3758 Regulatory Jobs - Page 32

About The Role Skill required: AML fraud mgmt. Financial Crime & Fraud Management Designation: Regulatory Compliance Associate Qualifications: Any Graduation Years of Experience: 1 to 3 years What would you do? The Risk & Controls Analyst will be a key member of the Client s Operations Team, supporting the day-to-day management of the First Line of Defense risk management framework and related activities.This role involves working collaboratively across the bank to identify, assess, monitor, and mitigate operational risks.Strategize, architect, Analyse, design, implement and contribute to engagements involving tools and processes associated with the prevention (or management ) of fraud What ...

Role Description Operations provides support for all of Deutsche Banks businesses to enable them to deliver transactions and processes to clients. Our people work in established global financial centers such as London, New York, Frankfurt and Singapore, as well as specialist development and service centers in locations including Bucharest, Moscow, Pune, Dublin and Cary. A dynamic and diverse division, our objective is to make sure that all our services are executed in a timely and professional manner, that risk is minimized and that the client experience is positive. We are proud of the professionalism of our people, and the work they do. In return, we offer excellent career development oppo...

Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and external stakeholders. The Payments Processing Operator undertakes the complete and ac...

Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and external stakeholders. The Payments Processing Operator undertakes the complete and ac...

Role Description We are seeking a highly motivated and detail-oriented Business Analyst to join the Corporate Banking Technology team working on high-impact initiative with direct oversight from senior leadership. This role is pivotal in enhancing transparency, risk control, and regulatory alignment across Corporate Bank - Lending portfolios. As a Business Analyst on the team, you will be responsible for translating complex business needs into actionable technical requirements, coordinating across cross-functional teams, and ensuring timely delivery of key milestones. Your key responsibilities Define, measure, and analyze current state processes to identify opportunities to streamline and au...

Job Requirements Role/ Job Title: Senior Compliance Manager – Wholesale Lending Function/ Department: Compliance Job Purpose: The role entails the responsibility to ensure the bank’s policies and procedures comply with regulatory and ethical standards. It includes evaluating all current and new compliance regulations, reviewing bank's processes, and leading training sessions, especially for Retail Liabilities business as well as Treasury business of Wholesale Banking Roles & Responsibilities: To work closely with business units and support / control functions to effectively implement compliance requirements related to Wholesale Banking (Lending). To ensure that all required policies, procedu...

A Pharmacovigilance Manager oversees a company's drug safety monitoring programs, ensuring compliance with global and local regulations and company policies. Key responsibilities include managing adverse event reporting, conducting risk assessments, detecting safety signals, overseeing vendor management, preparing safety reports, and collaborating with cross-functional teams and regulatory bodies to safeguard public health. Strong leadership, a deep understanding of pharmacovigilance regulations, and excellent communication skills are crucial for success in this role. Key Responsibilities Drug Safety Monitoring: Manage the overall safety profile of new and marketed drugs, monitoring for and ...

Key skills required by this role includes: Understand Regulatory operations Gather, review and analyse data regarding the business and its operations; prepare models and process maps for improvements; and communicate findings and suggestions to key stakeholders Understanding software requirements, ability to translate business need into functional and technical requirements Skilled in documentation and timely response and sharing of information Ability to perform discussion with customer Ability to effectively report on status of work Break down requirements in user stories Ability to verify the functionality in the solution. Ability to write test cases/scripts and execute them.

Job Description Pharma International Business Development Manager Location: Pune, Maharashtra Department: International Business Development Reports To: Head – Business Development / Senior Leadership Role Overview We are seeking a highly motivated and results-driven Pharma International Business Development Manager to lead the expansion of our pharmaceutical business globally. This role will focus on identifying new market opportunities, building strategic partnerships, and driving profitable growth across international markets, with a special emphasis on LATAM and MENA regions . Key Responsibilities Market Research & Strategy Conduct in-depth market research to identify emerging opportunit...

Regulatory affairs professional with experience in managing product listings for different markets and ensuring full compliance with all regulations. Proven track record of collaborating with renowned global cosmetic brands to navigate and meet regulatory requirements across multiple regions, including the USA, Canada, Australia, New Zealand and Middle East. Proficient in cosmetic regulations, including several regulations and versed with interpreting and applying recent regulatory updates. Highly skilled in managing compliance with state-specific regulations. Adept at leading cross-functional teams to support regulatory submissions and ensure product compliance, driving efficiency and marke...

Position Summary: Freyr is seeking an experienced individual to join their Medical Device Team. This position involves working directly with clients with software enabled medical devices or software as a medical device to serve as an advisor on regulatory strategy including the development of regulatory strategy documents, documentation to support premarket submissions, and preparation and submission of premarket applications as well as participation in FDA meetings and other regulatory interactions. The role is 50% billable with the remaining time being devoted to business development/marketing as well as mentorship and training of the more junior staff. The ideal candidate will possess in-...

Our vision for the future is based on the idea that transforming financial lives starts by giving our people the freedom to transform their own. We have a flexible work environment, and fluid career paths. We not only encourage but celebrate internal mobility. We also recognize the importance of purpose, well-being, and work-life balance. Within Empower and our communities, we work hard to create a welcoming and inclusive environment, and our associates dedicate thousands of hours to volunteering for causes that matter most to them. Chart your own path and grow your career while helping more customers achieve financial freedom. Empower Yourself. Job Summary: - Would be responsible to review ...

The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account opening to help exec...

Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and external stakeholders. The Payments Processing Operator undertakes the complete and ac...

Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and external stakeholders. The Payments Processing Operator undertakes the complete and ac...

Role Description Project Management & Change Execution is responsible for delivery of the value and strategic outcomes of their Change BoW that ensures successful transition into the organizations goals, processes and technologies. Adopting values and principles that follow agreed processes and practices to allow teams to continually improve their performance. Your key responsibilities Lead end-to-end AI project implementation for Investment Banking, compliance, risk & Finance domains Drive cross-functional collaboration across Sales, CRM, Risk, and CIO teams to meet strategic milestones. Manage sprint planning, backlog grooming, and stakeholder alignment for features like financial spreadin...

The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation Level Agreements (OLAs) to achieve accurate and timely account opening to help exec...

This new role is part of Markets Model Risk and Control team supporting the Head of Markets Model Risk and Control in oversight and challenge of Markets compliance with Citi Model Risk Management Policies and Procedures. The role requires a combination of experience in model risk methodology, controls, and assurance along with a knowledge of Markets. As the primary point of contact in Markets for the annual Legal Entity (LE) model inventory review process, you will need to develop a robust process to establish and maintain LE model inventories in relation to Markets models. Additionally, you will be responsible for identifying Strategically Important (SI) Markets models on LE level and corre...

The Legal Manager will serve as the main legal contact for the office, ensuring adherence to industry regulations, safeguarding intellectual property rights, managing contracts, and mitigating legal risks. You must possess strong expertise in media and entertainment law, copyright/IP protection, and contract negotiations, particularly within the music and entertainment sector. Responsibilities include drafting, reviewing, and negotiating various agreements related to artists, labels, distribution, licensing, partnerships, endorsements, and other commercial activities. You will be responsible for ensuring compliance with industry-specific legal frameworks, handling disputes, creating a contra...

General Manager Finance : 1. Financial Reporting & Analysis Deliverable: Timely and accurate financial statements (monthly, quarterly, annual). KPIs: 100% on-time delivery 2. Budgeting, Forecasting & Strategic Planning Deliverable: Annual operating budget and rolling forecasts. KPIs: Forecast accuracy of budget cycle within set timelines. 3. Treasury & Working Capital Management Deliverable: Maintain liquidity, manage cash flow, optimize working capital. KPIs: DSO (Days Sales Outstanding) and DPO (Days Payable Outstanding) within targeted thresholds; achieve negotiated rates with financiers. 4. Compliance, Governance & Legal Oversight (as Company Secretary) Deliverable: Adherence to statutor...

As a Senior Compliance Officer at our client, a fast-growing and diversified business group based in Mumbai, you will take on the responsibility of leading governance and compliance initiatives across the group's various businesses. In this Group Head of Compliance role, you will play a crucial part in the group's plans to go public and expand its presence in different industries. Your expertise will be instrumental in implementing top-notch compliance systems and governance practices. In this group-level leadership position, some of your key responsibilities will include driving governance excellence across a range of businesses such as hospitality ventures, schools, real estate, NBFC & AIF...

You will be responsible for ensuring an ongoing safe environment for all staff, operating safety systems at peak performance, and identifying and escalating safety-related risks within the immediate work location and across the connected technology environment. Your role will also involve conducting personal activities safely with an awareness of the wider work environment, aiming for zero injuries to yourself and others. In terms of IT services, you will provide SAP Manufacturing related application support and solution design for business partners. This includes participating in assessment, design architecture, and development capabilities applicable to tasks ranging from simple business p...

As a key individual in the Insurance Consulting practice, you will participate in executing consulting projects, owning and managing specific work threads, and developing plans for components of engagements. Your responsibilities will include delivering projects for insurers in areas such as operations transformation, distribution and marketing transformation, cost reduction, digital transformation, platforms implementation, and automation. You will leverage your rich knowledge and experience of the Insurance industry to offer trusted advisory on business implications of existing/proposed technology decisions, transformation roadmaps, and challenges to the client's leadership teams. Addition...

You are not the person who will settle for just any role. Neither are we. Because we're out to create Better Care for a Better World, and that takes a certain kind of person and teams who care about making a difference. Here, you'll bring your professional expertise, talent, and drive to building and managing our portfolio of iconic, ground-breaking brands. In this role, you'll help us deliver better care for billions of people around the world. It starts with YOU. In this role, you will be responsible for various key areas: M&A Strategy & Technology Due Diligence - Partner with corporate development, DTS, and business leaders to assess technology landscapes, risks, and synergies in M&A deal...

Job Title: Payments Processing Analyst Location: Bangalore, India Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and external stakeholder...