles business critical functions related to key controls for managing Market Abuse, potential Conflicts of Interest, Information Barriers, Regulatory Insider Lists, Watch List, and Restricted Lists. As a BA4 in the Control Room team, your responsibilities include providing advisory services on Information Barrier Controls, analyzing private side transactions, liaising with senior bankers, and ensuring compliance with US Securities law requirements. To excel in this role, ...

Posted 2 months ago

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