3 Regulatory Relations Jobs

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0.0 - 4.0 years

0 Lacs

chennai, tamil nadu

On-site

As a Customer Service Representative in the International Wealth and Premier Banking division at HSBC, your role involves handling general customer contacts in a contact centre environment. Your primary responsibility is to provide high-quality service by ensuring the completion of the VCIP (Video Conference Identification Process) journey at first contact. Here are the key responsibilities and qualifications required for this role: **Key Responsibilities:** - Enable customers to submit their KYC information through a video call from any place of their convenience ensuring compliance, faster on-boarding, and minimize time to revenue. - Provide excellent customer service to customers by face-...

Posted 4 days ago

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0.0 years

0 Lacs

Mumbai, Maharashtra, India

On-site

The candidate/officer is responsible for ensuring that the Institutional Equities vertical of stock broking firm complies with all applicable securities laws, SEBI regulations, stock exchange rules, and internal policies. The officer will monitor trading activities, oversee client onboarding compliance, manage regulatory reporting, and act as liaison with regulators for Institutional Equities vertical. Key Responsibilities: Regulatory Compliance: Responsible for monitoring and adhering to SEBI Regulations, Exchange circulars, guidelines and requirements. Additionally, oversee the implementation of KYC (Know Your Customer) and PMLA (Prevention of Money Laundering Act) norms for our Institutio...

Posted 3 months ago

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2.0 - 6.0 years

0 Lacs

chennai, tamil nadu

On-site

If you are searching for a career that offers a plethora of opportunities, consider joining HSBC to explore the endless possibilities available. HSBC is dedicated to unlocking new opportunities and experiences that will propel your career to new heights or open up exciting new avenues. The International Wealth and Premier Banking (IWPB) division at HSBC plays a pivotal role in enabling the organization to fulfill its purpose of providing borderless banking and world-class wealth management services. Through cutting-edge mobile-first capabilities and a team of exceptional individuals, IWPB supports individuals, families, business owners, investors, and entrepreneurs globally. The division off...

Posted 3 months ago

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