779 Regulatory Knowledge Jobs - Page 4

The Investment Reporting Data Product Owner role is instrumental in the creation and execution of a future state data reporting product to enable Regulatory, Client, Vendor, Internal & MI reporting and analytics. The successful candidate will have an in- depth knowledge of all data domains that represent institutional clients , the investment life cycle , regulatory and client reporting data requirements. The role will sit within the ISS Delivery Data Analysis chapter and fully aligned with our cross functional ISS Data Programme in Technology, and the candidate will leverage their extensive industry knowledge to build a future state platform in collaboration with Business Architecture, Data...

As a City Head at BASIC Home Loan located in Kolkata, your role will involve overseeing daily operations, managing and training home loan agents, ensuring that targets are met, and driving business growth in the region. You will be responsible for developing and implementing strategies to expand the customer base, coordinating with various departments to streamline processes, and maintaining compliance with regulatory requirements. Additionally, you will serve as a key point of contact for stakeholders and work towards fostering strong community relationships. Key Responsibilities: - Oversee daily operations of the home loan business in Kolkata - Manage and train home loan agents to ensure h...

As a Continuous Improvement person, you will be responsible for planning and executing site improvement projects (Lean & Six-Sigma) to achieve the strategic objectives of the business. Your role involves leading continuous improvement efforts within the Business Units by implementing Lean manufacturing and Six Sigma methodologies. You will collaborate with site & group leadership to drive the transformation towards a culture of operational excellence, environmental, health, & safety, and continuous improvement. Additionally, you will provide practical training to associates on Lean manufacturing tools to eliminate waste across all functions. Your principal activities will include planning, m...

As a Relationship Manager, your primary role is to include HNI customers into the HNW Program and provide them with a superior customer experience to increase the profitability of the relationship. You will be responsible for acquiring new Bank's HNW relationships, serving as a one-point contact for all their financial needs, and enhancing the current relationship value. Key Responsibilities: - Liaise with branch staff to identify eligible customers from the HNW portfolio - Acquire new customers who meet the product criteria - Regularly interact with customers to build rapport and update their profiles - Enhance the overall value and book size of the portfolio - Maintain the quality and hygi...

Role Overview: An Architectural Draughtsman is responsible for producing precise and comprehensive technical drawings, blueprints, and plans that align with architectural designs and project requirements. You will collaborate closely with architects, designers, and other professionals to translate creative concepts into practical and executable drawings. Key Responsibilities: - Drafting and Design: Utilize computer-aided design (CAD) software, such as AutoCAD or Revit, to create detailed architectural drawings, including floor plans, elevations, sections, and construction details. - Collaboration: Work closely with architects, interior designers, and other team members to understand project ...

As a Treasury Service Relationship Manager at the AVP/VP level, your role will involve managing and growing relationships with corporate clients, delivering tailored treasury solutions, and driving business growth. The ideal candidate will combine strong technical expertise, deep market intelligence, and superior relationship management skills. Key Responsibilities: - Develop and manage relationships with corporate clients to understand their treasury needs and provide customized solutions. - Drive sales of treasury and risk management products including liquidity, cash management, and investments. - Partner with internal teams (risk, compliance, operations, product) to deliver seamless clie...

Key Responsibilities Process mutual fund subscription, redemption, SIP, and switch transactions accurately and timely. Reconcile fund accounts daily and resolve discrepancies promptly. Maintain and update investor records and transaction data in the system. Support the preparation of daily NAV (Net Asset Value) calculations. Coordinate with Exchanges, RTA, AMC, Vendor and other third-party service providers. Ensure compliance with regulatory requirements and internal policies. Assist in preparing reports for audit, compliance, and management. Handle investor queries related to transactions and account status. Support month-end and year-end closing activities. Participate in system upgrades a...

As a Scientist at Novartis Healthcare Private Limited in Hyderabad, India, you will be responsible for designing, planning, performing, interpreting, and reporting results of scientific experiments for the development and timely delivery of drug products (DP), processes, and procedures within a multifunctional project team coordinated by a Project Leader. Your key responsibilities will include: - Performing method feasibilities and validating robust analytical methodologies applied to innovative Oligonucleotides/peptide therapeutics. Strong experience in various chromatography techniques, especially liquid chromatography separation techniques such as RP, IEX, and HILIC, is essential. Experie...

As a Visa Counsellor, your role will involve providing guidance and assistance to clients applying for visas. You will need to advise clients on visa requirements, documentation, and processing. Additionally, you will be responsible for reviewing and verifying all visa applications and related documents. It will be crucial for you to liaise with embassies, consulates, and other relevant authorities, while keeping up to date with changes in visa regulations and policies. Key Responsibilities: - Advise clients on visa requirements, documentation, and processing. - Review and verify all visa applications and related documents. - Liaise with embassies, consulates, and other relevant authorities....

As a Problem Manager, you will be responsible for managing the lifecycle of all problems within the IT environment to ensure timely identification, root cause analysis, and resolution to prevent recurrence of incidents. Your role is crucial in maintaining service stability and driving continuous improvement across BDTS operations. Key Responsibilities: - Own and manage the end-to-end problem management process, ensuring compliance with service level agreements and regulatory standards. - Lead root cause analysis (RCA) efforts using tools like HP ESM to leverage historical data for faster diagnosis and resolution. - Collaborate with Incident Managers, Change Managers, and Application/Infra Su...

Role Overview: You will be supporting the Global Pharma Commercial strategy team for various Competitive Intelligence requirements in the pharmaceutical industry. Your responsibilities will include having an advanced understanding of the pharma industry, utilizing secondary data sources and proprietary databases, working on multiple CI projects under tight timelines, analyzing implications of new research and data on client development programs, and delivering comprehensive CI reports. Key Responsibilities: - Have an advanced understanding of the pharma industry and changing regulatory and development dynamics - Utilize secondary data sources and proprietary databases such as PharmaProjects,...

Role Overview: As a Principal Investigator in Medicinal Chemistry at Syngene, you will provide strategic and scientific leadership to integrated drug discovery projects for clients. You will liaise with the Functional Head to prioritize projects and ensure project deliverables are met. Your responsibilities will include analyzing SAR, designing new compounds, providing project updates, and collaborating with various teams. Your core commitment will be towards safety, integrity, compliance, quality, and service. Key Responsibilities: - Minimum 6-10 years of experience in drug discovery from the pharmaceutical or biotech industry - Strong understanding of drug discovery concepts, from hit iden...

Job Purpose: To lead the end-to-end operations of the cosmetic manufacturing plant, including production, planning, quality coordination, manpower management, and compliance. The role ensures that products are manufactured in accordance with GMP, hygiene standards, and regulatory norms , while optimizing cost, quality, and delivery timelines. Key Responsibilities: 1. Production Management Manage daily operations of bulk manufacturing and filling/packing lines. Ensure compliance with batch manufacturing records (BMRs) and standard operating procedures (SOPs). Monitor production metrics such as output, yield, machine efficiency, and downtime. Maintain cleanliness and hygiene in production area...

Key Responsibilities: Given below is job description which captures the primary responsibility of the role. Depending upon the requirement/fitment, you may be assigned any other responsibility within the group: Direct Taxation: Accurate advance tax computation and timely deposition for assigned entities. Prepare quarterly tax provisions, including accurate computation of Current and Deferred Tax. Support in computation and deposit TDS monthly, ensuring compliance and timely reconciliation. Prepare and maintain Tax Related Contingent Liability Schedules. Coordinate data collection and documentation for Tax Audits and ITR filings. Liaise with consultants for timely and accurate preparation and...

Role & responsibilities Establishment compliance and Vendor Compliance monitoring and Dashboard Establishment and Vendors Compliance Audit and Progress Report Handling of Routine Queries Crosschecking of Government dues of ESIC and EPF Making Tracker of routine compliance Coordination with unit Compliance SPOC and consolidate the Self Audit Checklist, COC / WB and POSH Reports. Vendor Bill checking and Payment clearance Preparation of MISC file and ERP handling Submission of Periodic Return and keep track for units CATS handling and query management Handling new module of CATS and coordination with vendor/unit/OSVEs Monthly / Quarterly training & awareness sessions on HR Statuary compliance....

As the Head of Collection & Recovery at indiagold, you will be responsible for leading and managing a robust collections and recovery framework for the retail lending division. Your role will involve developing and implementing strategies that align with industry best practices and regulatory requirements to drive indiagold's growth in retail lending. Your key responsibilities will include: Collections Management: - Strengthening the Collections Function by hiring and training staff, creating processes, policies, and procedures for the retail lending vertical. - Ensuring effective execution of collections policies and risk management strategies to optimize portfolio performance. - Continuous...

We are seeking experienced and inclusive leaders to oversee our Due Diligence Research Operations in the APAC hubs of Penang, Bangalore, and Mumbai. As a leader in this role, you will be responsible for managing a local team, driving efficiency and quality, and supporting the implementation of our multi-contributor model. Your contribution will be instrumental in delivering high-quality research and fostering a collaborative and high-performing culture. Key Responsibilities: - Lead daily operations to ensure the timely, accurate, and high-quality delivery of due diligence reports. - Drive team productivity and performance through coaching, feedback, and leveraging data insights. - Cultivate ...

Key Performance Indicators Business To liaison with all banks and financial institutions (for all existing and new proposals) To prepare CMA and other proposal related details To generate saleable pool as per pool criteria To coordinate with legal and treasury operation departments and ensure completion of all loan agreements, security documents and other documents in connection with proposals To ensure actual payouts to investors and collection of service charges on a timely manner To coordinate with business, collection and finance team for pool analysis, NPA management To coordinate with rating agencies during annual surveillance and data sharing To prepare daily and monthly securitizatio...

About Us PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we'd love to have you onboard. Role Overview We are seeking a detail-oriented Trade Analyst to join our team. The ideal candidate will be responsible for monitoring trades on different markets, ensuring compliance with trading regulations, and providing insights to enhance trading strategies. This role is essential in maintaining ...

The position requires you to have effective communication, stakeholder management, risk identification, change management, issue resolution, and presentation skills. You will be responsible for managing the project from the Product Idea Formulation (PIF) stage till filing in coordination with the Cross-Functional Team (CFT) comprising of Formulation, Analytical, Regulatory, Quality, API, MSTG, and BD departments. You should have knowledge of Project Management tools such as MS Projects and Critical Chain Project Management (CCPM). It will be your responsibility to maintain project plans and regularly update them in the software. Managing project timelines, cost, and scope will also be a cruc...

As an Assistant Vice President in the Real Time Money Mules Operations team at HSBC, you will play a crucial role in managing Money Mule Risk Management. Your responsibilities will include designing and deploying policies, procedures, and strategies to minimize fraud risk effectively. You will be accountable for overseeing the quality assurance, governance, and continuous enhancement of processes related to detecting, preventing, and mitigating money mule risks across all markets in real-time operations. In this role, you will provide support for strategic projects by ensuring that business requirements are met. You will empower your direct reports by providing them with responsibilities, di...

As a Fraud Investigation Analyst at Barclays, you will embark on a transformative journey where you will play a pivotal role in shaping the future. Your responsibilities will include managing operations within a business area, maintaining processes, risk management initiatives, and compliance with relevant regulators. It will be crucial for you to take ownership of your work, ensuring alignment with rules, regulations, and codes of conduct. Key critical skills required for this role include possessing strong analytical skills to identify patterns, trends, and anomalies in data that may indicate fraudulent activity. Attention to detail is essential to spot discrepancies and inconsistencies in...

As an AFC & Compliance Third Party Risk Management Specialist, Associate at Deutsche Bank, Pune, India, you will be a part of the global Anti-Fraud, Bribery & Corruption (AFBC) team, responsible for designing and executing the Third Party Risk Management (TPRM) framework within DWS related to Risk Types owned by AFC & Compliance within DWS Group globally. You will provide advice, training, and regular interactions with key stakeholders within DWS business and infrastructure functions. Reporting to the Head of DWS Anti-Fraud, Bribery & Corruption in Frankfurt, you will be responsible for implementing and performing global AFC & Compliance specific TPRM activities. Collaborating closely with r...

Join us as a Collateral Operations Analyst if you have previous experience in investment banking, particularly with an understanding of the OTC derivatives market. Working within Collateral Operations, you will play a crucial role in ensuring that all enquiries and requests are handled promptly and accurately. This position offers an opportunity to build networks through engaging in various stakeholder collaboration activities, while being positioned at a senior analyst level. As a Collateral Operations Associate, your responsibilities will include managing all operational aspects of client static data, margin call issuance, and portfolio reconciliation. You will also oversee query managemen...

You will be a part of PhonePe Limited, a company in India that offers a wide range of financial products such as Insurance, Lending, and Wealth distribution. In addition, the company also ventures into new consumer tech businesses like hyperlocal e-commerce and a localized App Store for the Android ecosystem. PhonePe is dedicated to providing every Indian with an equal opportunity to enhance their progress by facilitating the flow of money and access to services. At PhonePe, the work culture is centered around ensuring that you can bring your best self to work every day. The company values creating the right environment for its employees, empowering them, and trusting them to make the right ...