1421 Regulatory Knowledge Jobs - Page 20

As an Equity Dealer / Senior Equity Dealer at our stock broking team, your role involves executing equity trades for clients, providing investment advice, and managing client portfolios. You will work in a dynamic and fast-paced environment to contribute to the success of our brokerage firm. **Key Responsibilities:** - Execute equity trades on behalf of clients, ensuring timely and accurate order execution. - Provide investment advice and recommendations based on thorough market analysis. - Build and maintain strong client relationships, understanding their investment goals and risk tolerance. - Manage client portfolios by monitoring performance, rebalancing assets, and recommending changes....

As a Process Safety Engineer at Zydus Lifesciences Ltd, you will play a crucial role in ensuring compliance with regulatory requirements and company standards by developing, implementing, and maintaining process safety management (PSM) systems. Your responsibilities will include: - Conducting hazard identification and risk assessments (HIRA) for new and existing processes. - Leading and participating in process hazard analysis (PHA) studies such as HAZOP, FMEA, and What-If analyses. - Developing and implementing safety procedures and protocols to mitigate identified risks. - Conducting safety audits and inspections to ensure adherence to safety standards and regulations. - Investigating proc...

As a Credit Analyst in the Global Banking and Advisory Department at Socit Gnrale, your main responsibilities will include: - Assessing the creditworthiness of financial institution clients by preparing detailed credit applications, performing credit outlooks, recommending risk ratings, and proposing global credit limits. - Obtaining approvals on ratings and credit limits within specified timelines, ensuring accurate updates in internal systems. - Processing one-off credit requests in a timely manner and maintaining the annual review cycle. - Researching and analyzing financial data on counterparties to prepare high-quality credit analysis addressing client credit risk and transaction risk. ...

As a Senior Manager- Human Resources for our client in the real estate platform, you will play a critical role in attracting, developing, and building human capital for the organization. Your key responsibilities will include: - Recruit and onboard new hires - Conduct performance management and provide feedback - Work closely with business teams to design and deliver HR strategy for the organization - Drive the development and implementation of organizational strategy - Act as a strategic advisor on all aspects of people management for the organization - Create HR policies and procedures, provide employee relations guidelines, and help improve overall manager-employee relationships - Plan, l...

Role Overview: As the leader in the technical delivery of GHG inventory services, you will be responsible for overseeing operational Scope 1+2 and value chain Scope 3 inventories, FLAG GHG accounting, and providing advisory for GHG emissions reporting. Your role will involve leading data collection, cleaning, and analysis efforts, as well as acting as a technical project manager on GHG inventory projects. Additionally, you will provide guidance and technical leadership to clients and colleagues on leading practices and standards in GHG accounting and sustainability practices. Your ability to manage multiple projects simultaneously, while ensuring high value delivery to clients within set tim...

As an Equity Dealer at Bigul.co, your role will involve handling day-to-day trading activities, executing equity trades, managing client portfolios, and monitoring market conditions. You will be responsible for making informed decisions on stock investments, providing financial advice to clients, and maintaining accurate records of all transactions. Key Responsibilities: - Introduce clients to the services offered, trading platforms, and account features. - Understand client queries and requirements by engaging with them to comprehend their investment goals, risk tolerance, and financial status. Provide market insights, address queries promptly, and offer accurate information. - Stay informe...

As an Income COE Assistant Vice President, you will play a crucial role in supporting and assisting Client Operations and other operational Shared Service teams/Center of Excellence (COEs). Your main responsibilities will include monitoring and processing custody, accounting, middle office related events accurately and timely. You will be expected to ensure prompt follow-up on exception situations, facilitate timely problem resolution to mitigate risks, and deliver excellent service to clients and manage people effectively. - Strategic Planning: Develop and implement operational strategies aligned with the company's overall business goals. - Process Optimization: Identify and implement impro...

Role Overview: As the Centre Head at Niva Bupa Health Insurance Company, you will be responsible for managing the daily operations of the Telesales center in Kolkata. Your primary role includes daily floor management to drive expected business outcomes, ensuring team members are well-versed with the organization's products and services, and managing team performance through training, quality checks, and relationship management with stakeholders. Key Responsibilities: - Manage daily operations and drive business outcomes from the allocated Telesales center - Ensure team members are knowledgeable about products, services, procedures, and guidelines - Manage and train Relationship Managers and ...

Job Description: The role is in the Corporate Compliance team which is responsible for supporting clients in a range of compliance operations including marketing material reviews, collateral review, social media surveillance, and reporting. One of the key responsibilities will be to support and deliver the objectives of clients and ensuring that all reviews are performed in accordance with policies, procedures, applicable laws, and regulations and all edits or corrections are documented and preserved in a manner prescribed by the clients. Key Responsibilities. Key Responsibilities The team combines regulatory knowledge with operations skills to support client in a range high volume complianc...

As a candidate for this role, you will be responsible for ensuring alignment of key parties to agree on objectives and support the development of the Tech/Business strategy to deliver. Your role will involve considering both vertical and horizontal views through value streams and co-design structures to avoid duplication of services and create a cohesive strategy around service providers and tooling. This alignment is crucial not only for new deals but also for managing the current landscape of providers. Additionally, you will provide 3rd party requirements to procurement, analyze options, and support the development of Business Cases. You will review, plan, and prioritize funding options a...

As a Training Officer, your role involves identifying and analyzing the training needs of security personnel and the organization. You will deliver training sessions through various methods such as classroom instruction, simulation, and on-the-job training. Managing and overseeing the entire training process, from planning and implementation to evaluation, ensuring that training programs meet legal, regulatory, and organizational requirements is also part of your responsibilities. Key Responsibilities: - Identify and analyze training needs of security personnel and the organization - Deliver training sessions through various methods such as classroom instruction, simulation, and on-the-job t...

Job Description: As a Guest House Caretaker at Manipal Dot Net Private Limited, your role is crucial in ensuring the smooth operation and providing exceptional guest experience at the company-owned guest house. You will be responsible for overseeing all aspects of guest services, maintenance, and administration to maintain a welcoming and comfortable environment for our guests. Key Responsibilities: - Guest Services: - Welcome and assist guests during check-in and check-out procedures, providing a warm and friendly atmosphere. - Respond promptly and professionally to guest inquiries, requests, and concerns to ensure a high level of customer satisfaction. - Housekeeping and Maintenance: - Coo...

POSITION: Legal and compliance Executive Experience: 2-4 Years Location: Bangalore Qualification :A bachelors degree in law (LL.B.) About Arteria Tech Arteria is an affiliate company of ICICI Bank Group, Its FinessArt suite of products are aimed at digitizing the commercial banking and re-inventing the traditional supply chain practices. Through Arterias FinessArt suite of products, corporates can extend their business process beyond four walls to suppliers, transporters, sub-contractors, warehouses, and financial institutions. Arteria has leveraged its deep supply chain and business process understanding to build its exclusive product suite (FinessArt) on SAP cloud platform. The suite of pr...

Role & responsibilities To align & drive business through Sales Officers across assigned villages/region in terms of product & process training so as to support Cross-Sell business of Retail Liability, Retail Asset, Insurance & KGC business. To drive business through the assigned sales officers & ensure the cross-sell objective in each of the assigned village is met within the stipulated time. Drive village penetration across allotted villages via allocated SO team members. Work closely with SURU State Head sales and sales team (SO, etc.) across hierarchy and get Retail Liability, Retail Asset, Insurance & KGC business done through conventional & digital channels in assigned geographies. Ens...

As a Relationship Manager (RM) focusing on High Net Worth (HNW) customers, your role is crucial in enhancing profitability by increasing relationship size, cross-selling the right products, acquiring family accounts, and retaining and enhancing relationships. You will be the one point contact for all financial needs, aiming to elevate current relationship value and wallet share for increased profitability. Key Responsibilities: - Liaise with branch staff to identify eligible customers from the HNW portfolio - Acquire new customers who meet product criteria - Regularly interact with customers to build rapport and update profiles - Enhance the overall value and book size of the portfolio - Mai...

Job Description: An Analyst role involves reviewing, collating, and verifying information from various sources to perform customer/relationship Due Diligence analysis. This includes researching shareholding structures, directors, and business activities globally. Additionally, conducting Sanctions, Political Exposure, and Adverse Media checks and compiling a detailed report based on client policies and procedures is crucial. Key Responsibilities: - Perform Due Diligence analysis by researching shareholding structures, directors, and business activities - Analyze data and documents retrieved from public sources - Screen companies and individuals for Sanctions, PEP, and Adverse Media - Archive...

Role Overview: You will be responsible for managing exceptions in a professional manner by following up with relevant stakeholders, documenting all exceptions for audit checks and future reference. Additionally, you will liaise with and support business partners such as Front Office, other Operations teams, Legal and Compliance, Business Risk, Controls, and Project teams. Engaging in adhoc projects including systems change, process improvement, cross-border initiatives, regulatory changes, and FSO staff engagement activities will also be part of your role. Key Responsibilities: - Manage exceptions by following through till successful completion and closure - Document all exceptions for audit...

JOB PROFILE Position Telesales Team Leader/Sr. Team Leader Telesales/ ARM Location Noida Reports to Manager Digital SBU Category Digital SBU Telesales Reporting Level TL Our Purpose At Niva Bupa, our purpose is to give every Indian the confidence to access the best healthcare by empowering them with knowledge, guiding them with expertise, and providing them with a gamut of services that instils confidence and puts control back in their hands- just the way they want every moment of their life to be. Our Values Commitment 2. Innovation 3. Empathy 4. Collaboration 5. Transparency About Niva Bupa Health Insurance Company Niva Bupa Health Insurance Company Limited (formerly known as Max Bupa Heal...

About Locus At Locus , we are redefining logistics decision-making with deep-tech solutions that drive efficiency, consistency, and transparency across industries like retail and FMCG/CPG. Founded in 2015 by Nishith Rastog i and Geet Garg , Locus has evolved from a women's safety geo-tracking app into a globally recognized logistics optimization platform . Our technology has empowered enterprises such as Unilever and Nestle to execute over a billion deliveries across 30+ countries. Guided by our commitment to innovation and sustainable growth, we transform complex supply chains into strategic growth enablers . Join us at Locus and be part of a team shaping the future of global logistics. Rol...

Key Responsibilities: Oversee and ensure the organization's full compliance with applicable regulatory and statutory requirements, especially those prescribed by the Reserve Bank of India (RBI) Develop, implement, and monitor a robust compliance framework tailored for NBFC operations Ensure timely reporting to regulators and handle all regulatory inspections, audits, and reviews Advise the Board and senior management on emerging compliance risks and regulatory developments Design and enforce company-wide compliance policies, processes, and controls Conduct regular compliance training and awareness programs across all departments Review and update compliance manuals, internal control mechanis...

Key Responsibilities: Oversee and ensure the organization's full compliance with applicable regulatory and statutory requirements, especially those prescribed by the Reserve Bank of India (RBI) Develop, implement, and monitor a robust compliance framework tailored for NBFC operations Ensure timely reporting to regulators and handle all regulatory inspections, audits, and reviews Advise the Board and senior management on emerging compliance risks and regulatory developments Design and enforce company-wide compliance policies, processes, and controls Conduct regular compliance training and awareness programs across all departments Review and update compliance manuals, internal control mechanis...

Role Overview: As a Relationship Manager, your primary role is to offer a superior customer experience to enhance the profitability of relationships. This involves increasing the relationship size, cross-selling the right products, acquiring family accounts, and retaining and enhancing the relationship. You will be the one-point contact for all financial needs and services, thereby increasing current relationship value and wallet share for increased profitability. Key Responsibilities: - Liaise with branch staff to identify eligible customers from the HNW portfolio - Acquire new customers who meet the product criteria - Regularly interact with customers to build rapport and update profiles -...

Role Overview: As the Operations Manager, you will lead and oversee the operations team to ensure efficiency, productivity, and service excellence. Your responsibilities include managing end-to-end business operations, optimizing workflows, and ensuring strict adherence to SOPs. Foster cross-functional collaboration with product, tech, legal, and client teams to align business objectives. Develop and implement strategies to enhance operational efficiency, scalability, and overall business performance. Establish and monitor key performance metrics, analyze trends, and drive continuous improvement initiatives. Ensure compliance with legal, regulatory, and industry standards within the ODR ecos...

Supporting and guiding your team of talented Product Assessors Conducting thorough technical documentation reviews and ensuring compliance with EU regulations and standards. Collaborating with cross-functional teams to increase efficiency and quality Monitoring the teams technical competence, KPIs, and wellbeing and providing feedback and support when there are concerns. Conduct recruitment, including reviewing CVs and undertaking interviews and supporting with onboarding of new starters Develop training and present the training to others in SGS or externally as deemed necessary. Assist with technical queries and those related to sales within the Active Medical Devices field. Ensure that the...

As a New Product Development & Quality Control Executive at Radhakrishna Food Services, your role involves contributing to the creation and enhancement of innovative food products. You will be responsible for the following key responsibilities: - New Product Formulation & Development: Creating and testing formulations for new and innovative food products. - Product Improvement: Enhancing existing product formulations for better quality, extended shelf life, and increased consumer acceptance. - Quality Control (Production & Field): Ensuring quality standards are met during production processes and monitoring product performance in the field. - Vendor Development: Identifying and cultivating r...