1300 Regulatory Knowledge Jobs - Page 7

Role Overview: As the Senior Vice President of Corporate Registry, you will be responsible for overseeing business development, operations, and financial performance. Your role will involve developing innovative solutions and services by leveraging technology and deep domain experiences in the Issuer Services business. You will report to the Business Unit head. Key Responsibilities: - Client Management / Operational Management experience in Register and Transfer Agent roles - Strategy Development: Develop and execute business plans aligned with the organization's strategic objectives, focusing on growth, profitability, risk management, and innovation. - P & L Management: Drive key financial ...

As a Senior in the QA Model Monitoring team at Barclays, you will spearhead the evolution of the digital landscape by driving innovation and excellence. Your focus will be on harnessing cutting-edge technology to revolutionize digital offerings and ensure unparalleled customer experiences. **Key Responsibilities:** - Design and prepare regular monitoring reports related to model performance of Regulatory (Basel) and other Credit Risk Models (Decision Scorecards). - Ensure documentation and monitoring packs meet regulatory/governance requirements. - Monitor and analyze Impairment suite of models across banking portfolios like Mortgage, Cards, Loans, SME, etc. - Document monitoring reports acc...

Role Overview: You will be a Senior Software Tester responsible for ensuring the quality, reliability, and compliance of ERP systems designed for the pharmaceutical industry. Your role will involve leading testing efforts, collaborating with cross-functional teams, and implementing best practices to deliver robust software solutions that meet industry standards and regulatory requirements. Key Responsibilities: - Develop comprehensive test plans, strategies, and test cases based on detailed business and technical requirements. - Define testing methodologies and processes to ensure thorough coverage of functional and non-functional requirements. - Lead and execute functional, regression, inte...

Description We are seeking an experienced Assistant Pipe Fitter to join our team in India. The ideal candidate will assist in the installation, maintenance, and repair of piping systems, ensuring adherence to safety regulations and quality standards. Responsibilities Assist in the installation, maintenance, and repair of piping systems and equipment. Interpret blueprints, specifications, and drawings to ensure proper installation and repairs. Support lead pipe fitters in measuring and cutting pipes to required lengths and specifications. Help in the assembly and installation of valves, fittings, and other components of piping systems. Maintain a safe and organized work environment, adhering ...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

About Branch Banking: The branches act as the face of Axis Bank for millions of retail customers and is, hence, an integral part of the Bank's strategy. Branches play a major role in deposit mobilization from New-To-Bank (NTB) customers, and are also core drivers of the Bank's customer engagement strategy across products and services. About the Role: As a part of the branch banking team, Branch Relationship Officers (BROs) are responsible for providing financial solutions to customer by offering bank's products, providing service to existing and New To bank customers in the branch and adding new customers through referral generation activities and customer visits. They will be required to us...

Role Overview: As a Counsel I at our company, you will be responsible for providing legal guidance and thought leadership to the business. Your main objective will be to offer legal support, advice, and guidance to the business. You are expected to be a pragmatic, proactive attorney with a thorough understanding of the Business and a solid grounding in the laws and regulations relevant to the geographies of operation. Your role will involve providing input into strategic decisions, exercising sound legal judgment, and developing proactive, risk-appropriate, and commercially practical business-oriented solutions. Key Responsibilities: - Provide legal guidance to the Business, participate in s...

Role Overview: As an Associate in Fund Dealing - GPS Delivery at Fidelity International, you will be part of a team dedicated to executing all types of trades for retail and WI products while ensuring compliance with strict SLAs. Your role will focus on delivering exceptional customer experiences by prioritizing operational smoothness, minimizing errors, and providing timely results to build trust and satisfaction among clients. You will work closely with the product owner to drive process improvements and ensure efficient service delivery throughout the dealing journey. Key Responsibilities: - Gain a detailed understanding of the process and conduct trainings - Drive initiatives, participat...

As an Operations Manager at our company, located in Cuttack, you will be responsible for overseeing daily operations, optimizing processes, managing staff, and ensuring timely project completion. Your role will involve coordinating with various departments, implementing performance metrics, managing budgets and resources, and ensuring compliance with industry standards and regulations. Key Responsibilities: - Overseeing daily operations - Optimizing processes - Managing staff - Ensuring timely project completion - Coordinating with various departments - Implementing performance metrics - Managing budgets and resources - Ensuring compliance with industry standards and regulations Qualificatio...

As a Relationship Manager (RM) focusing on High Net Worth (HNW) customers, your main responsibility is to bring HNI customers into the HNW Program and provide them with an exceptional customer experience to increase the profitability of the relationship. Your key tasks include: - Acquiring new HNW relationships for the bank - Serving as the primary point of contact for all the financial needs of the customers - Building rapport with customers through regular interactions to understand their requirements - Increasing the overall value and book size of the portfolio - Cross-selling bank products based on customer needs - Providing advisory services as needed - Achieving monthly and yearly reve...

As a Financial Analyst at INFINITY CONSULTANTS, you will be responsible for conducting financial analysis and monitoring of new and existing accounts in the Investment Banking (Corporate Debt) department. Your role will involve handling customers with a professional and sincere approach while contributing to debt syndication and structured finance activities. Key Responsibilities: - Conduct credit assessments, ratio analysis, and underwriting for new and existing customers. - Analyse financial statements, credit reports, and other relevant financial information to assess the creditworthiness of customers. - Perform thorough due diligence, including background checks, legal documentation revi...

As a Senior Security Analyst at Edwards India Private Ltd, your role will involve maintaining the cybersecurity posture of the Vacuum Technique Business Area. You will lead a team of Security analysts, providing guidance and support to ensure performance objectives are met. Additionally, you will be responsible for hiring, training, and developing the security team. You will represent Security Operations within the global technology team and establish metrics to monitor the effectiveness of security operations. Your role will also involve identifying and implementing automation to enhance security across the business. Your key responsibilities will include: - Leading and mentoring a team of ...

Role Overview: Join us as a Collateral Operations Analyst if you have previous experience in investment banking, with an understanding of the OTC derivatives market. Working within Collateral Operations, you will ensure that all enquiries and requests are responded to in a timely and accurate manner. This role is offered at the senior analyst level. Key Responsibilities: - Take responsibility for all operational aspects of client static data management, margin call issuance, and portfolio reconciliation - Manage query management for these processes with high levels of attention to detail - Maintain internal stakeholder management, reporting, and monitoring, ensuring operational compliance wi...

Role Overview: You will be responsible for identifying, assessing, and mitigating prudential regulatory reporting risks within the bank's activities, products, and services. Your role will involve developing strategies to ensure compliance with laws, regulations, and internal control policies, conducting regular compliance reviews, and audits to address potential gaps or violations. Additionally, you will be preparing and submitting regulatory reports, analyzing regulatory data for business insights, and implementing training programs for employees on regulatory requirements. Key Responsibilities: - Identify and assess prudential regulatory reporting risks from the bank's activities - Develo...