5139 Regulatory Jobs - Page 2

About The Role Project Role : Risk and Compliance Representative Project Role Description : Support service delivery through quality and risk management. Increase awareness of compliance policies and processes. Must have skills : Risk Management Good to have skills : Security Compliance ManagementMinimum 15 year(s) of experience is required Educational Qualification : Minimum BE BTech from a reputed university Summary :As a Risk and Compliance Representative, you will support service delivery through quality and risk management. Increase awareness of compliance policies and processes. A typical day involves ensuring adherence to risk management protocols and enhancing compliance awareness. T...

Your role and responsibilities In this role, you will be responsible to lead and monitor the IS risk and compliance performance, implementation and management of IS IT related regulatory and digital compliance in the countries of EL Business Area. Ac-countable for strong overall Governance Risk and Compliance (GRC) for country management. Establish, monitor and perform continuous compliance improvement in EL operational facilities. You will be mainly accountable for: Point of contact for IS compliance and risk management and collaborates with other IT functions & EL teams to ensure contribution and involvement. Process owner for IS / IT Risk management for Electrification business area. Sing...

Ensure compliance with all applicable laws, labour regulations, and industry guidelines. Draft, review, and maintain legal documents, contracts, and agreements. Handle compliance audits and liaise with regulatory authorities. Required Candidate profile Strong knowledge of compliance, contracts, and legal framework. Attention to detail with analytical and problem-solving skills. Good communication and drafting ability. Location: Kolhapur Male only

Deloitte is looking for Senior Executive | Financial Risk | Mumbai | Regulatory & Financial Risk to join our dynamic team and embark on a rewarding career journey Assisting with the preparation of operating budgets, financial statements, and reports Processing requisition and other business forms, checking account balances, and approving purchases Advising other departments on best practices related to fiscal procedures Managing account records, issuing invoices, and handling payments Collaborating with internal departments to reconcile any accounting discrepancies Analyzing financial data and assisting with audits, reviews, and tax preparations Updating financial spreadsheets and reports wi...

Leadership & Management: Lead a dedicated team in the India region, fostering a culture of compliance and continuous improvement. Collaborate with global counterparts to ensure alignment and consistency in compliance practices. Regulatory Compliance Oversight: Establish and maintain robust compliance frameworks for import, export, and export control across all TD SYNNEX companies in the India region. Represent regulatory compliance matters in India Senior Management and Legal forums. Import Compliance: Oversee import compliance in India, coordinating closely with the Global Director of Import Compliance coordinating on policy, procedures. Develop and implement duty deferral and mitigation pr...

Perform US Export/Reexport and APJ local country export control review and determine license/regulatory requirements for all sales transactions. (30%) Analyze partner reviews relating to potential matches when screening customers and end users. (20%) Perform ECCN validation of new articles created in SAP. (15%) Perform risk assessments on end-customers and categorize them according to a pre-determined criterion. (15%) Assist in determining the in-country HS codes for articles created in ERP systems. (10%) Support reporting from ERP system for proactive export license analysis. Analyze metrics & determine actions further to improve turnaround time or reduce export holds. (5%) Prepare other tr...

Assist in managing GST advisory projects and enterprise compliance processes. Conduct research and ensure updates on the latest changes in GST laws and regulations . Communicate with clients and internal teams to provide support on GST compliance matters. Contribute to the implementation of GST compliance strategies for various enterprises. Prepare and maintain documentation for GST audits , filings, and advisory reports

Manages staff in accordance with organization s policies and applicable regulations. Responsibilities include planning, assigning, and directing work; appraising performance and guiding professional development; rewarding and disciplining employees; addressing employee relations issues and resolving problems, and helping the department achieve its quality and finance goals. Leads design and implementation of epidemiology / pharmacoepidemiology methods in real world studies and studies using real world data, including (but not limited to) drug safety and effectiveness studies and other observational or low intervention studies using real world data and/or methodology. Support senior staff on ...

Summary: Lead Network Security and Management, shall be responsible for ensuring the day-to-day operations and maintenance of the organization's security Posture. Strengthen security posture and ensure the control effectiveness of security systems within an organization. Collaborate with diverse teams to ensure the seamless functioning of the Solutions, optimization of the security infrastructure and controls. Knowledge: 1. Sound experience in managing Network security technologies and operations in a large and complex environment. 2. Should have sound understanding & hands on experience of Network and Security solution such as NGFW,DFW, Microsegmentation, IPS, VPN, DDOS Protection Solutions...

QA Documentation Validation / Qualification Documents Control and Archival of documents Retain Sample Handling and Observation SOP Preparation and Revision related Activities BMR Preparation and Review Monitoring of all the QA activities, test results, leaked defects, and identifying areas of improvement. Handling of QMS Related Activities (change control, deviation, Market Complaint, incident, OOS). Knowledge of regulatory guidelines and requirements, such as FDA, MHRA, and ICH & ISO Standard.

Line clearance of Various in process stage such as Dispensing, Granulation, Compression, Coating, Packaging and Sampling. Routine monitoring of all functional area to ensure adherence to the SOPs. Co-ordination & Ensuring timely execution of Sampling activity of Raw and Packing materials. Co-ordination of daily activities in Manufacturing and packaging areas. Create signature and methods for raw materials by using Truscan RM analyzer. Approved / Rejected labels affixing for API, Excipients, Primary packing and secondary packing materials finished goods and operation supplies. Verification of Temperature and Relative Humidity reports generated from TESTO software. Co-ordination & ensuring tim...

1.Develop and execute comprehensive internal audit plans based on a thorough understanding of client business risks and industry best practices. 2.Lead and manage internal audit teams, fostering a collaborative and high-performing work environment. 3.Prepare high-quality audit reports, effectively communicating findings, recommendations, and potential control improvements to management and stakeholders. 4.Identify and assess internal control weaknesses, recommending and assisting with the implementation of corrective actions. Stay updated on current internal audit methodologies, emerging risks, and regulatory developments. Experience: 7-12 years (post qualification) Education Qualification: ...

Regulatory Affairs Associate I Job Details | Teva Pharmaceuticals We use cookies to offer you the best possible website experience. Your cookie preferences will be stored in your browser s local storage. This includes cookies necessary for the websites operation. Additionally, you can freely decide and change any time whether you accept cookies or choose to opt out of cookies to improve websites performance, as well as cookies used to display content tailored to your interests. Your experience of the site and the services we are able to offer may be impacted if you do not accept all cookies. Modify Cookie Preferences Accept All Cookies Find a Career With Purpose at Teva Search by Postal Code...

Overall adherence to safe practices and procedures of oneself and the teams aligned Contributing to development of procedures, practices and systems that ensures safe operations and compliance to company s integrity & quality standards Driving a corporate culture that promotes environment, health, and safety (EHS) mindset and operational discipline at the workplace at all times. Ensuring safety of self, teams and lab/plant by adhering to safety protocols and following environment, health, and safety (EHS) requirements at all times in the workplace. Ensure all assigned mandatory trainings related to data integrity, health, and safety measures are completed on time by all members of the team i...

Assist with Asia Compliance Policies and Compliance Communication/ Alerts related tracking, ongoing reviews, and rollouts, and coordinate with regional owners / stakeholders on the same Assist the GCD team in checking relevant regulatory websites for Monthly regulatory and sanctions database (FINRA, SEC, UK FSA etc.) for press releases or monthly bulletins Support the GCD team in maintaining the latest information with regards to regulatory inspections, examinations , and any other communications including selfreporting of breach cases to applicable authorities, and providing information on corresponding remedial actions taken within Nomura Group entities globally Support the GCD team on sta...

Summary: Lead SOC technologies and Management, shall be responsible for ensuring the day-to-day operations and maintenance of the organization's security. Strengthen security posture and ensure the control effectiveness of security systems within an organization. Collaborate with diverse teams to ensure the seamless functioning of the Solutions, optimization of the security infrastructure and controls. Knowledge: 1.Sound experience in managing SOC technologies and operations in a large and complex environment. 2.Should have sound understanding & knowledge of various SOC technologies & techniques like SIEM, SOAR, UEBA, NBAD, Threat Intel, Deception etc. 3. Should have hands on experience on S...

Manages the quality support for computer system validation activities for Emmes proprietary, Veridix AI, and commercial off-the-shelf (COTS) software systems used in clinical trials Leads review and audits of computer systems verification and validation processes to identify potential gaps and non-compliance Ensures the review of validation documentation for computerized systems and applications Manages deviations and CAPAs related to computerized systems Manages one of multiple components of Emmes Quality Management System (e g, internal auditing program, document control, CAPA program, etc ) Supervises QA Department staff Drafts and reviews QA policies and procedures Reviews and approves a...

Project Goverce Develop and manage comprehensive project plans, including scope, schedule, cost, risk, and resource management. Define project goverce structure, roles, and responsibilities across cross-functional teams. Ensure effective steering committee meetings, progress reviews, and decision-making forums. Track project KPIs and generate structured reports for senior stakeholders. Stakeholder & Communication Management Act as the main liaison with internal stakeholders and external vendors/consultants. Provide clear communication and updates to project sponsors and leadership. Manage stakeholder expectations, conflict resolution, and project escalations. Planning & Execution Excellence ...

Test, validate, and continuously refine advanced control testing frameworks and methodologies, incorporating innovative techniques to address complex or emerging risks Conduct and oversee comprehensive, high-risk assurance reviews, ensuring that test plans, workpapers, and outcome reports meet the highest quality standards Lead the development, implementation, and optimization of new controls, collaborating with executive stakeholders to ensure alignment with the organization s strategic objectives Evaluate cyber risk and non cyber risk controls at an enterprise scale, identifying systemic issues, influencing remediation strategies, and driving continuous improvements that reduce risk exposu...

About The Role : Job Title KYC Role, Associate LocationMumbai, India Role Description Deutsche Bank is the leading German bank with strong European roots and a global network. Were driving growth through our strong client franchise. Against a backdrop of increasing globalization in the world economy, Deutsche Bank is very well-positioned, with significant regional diversification and substantial revenue streams from all the major regions of the world. We serve our clients real economic needs in commercial banking, investment banking, private banking and asset management. We are investing heavily in digital technologies, prioritizing long term success over short-term gains, and serving societ...

About The Role : Job TitlePayments Processing Analyst, NCT LocationBangalore, India Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and ex...

About The Role : Job TitleKYC Associate LocationBangalore, India Role Description The Know Your Client (KYC) Analyst focuses on client onboarding (COB) and exceptions in line with regulatory standards and jurisdictions. The KYC Analyst provides regular communication to senior bank stakeholders on changes in KYC, Anti Money Laundering (AML) and Anti Financial Crime (AFC) areas and ensures any changes required are implemented with minimum disruptions. The KYC Analyst also assists the banks clients, managing all KYC and account opening requirements with appropriate governance and controls. They operate in an environment of strict adherence to Standard Operating procedures (SOPs) and Operation L...

About The Role : Job TitleOperations Manager, AS LocationMumbai, India Corporate TitleAssociate Role Description The candidate is expected to have current understanding of client payment processing for loan, current and savings account payment processing, clearing activities, RTGS/NEFT processing etc. along with analytical skills and ability to work effectively in a team environment to meet predefined turn around for activities specified for the role. Excellent communication skills (both written and verbal) and interpersonal skills. Knowledge of banking and financial services industry. Proficient in Microsoft suite of products - Word, Excel, and PowerPoint Minimum 5 years related experience....

About The Role : Job TitlePayments Processing Analyst, AS LocationBangalore, India Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and ext...

About The Role : Job TitlePayments Processing Analyst, NCT LocationBangalore, India Role Description The Payments Processing Operator is responsible for the accurate and timely processing of all types of payments including processing of physical cash/valuables, as well as the handling of cash related investigations. This includes the processing of time-critical, complex transactions on behalf of the Banks internal and external clients, cash-related investigations involving enquiries from clients and internal stakeholders on cash payments before and after execution. It often involves time critical, potentially complex or in some cases regulated tasks including interaction with internal and ex...