6032 Regulatory Jobs - Page 49

LOOKING FOR A CHALLENGING ROLE? IF YOU REALLY WANT TO MAKE A DIFFERENCE - MAKE IT WITH US At Siemens Energy India Limited, we are more than just an energy technology company. We develop the energy systems of the future, ensuring that the growing energy demand of the global community is met reliably and sustainably. The technologies created in Siemens Energys research departments and factories drive the energy transition and provide the base for one sixth of the world's electricity generation. Siemens Energys global team is committed to making sustainable, reliable, and affordable energy a reality by pushing the boundaries of what is possible and upholding a 150-year legacy of innovation that...

Description External Job Description Processing of request wrt dematerialisation and transmission of securities received from shareholders of the CompanyWeekly visits to Registrar and Share Transfer Agent for inspection / reviewing / monitoring correspondence received from shareholders of the CompanyMonitoring and redressal of the complaints received from various regulatory authorities portal viz SEBI SCORES, Smart ODR, and website of stock exchangesChecking and processing of various investor service requests of shareholders of the CompanyPreparation and filing of various stock exchange compliances viz reporting of investor complaints, shareholding pattern, reconciliation of share capital au...

Job Description Summary Responsible for overseeing compliance with the Sarbanes-Oxley Act, ensuring effective internal controls over financial reporting, and leading audit initiatives. Provide Technical Program Management for all Technology initiatives The SOX resource plays a critical role in ensuring that the organization adheres to financial regulations, thereby protecting the integrity of financial reporting and minimizing the risk of fraud. This position requires collaboration with various departments, including finance, IT, and GE Vernova Compliance and Governance leadership, to maintain a robust compliance environment. J ob Description Roles and Responsibilities Compliance Management:...

Job Description Role Purpose The purpose of the role is to lead and manage security requirements and recommend specific improvement measures that helps maintain the Security posture of organisation Do 1. Lead Risk and Compliance to protect sensitive information a. Drive Risk Management, Regulatory and Contractual compliance b. Diagnose the level of preparedness of the customer for cyber security and health and accordingly propose a solution to the client c. Build appropriate risk governance with client partners and internal stakeholders and ensure customer policies and SOW requirements are in line with the deliverables d. Govern design and rollout of Common Compliance frameworks e. Ensure po...

We are looking for a highly ed and experienced professional to join our team as a Manager - Fixed Deposits in Bajaj Finance Limited. The ideal candidate will have 2-3 years of experience in the banking or financial services industry. Roles and Responsibility Manage and oversee fixed deposit operations, ensuring compliance with regulatory requirements. Develop and implement strategies to increase fixed deposit sales and customer acquisition. Build and maintain relationships with key stakeholders, including customers, colleagues, and external partners. Analyze market trends and competitor activity to identify opportunities for growth. Collaborate with cross-functional teams to achieve business...

We are looking for a highly ed and experienced professional to join our team as a Manager - Fixed Deposits in Bajaj Finance Limited. The ideal candidate will have 2-3 years of experience in the banking or financial services industry. Roles and Responsibility Manage and oversee fixed deposit operations, ensuring compliance with regulatory requirements. Develop and implement strategies to boost fixed deposit sales and customer acquisition. Build and maintain strong relationships with clients, providing excellent customer service. Analyze market trends and competitor activity to identify growth opportunities. Collaborate with cross-functional teams to achieve business objectives. Monitor and re...

Responsibilities: * Ensure regulatory compliance through audits * Collaborate with legal team on risk management strategies * Conduct internal audits with legal & compliance focus Standardize processes across multiple units and state operations.

Job Requirements Regulatory Compliance: Ensure compliance with all applicable regulations and guidelines. Defense Strategies: Lead the development and execution of defense files and strategies. Impact Analysis & Risk Assessments: Prepare comprehensive impact analysis and risk assessments. Registration & Governance Processes: Oversee governance processes, including product registration governance. Cross-Functional Collaboration: Collaborate with cross-functional teams to ensure regulatory requirements are met. Business Partnering: Ensure effective business partnering to support regulatory objectives. Regulatory Training: Provide regulatory training to internal stakeholders. Documentation Mana...

Key Responsibilities Provide quality support to design and development teams. Review and approve design control documents (DHF, DMR, Risk Management File). Ensure compliance with ISO 13485, ISO 14971, and applicable regulatory standards. Participate in design reviews and risk assessments. Support verification, validation, and design transfer activities. Drive continuous improvement in design quality processes. Collaborate with cross-functional teams (R&D, Regulatory, Manufacturing, and Post-Market). Qualifications Bachelor’s degree in Mechanical Engineering or related field. 7+ years’ experience in Design/Development Quality in the medical device industry. Strong understanding of ISO 13485, ...

Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist. Draft the inspection report for the member. Expand the scope of inspection beyond the pre-approved checklist after consulting manager. Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager Prepare the inspection report Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager Conduct onsite inspection for vault & warehouse of commodities for the storage facilities and the goods stored therein. Collate data to cater to the request raised by external regulators like ...

As an IB School Operations Manager, you will play a crucial role in overseeing the smooth functioning of operations, logistics, facilities, marketing, and admissions in an International Baccalaureate (IB) school Your responsibilities will encompass various areas to ensure an optimal learning environment and promote the schools brand **Key Responsibilities:** **Facilities Management:** Manage the maintenance, cleanliness, and safety of the schools physical facilities Coordinate repairs, maintenance, and facility improvements Ensure compliance with health and safety regulations **School Calendar and Scheduling:** Develop and maintain the school calendar, considering IB program requirements, ex...

About us:. At its heart, Probo is an opinion trading platform building prediction markets for India. On Probo, users can find questions on many topics of their interest, like sports, news, finance and many more. Users can swipe yes or no to express their opinion and place trade(s), and by doing so they enter into an event contract with another user on the other side of the trade. Probo is a matching engine that enables the execution of this event contract. Each trade is INR 10, and at the end of the event contract, the user with the correct opinion wins the quantum at stake.. We are also backed by the finest institutional investors in the form of Sequoia and Elevation (formerly SAIF Partners...

Key Responsibilities: - Provide Regulatory Advisory and Advocacy and getting clarity from the Exchanges on regulatory circulars / guidelines and provide the same to various functions in the organisation - Review and defining processes for implementation of various circulars issued by Exchanges, Depositories, SEBI etc. - Day to day query handling in relation to regulatory area of SEBI, Exchanges & Depositories. - Conduction Audit /review of various activity for Broking, DP, PMS & Branch inspections - Handling Regulatory Inspections & Internal Audit Independently - Liaison with Regulators - Ensuring timely & accurate regulatory submission to exchanges, Depositories, various PMS submission etc....

As a Senior Associate in the Financial Markets Business Advisory services at PwC, you will have the opportunity to contribute to a variety of audit, regulatory, valuation, and financial analyses services. Your role will involve designing solutions to address complex accounting and financial reporting challenges, as well as broader business issues. Your key responsibilities in this role include: - Analysing third party valuations by challenging assumptions and performing sensitivity analysis on a wide range of illiquid investments across industries and geographies while using accepted and relevant approaches and theory - Developing deep technical strength in the valuation of alternative asset...

As a candidate for the position, you should have 4+ years of experience in Model Development or Validation, specifically in areas such as IRRBB, NII, NIR, IRE, IRR, EVE, EVS, and Balance sheet models. Additionally, you should possess strong Excel, Python, and SQL programming skills. A basic knowledge of debt investment securities and non-trading market risk, including FXRBB, commodity risk, private equity risk, CSRBB, QMMF, and CCAR for Pensions and ATM/AFS portfolios, is required. It is essential to have a fundamental understanding of regulatory, compliance, risk management, financial management, and data governance concerns. Key Responsibilities: - Support BSM analytics and modeling projec...

As the Data Governance Platforms IT Lead at State Street, you will play a crucial role in providing technical leadership to build out the data governance platform, which includes implementing Collibra Data Intelligence Catalog, Data Quality, Data Privacy, and Data Entitlement. Your responsibilities will include: - Collaborating with other IT functions such as Cyber Security, Enterprise Architecture, and Network Infrastructure to design and deliver cohesive solutions - Working with technology partners like Collibra to understand product architectures and design implementation approach for State Street requirements - Creating and managing delivery roadmaps, tracking progress, and removing hurd...

Role Overview: Trimont is seeking an Executive Director, Internal Audit to play a crucial role in supporting the management of the global internal audit function. As the Executive Director, you will contribute to driving the effective execution of the audit plan, providing strategic insights, and enhancing the organization's risk management, control, and compliance environment. Key Responsibilities: - Partner with the leader of the global internal audit function to shape and execute the annual risk-based audit plan, ensuring timely delivery of high-quality insights. - Lead and oversee audit teammates, providing direction, coaching, and technical expertise. - Review and approve audit reports,...

About The Role Skill required: AML fraud mgmt. Financial Crime & Fraud Management Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Strategize, architect, Analyse, design, implement and contribute to engagements involving tools and processes associated with the prevention (or management ) of fraud. What are we looking for? Written and verbal communicationBanking OperationsBack OfficeDisp...

Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance function from reactive to proacti...

About The Role Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Analyst Qualifications: Any Graduation Years of Experience: 3 to 5 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance function from reac...

Skill required: Control Testing - Agile testing Designation: Regulatory Compliance Senior Analyst Qualifications: Any Graduation Years of Experience: 5 to 8 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance function from reactive to ...

About The Role Skill required: AML fraud mgmt. Financial Crime & Fraud Management Designation: Regulatory Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Strategize, architect, Analyse, design, implement and contribute to engagements involving tools and processes associated with the prevention (or management ) of fraud. What are we looking for? Written and verbal communicationBanking OperationsBack OfficeDi...

Skill required: KYC Screening - Know Your Customer (KYC) Designation: Regulatory Compliance New Associate Qualifications: Any Graduation Years of Experience: 0 to 1 years About Accenture Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Song all powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 699,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries. Visit us at www.accenture.com What would you do Help clients transform their compliance function from reac...

About The Role Skill required: Quality Governance & Services - Operational Audit & Compliance Designation: Quality Assurance Senior Analyst Qualifications: Bachelor of Pharmacy/Master of Pharmacy Years of Experience: 2 to5 years Language - Ability: English(International) - Proficient What would you do? You will be aligned with our Life Sciences R&D vertical. Our services span across the entire life sciences enterprise, from research laboratories, clinical trials support, and regulatory services, to pharmacovigilance and patient services solutions. Employees under this span will be a part of one of the sub-offerings - Clinical, Pharmacovigilance & Regulatory, helping the worlds leading biopha...

About The Role Skill required: AML fraud mgmt. Financial Crime & Fraud Management Designation: Regulatory Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? Help clients transform their compliance function from reactive to proactive through an intelligent compliance operating model powered by data, intelligent technologies and talentLooking for someone with AML and Fraud mgmt experience.Strategize, architect, Analyse, design, implement and contribute to engagements involving tools and processes associated with the prevention (or management ) of fraud. What are we looking for? Written and verbal communicationBanking OperationsBack OfficeDi...