6 Regulatory Returns Jobs

As an Associate in Custody Operations team, you will play a key role in ensuring the effective and efficient delivery of India Custody Operations. Your expertise in client account onboarding and regulatory compliance will be crucial in maintaining seamless trade and settlement processes. Your communication, management, and problem-solving skills will be highly valued in this fast-paced environment. Join us to make a significant impact and drive success in the India trade and settlement landscape. - Provide processing support for India Custody Operations - Ensure client account onboarding and static maintenance processes comply with SEBI and RBI regulations, including KYC norm fulfillment - M...

WBO:Treasury Operations:Team - SLR/PD/MM INTERNAL USAGE: No. of Vacancies: Reports to: Is a Team leader Y/N Team Size: Grade: Business: Corporate Centre Department: Wholesale Banking Operations Sub - Department: Treasury Operations Location: CO About Treasury Operations Treasury Operations handles all the operational activities for Treasury Products. The department is responsible for smooth functioning of deal acceptance, verification, settlement, accounting valuation, reconciliation and MIS relating to all Treasury Products for Domestic as well as international branches. They are also responsible for payment via RTGS and NEFT as well as custodial services which includes custody settlement, ...

As an Associate in Custody Operations team, your role will involve providing processing support for effective and efficient delivery of India Custody Operations. You will manage client account onboarding and static data maintenance processes, ensuring compliance with regulations. Your responsibilities will include interacting with designated depository participants to obtain proper account documentation, preparing regulatory returns and reports, supervising daily business deliverables, ensuring service quality, and identifying opportunities for process efficiency. **Job Responsibilities:** - Provide processing support for India Custody Operations - Ensure client account onboarding and static...

As a Team Lead of Credit Compliance for WBG and Working Capital Business segment of the Bank, you will be responsible for managing and leading a team of professionals who support Business Groups in maintaining an effective control framework and ensuring compliance with all relevant RBI regulations, internal codes, and policies. Your key responsibilities will include: - Reviewing all credit proposals that go into the Credit Committee (Level E2) and identifying any regulatory inconsistencies. - Reviewing credit-related products, policies, and processes, providing feedback and advice to ensure comprehensive and compliant bank processes. - Advising the business/credit function of the bank on all...

Role Overview: You will be responsible for managing RBI reporting for Finance. Your main duties will include timely and accurate submission of regulatory returns, handling various audits (RBI, internal, concurrent and statutory audits), assessing the impact of new RBI circulars, and ensuring implementation. You will also be involved in the tested parallel submission of returns through CIMS portal, quarterly submission of financial numbers to RBI, and automation of RBI returns. Key Responsibilities: - Timely and accurate submission of regulatory returns - Handling various audits (RBI, internal, concurrent and statutory audits) - Assessing impact of new RBI circulars and ensuring implementatio...

Are you excited about being a key player in the dynamic world of Custody Operations This role offers you the opportunity to utilize your expertise in client account onboarding and regulatory compliance to ensure smooth trade and settlement processes. This is a chance to advance your career in a fast-paced environment where your skills in communication, management, and problem-solving will be highly appreciated. Join us to make a significant impact and drive success in the India trade and settlement landscape. As an Associate in the Custody Operations team, you will be responsible for providing processing support to ensure effective and efficient delivery of India Custody Operations. Your dut...