Compliance Analyst Invesco India Pvt. Ltd. (Hyderabad)

2.0 - 6.0 years

0 Lacs

hyderabad, telangana

On-site

As one of the world's leading asset managers, Invesco is dedicated to helping investors worldwide achieve their financial objectives. By delivering the combined power of our distinctive investment management capabilities, we provide a wide range of investment strategies and vehicles to our clients around the world. If you're looking for challenging work, smart colleagues, and a global employer with a social conscience, come explore your potential at Invesco. Make a difference every day! Your Team: The EMEA compliance team takes care of EMEA (UK, LUX, FRT, Ireland, Paris) domiciled accounts governed by UCITS guidelines. The team is responsible for compliance monitoring of prospectus rules, regulatory rules, and other manual tasks as required by the guidelines. Additionally, the team is involved in rule coding, rule testing, fund launches, and other reconciliation activities relevant for maintaining account/test details. Your Role: As an analyst, you will be responsible for addressing day-to-day compliance alerts/warnings in batch compliance related to trading strategies and the application of technology-related or manual controls created and applied during this process. Your responsibilities will include: - Monitoring investment guidelines of client portfolios and addressing violations in a timely manner - Identifying and analyzing investment restrictions to ensure compliance with various criteria - Onboarding new clients for investment compliance and reporting exceptions - Updating restricted securities lists and conducting various checks at holding and transaction levels - Conducting periodic and transactional testing to ensure compliance with regulatory requirements - Interacting with regional and global compliance teams for various compliance monitoring activities - Responding to queries and escalating when necessary - Assisting in Compliance-related projects and initiatives The Experience You Bring: You should have 2 to 4 years of work experience in investment compliance with an investment advisor or mutual fund group. A good understanding of capital markets, financial products, and the asset management industry is required. Full Time / Part Time: Full-time Worker Type: Employee Job Exempt: No Workplace Model: At Invesco, our workplace model supports our culture and meets the needs of our clients while providing flexibility our employees value. As a full-time employee, compliance with the workplace policy means working with your direct manager to create a schedule where you will work in your designated office at least three days a week, with two days working outside an Invesco office. Why Invesco: In Invesco, we act with integrity and do meaningful work to create an impact for our stakeholders. We believe in a diverse, inclusive, and supportive workplace where everyone feels equally valued. Our benefits include competitive compensation, flexible work options, extensive leave policies, insurance coverage, career development programs, mentoring opportunities, and much more. To Know More About Us: - About Invesco: https://www.invesco.com/corporate/en/home.html - About our Culture: https://www.invesco.com/corporate/en/about-us/our-culture.html - About our D&I policy: https://www.invesco.com/corporate/en/our-commitments/diversity-and-inclusion.html - About our CR program: https://www.invesco.com/corporate/en/our-commitments/corporate-responsibility.html Apply for the role @ Invesco Careers: https://careers.invesco.com/india/,

Posted 9 hours ago

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Senior Assessor Calculation Compliance HSBC

5.0 - 9.0 years

0 Lacs

chennai, tamil nadu

On-site

As a Senior Assessor - Calculation Compliance at HSBC, you will play a crucial role in ensuring adherence to regulatory rules and HSBC Policy determinations. Your responsibilities will include reviewing complex calculation logic, defining test data scenarios, and analyzing test results to ensure compliance. You will collaborate with policy Subject Matter Experts (SMEs) and provide direction to Analysts for reviewing calculation documentation readiness. Your keen eye for detail will be essential in identifying any discrepancies where regulatory rules or HSBC Policy determinations are not met. Your findings will be documented in formal Assessment Reports with clear ownership assigned for remediation. Leading a team of Assessors, you will contribute to the ongoing refinement of the business operating model, enhancing existing procedures, assessments, and stakeholder engagement methods. Your strong communication skills will be vital in conveying complex technical issues to a wide audience, including senior stakeholders. In this role, you will work closely with various business functions such as Regulatory Reporting and Group Policy. Your ability to provide direction and support to team members on reporting deliverables will be key to ensuring effective and timely assessments. To excel in this position, you should have a demonstrable understanding of regulatory rule areas, working knowledge of HSBC businesses and products, and experience in a large financial services organization. Additionally, the ability to thrive in a dynamic team environment and experience in Audit, Controls, or Regulatory Reporting will be advantageous. At HSBC, your contribution will be highly valued as you work towards enabling businesses to thrive, economies to prosper, and individuals to achieve their aspirations. Join us to make a real impact and realize your career potential. Personal data shared during the application process will be handled in accordance with our Privacy Statement, available on our website.,

Posted 2 days ago

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