3 Regulatory Solutions Jobs

The Asset & Wealth Management Strategic Transformation Office is seeking a Regulatory Solutions professional to join their team. As part of this recently established entity, your primary responsibilities will include managing the regulatory strategy and roadmap for the AWM business globally. You will be the key business partner for regulatory matters, ensuring a robust control framework to evidence compliance. In this role, you will represent the business on regulatory change governance forums, co-sponsor new regulations, and perform detailed assessments to identify their impact on existing AWM capabilities. Additionally, you will support the design of appropriate solutions to meet regulatory requirements, advise on regulatory considerations for new products, funds, or trading activities, and collaborate with key stakeholders and regulatory experts within the firm to simplify complex problems. To excel in this position, you will need a Bachelor's degree and at least 5 years of experience in management consulting or a related field in financial services with active involvement in new regulation assessments and implementations. A deep understanding of asset management products, the asset management operating model, and ecosystems is crucial. You should possess strong analytical, problem-solving, and critical thinking skills to provide innovative solutions, along with excellent project management, communication, and relationship-building abilities. If you have a strategic mindset, experience in regulatory function, and proficiency in MS Office tools, particularly PowerPoint and Excel, we encourage you to apply. Join us at the Asset & Wealth Management Strategic Transformation Office to drive regulatory change matters and make a significant impact on the AWM business globally. Goldman Sachs is an equal employment/affirmative action employer committed to fostering diversity and inclusion within the workplace and beyond. Discover more about our culture, benefits, and career opportunities at GS.com/careers.,

We are looking for Article Trainees and Semi Qualified CA professionals to join our team at CA S K Jaju and Company. We are a mid-sized firm with over 23 years of experience in providing services such as Core Assurance & Audit Services, Advisory & Consulting Services, Accounting & Financial Services, Taxation & Regulatory Services, and Corporate & Legal Services. With a strong focus on delivering value-added solutions to our clients across diverse industries, we offer an interesting work culture that helps clients navigate finance, compliance, and strategic decision-making with confidence. Joining our team offers various benefits such as the best-in-industry stipend, exposure to diverse industries, personality grooming, strong technical training, flexible working hours, work-from-home options, supportive environment, professional learning, and an understanding work culture. Our firm is trusted for excellence in Audit & Assurance, Management Consultancy, Costing & Advisory, Accounting & Taxation, Corporate Law, Regulatory Solutions, Compliance Services, Governance Risk, and Project Finance. To be eligible for this opportunity, you should have cleared the CA Intermediate Exam, completed OC & IT, and possess good communication skills. If you are interested in this position, please contact: - Ca Sudhir Jaju at +91 98811 50459 or casudhirjaju@gmail.com - Ca Kavita Jaju at +91 98811 50735 or caksjaju@gmail.com Join us for a rewarding career in the field of Chartered Accountancy.,

The Asset & Wealth Management Strategic Transformation Office has recently been established to oversee comprehensive large-scale transformations. The primary objectives include enhancing scalability, driving revenue growth, improving client experience, and elevating controls to optimize the operating platform. The group consists of four critical functions: Product Management & Design, Change Management, Regulatory Management, and Monitoring & Testing. The AWM Regulatory Management team is responsible for managing the regulatory strategy and roadmap for the AWM business globally. As the key business partner for regulatory matters, the team focuses on Regulatory Solutions and Regulatory Controls. They assess the impact of regulations on business activities and ensure a robust control framework is in place to evidence compliance. Regulatory Solutions involve representing the business on regulatory change governance forums and acting as co-sponsors of new regulations. The team performs detailed assessments on new regulations, identifies the impact on existing AWM capabilities, and supports the design of appropriate solutions to deliver regulatory requirements. Additionally, they advise on regulatory considerations for the launch of new products, funds, or trading activity. As a member of the team, you will build a deep understanding of the Asset and Wealth Management business by analyzing the applicability and impact of regulatory policies and rules to each business area. You will collaborate with the team, key stakeholders, and regulatory experts within the firm to simplify complex problems (regulatory challenges). Your role will involve driving business engagement, leading strategic cross-divisional discussions on regulatory change matters, and deploying appropriate methodologies and governance tools to deliver analysis and agreed solution approach. Building strong senior stakeholder relationships will be essential when performing complex analysis across multiple businesses. Skills & Experience: - Bachelor's degree and 5+ years of experience in management consulting or a related field in financial services with active involvement in new regulation assessments and implementations - Understanding of asset management products, traditional and alternatives products, and the wider asset management operating model and ecosystems - Proficiency in working as part of a business or regulatory function owning the regulatory strategy, roadmap, analysis, and interpretation of new regulations - Strong analytical, problem-solving, and critical thinking skills - Project management skills, including defining business cases and scope, articulating issues, challenges, risks, dependencies, and solutions - Communication and relationship-building skills with the ability to influence all levels of staff - Proven track record of owning, designing, and executing solutions for complex problems - Experience in Reg product and platform management is preferable - Ability to multitask and manage multiple projects simultaneously - Proficiency in MS Office, PowerPoint, and Excel, with the ability to learn new tools quickly Goldman Sachs is committed to fostering diversity and inclusion in the workplace and beyond, providing opportunities for professional and personal growth. The firm offers training and development opportunities, firmwide networks, benefits, wellness and personal finance offerings, and mindfulness programs. Learn more about the culture, benefits, and people at GS.com/careers. Goldman Sachs is an equal employment/affirmative action employer, committed to finding reasonable accommodations for candidates with special needs or disabilities during the recruiting process.,