2 Regulatory Update Jobs

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3.0 - 7.0 years

0 Lacs

maharashtra

On-site

As a Product Manager - Demat & ASBA at IDFC FIRST Bank in Mumbai, in the Retail Banking unit under Branch Banking function, your role is crucial in enhancing the banking and investment management experience for customers by offering demat and ASBA services. Your primary responsibility is to lead the bank's efforts in developing a comprehensive product proposition that covers all customer interactions with the bank. Key Responsibilities: - Define the process flow for offering Instant Demat Account and paper-based demat account services - Define the process flow for ASBA application - Design and update account opening, services request form, and demat servicing forms - Collaborate closely with...

Posted 1 day ago

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10 - 20 years

15 - 25 Lacs

Gurugram

Work from Office

Provide inputs to business proposals to ensure compliance and regulatory risks are restricted. Disseminate new regulations/exposure drafts to the respective functions and have meetings with them. Ensure timely implementation of the new regulations Conduct compliance reviews (adhoc and planned) as per the Compliance Monitoring Plan. To do Compliance Risk Assessment with respect to Penalty /Warning Orders issued by the Authority to other insurers. To make representations and collate comments from various functions for sending the same to the Authority. To prepare Regulatory Update and Compliance e Dashboard for the Chief Compliance Officer of the Company To track and monitor the Compliance iss...

Posted 4 months ago

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