5151 Regulatory Jobs - Page 41

Role Description: As a Principle Engineer - Investment ops at Incedo, you will be responsible for managing investment operations for clients. You will work with clients to understand their investment needs and manage operations that meet those needs. You will be skilled in investment management tasks such as portfolio management, trade processing, and performance measurement and have experience with investment management systems such as Bloomberg or Charles River. Roles & Responsibilities: Managing investment operations processes, including trade settlements, corporate actions, and cash management Ensuring compliance with regulatory requirements and internal policies Developing and maintaini...

Job Overview: We are seeking a highly motivated and result-driven Manager to lead a team, oversee operations, and ensure the achievement of business objectives. The Manager will be responsible for planning, execution, team development, process optimization, and reporting, while acting as a key link between senior leadership and team members. Key Responsibilities: Develop and implement strategies to achieve departmental and organizational goals. Lead, mentor, and motivate team members to maximize productivity and efficiency. Monitor day-to-day operations and ensure adherence to company policies and standards. Prepare and manage budgets, forecasts, and performance reports. Analyze business dat...

We are looking for a skilled HSE Officer to join our team in the international sector. The ideal candidate will have 3-7 years of experience in the field. Roles and Responsibility Develop and implement effective health, safety, and environmental management systems. Conduct regular audits and inspections to ensure compliance with regulatory requirements. Provide training and guidance on health, safety, and environmental procedures. Investigate incidents and accidents to identify root causes and implement preventive measures. Collaborate with other departments to develop and implement emergency response plans. Maintain accurate records of health, safety, and environmental performance metrics. ...

As Full Stack AI Product Manager , youll be the catalyst for AI-driven operational transformation at Razorpay. Your mission is to eliminate inefficiency and elevate quality across internal teams by solving things via AI. This role is perfect for an AI enthusiast who thrives on experimentation and sees opportunities to automate repetitive tasks everywhere. Youll build tools that help teams accomplish in minutes what used to take hours. And also do things that earlier wasnt just feasible. Working directly with the CPO and product leadership team, youll have the unique opportunity to shape how AI transforms the product management function. Key Responsibilities AI Product Strategy & Vision Ident...

Lead valuation engagements for financial reporting, tax, and management planning purposes. Exposure to engagements for intangible business valuations for management planning; mergers and acquisitions (M&A); financial reporting; tax and regulatory compliance; restructuring and reorganization; and corporate strategy under ASC 350, ASC 718, ASC 820, ASC 946, ASC 480, ASC 805 etc. Experience with secondary research, report writing and detailed financial modelling. Use current technology and tools to enhance the effectiveness of services provided. Stay abreast of current business and economic developments relevant to our as well as the clients business. Maintain and develop positive, productive, ...

The Compliance Officer ensures the organization operates within legal and ethical boundaries while achieving business objectives, maintaining comprehensive compliance across labor laws, regulatory requirements, and building safety standards, and developing robust compliance programs to mitigate organizational risks. KEY RESPONSIBILITIES Create and execute effective legal compliance programs within the organization Establish sound internal controls and monitor adherence across all operations Develop comprehensive compliance frameworks covering labor, regulatory, and building standards Ensure alignment with local, national, compliance requirements Policy Development & Management Draft and revi...

Legal Operations & Compliance Detect and assess legal risks and contractual liabilities, providing legal advice on non-compliant issues. tracking and reporting legal incidents. Contract Management & Advisory Draft, review, and negotiate commercial contracts including property transactions, service agreements, and partnership arrangements Provide legal guidance to business stakeholders on various business matters. Monitor contracting activities and implement legal risk mitigation strategies. Strategic Legal Support Research and analyze emerging legal regimes and regulatory changes affecting the REA/IPCs. Liaise with external counsel on litigation matters and regulatory investigations. Support...

Duties & accountabilities Understand clients regulatory outreach requirements, assist in designing and implementing outreach campaigns to meet their requirement using Outreach360 platform Operational support basis customer requirements on one or more products. This includes setting up accounts and users, researching on entities, creating custom branded email templates, conduct outreach to support global investment banks or asset managers on their regulatory and compliance needs. Become highly skilled in understanding regulatory matters related to ISDA, CFTC, SEC, ISLA etc and maintaining Operational Processes by creating SOPs, playbook, and FAQs for client communication Serves as subject mat...

The role covers responsibilities for running processes and projects in the Finrep team , which forms part of the External Financial and Capital Reporting of the European consolidation group and its regulated subsidiaries. It will include working with colleagues in Mumbai, London, Frankfurt, Paris and Tokyo. The role will encompass accurate production and timely submission of monthly/ quarterly/ annual regulatory returns stating the financial positions of EMEA entities: Understanding the business model, financial transactions and position of EMEA entities. Perform due diligence of the numbers reported by establishing quality controls around the processes. Ensuring Financial disclosures are co...

We are looking for a highly skilled and experienced F&B Associate to join our team at Marriott International. The ideal candidate will have a strong background in the hospitality industry, with excellent customer service skills and attention to detail. Roles and Responsibility Manage food and beverage operations, including inventory management and stock control. Provide exceptional customer service, responding to guests' needs and resolving issues professionally. Maintain high standards of quality, presentation, and safety in food preparation and service. Collaborate with other departments to ensure seamless service delivery. Develop and implement effective strategies to increase sales and r...

We are looking for a skilled Finance Executive - Income Auditor to join our team in the hospitality industry. The ideal candidate will have a strong background in finance and accounting, with excellent analytical and problem-solving skills. Roles and Responsibility Conduct financial analysis and audits to ensure compliance with company policies and regulatory requirements. Prepare and review financial reports, including balance sheets and income statements. Develop and implement financial models to forecast revenue and expenses. Collaborate with cross-functional teams to identify areas for cost savings and process improvements. Ensure timely completion of financial tasks and projects while m...

We are looking for a skilled Purchase Manager to join our team in the hospitality industry. The ideal candidate will have a strong background in procurement and supply chain management, with excellent negotiation skills. Roles and Responsibility Develop and implement purchasing strategies to achieve cost savings and improve quality. Manage supplier relationships and negotiate contracts to ensure best-in-class services. Analyze market trends and identify opportunities for process improvements. Collaborate with cross-functional teams to align with business objectives. Ensure compliance with company policies and regulatory requirements. Identify and mitigate risks associated with purchasing dec...

The Team: The S&P Global Internal Audit function reports functionally to the S&P Global Audit Committee and administratively to the S&P Global President and CEO. Join our dynamic Internal Audit Team at S&P Global as a seasoned IT Audit and a Cyber Security leader with keen interest in emerging technologies. As an Associate Director, you will lead and manage the Application Technology Audit professionals with an accountability for Divisional IT infrastructure, Divisional IT applications/Cloud, Cyber security, and provide independent and objective assessment on the audit delivery for the Company. In this critical role, you will be responsible for developing risk assessments, leading the execut...

The Role: Internal Auditor The Team : OSTTRA is a leader in Post Trade for the Capital Markets within the financial services industry. You will be a part of the Internal Audit team of OSTTRA to perform required and necessary audits for the OSTTRA group of companies. The internal audit function will establish, implement and maintain an annual audit plan to examine and evaluate the adequacy and effectiveness of the systems, internal control mechanisms and arrangements within OSTTRA. The internal audit function is separate and independent of management and of the operations to be audited. The Impact: As an individual contributor, you work closely with the Audit Director and Senior Management. Y...

We are looking for a highly skilled and experienced Accounts Payable Associate to join our team. The ideal candidate will have a strong background in accounting and finance, with excellent analytical and problem-solving skills. Roles and Responsibility Manage and process accounts payable transactions accurately and timely. Coordinate with internal stakeholders to resolve payment discrepancies and issues. Develop and implement effective accounting procedures and policies. Analyze financial data to identify trends and areas for improvement. Ensure compliance with company policies and regulatory requirements. Maintain accurate and up-to-date records of all accounts payable transactions. Job Req...

We are looking for a skilled Assistant Manager to join our team in the Hospitality industry, specifically with Accor Hotels. The ideal candidate will have a strong background in accounting and finance, with expertise in accounts payable. Roles and Responsibility Manage and oversee the accounts payable process, ensuring timely and accurate payments. Develop and implement effective accounting procedures and policies. Analyze financial data and provide insights to support business decisions. Collaborate with cross-functional teams to achieve business objectives. Ensure compliance with regulatory requirements and industry standards. Lead and mentor a team of accountants and finance professionals...

We are looking to hire an enthusiastic director of development to secure financial support for our organization. The director of development will set and achieve fundraising goals, maintain knowledge of fundraisers' interests, and cultivate relationships with fellow employees and volunteers. You will be an active participant in fundraising events, undertake vision trips, and maintain a social media presence. The successful applicant will build lasting relationships with donors, and keep them informed on how their financial input is making the world a better place. Preferred candidates will be self-motived, deadline-driven multitaskers.

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate vice president level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control,...

Join us as a Quality Automation Specialist In this key role, youll be undertaking and enabling automated testing activities in all delivery models Well look to you to support teams to develop quality solutions and enable continuous integration and assurance of defect free deployment of customer value Youll be working closely with feature teams and a variety of stakeholders, giving you great exposure to professional development opportunities We're offering this role at associate level What you'll do Joining us in a highly collaborative role, youll be contributing to the transformation of testing using quality processes, tools, and methodologies, significantly improving control, accuracy and i...

General Finance Management is responsible for the day-to-day financial activities of the organization including: Controlling its financial resources and ensuring that all financial transactions, systems and procedures comply with regulations, accounting principles, and standards Financial analysis and reporting, taxation, insurance, credit control, accounts payable and receivable, inventory and costs control, and budgeting and forecasting Analyzing the organization's revenues, liabilities, credit conditions, and other financial indicators to forecast it's short, medium, and long-term cash flow position Evaluating and recommending investments and other financial instruments to meet cash flow ...

JOB PROFILE The Assistant Vice President (AVP) – Risk Analytics will play a critical role in driving quantitative and qualitative Benchmarking risk-weighted assets (RWA), and leverage exposure under evolving Basel regulatory frameworks for global investment banks across various business lines / asset classes. The individual will serve as a subject-matter expert (SME) in benchmarking RWA, and LE along with interpreting regulatory disclosures, identifying key trends, and providing actionable insights to senior stakeholders. The role demands deep knowledge of investment banking products, regulatory capital frameworks, and advanced analytical skills to ensure accurate and insightful benchmarking...

Job Title: Manager 2 – MSTG Non Orals Business Unit: R&D1 Regulatory Affairs Job Grade G11A Location : Baroda At Sun Pharma, we commit to helping you “Create your own sunshine”— by fostering an environment where you grow at every step, take charge of your journey and thrive in a supportive community. Are You Ready to Create Your Own Sunshine? As you enter the Sun Pharma world, you’ll find yourself becoming ‘Better every day’ through continuous progress. Exhibit self-drive as you ‘Take charge’ and lead with confidence. Additionally, demonstrate a collaborative spirit, knowing that we ‘Thrive together’ and support each other’s journeys.” Job Description: Process Development and Optimization Su...

Job Title: Senior Manager - Engineering Business Unit: Sun Global Operations Job Grade G9B Location : Halol At Sun Pharma, we commit to helping you “Create your own sunshine”— by fostering an environment where you grow at every step, take charge of your journey and thrive in a supportive community. Are You Ready to Create Your Own Sunshine? As you enter the Sun Pharma world, you’ll find yourself becoming ‘Better every day’ through continuous progress. Exhibit self-drive as you ‘Take charge’ and lead with confidence. Additionally, demonstrate a collaborative spirit, knowing that we ‘Thrive together’ and support each other’s journeys.” Key responsibilities: This role is responsible for oversee...

Job Title: Senior Manager – MSTG Non Orals Business Unit: R&D1 Regulatory Affairs Job Grade G9B/A Location : Halol At Sun Pharma, we commit to helping you “Create your own sunshine”— by fostering an environment where you grow at every step, take charge of your journey and thrive in a supportive community. Are You Ready to Create Your Own Sunshine? As you enter the Sun Pharma world, you’ll find yourself becoming ‘Better every day’ through continuous progress. Exhibit self-drive as you ‘Take charge’ and lead with confidence. Additionally, demonstrate a collaborative spirit, knowing that we ‘Thrive together’ and support each other’s journeys.” Job Description: Responsible for the MSTG-NOSD acti...

We required candidate for the position of AGM-Formulation Exp in OSD-Immediate Release (IR),Extended Release (ER),Powder for Suspension(PFOS) &Oral Liquid dosage forms for US,EU&Canada. T-Exp-15 + CTC-Upto 30.00Lacs Loc-Mumbai(Kandivali)