3758 Regulatory Jobs - Page 2

Assistant Vice President / Vice President - Internal Audit (Credit Auditor) - Mumbai About Business line/Function: Inspection Gnrale (IG) is a global and independent integrated Function, in charge of the Group's periodic control and a key player in the Bank's internal control framework. IG has more than 1,300 employees covering more than 70 countries across the world. On behalf of the Board of Directors, IG performs independently audit assignments on all activities and locations of the Group to assess their governance, their risk management, and their control framework and support the Group's strategy and its transformation plan. Position Purpose To conduct audit work in accordance with the ...

About Business line/Function: COCE (Client Operating Centre of Excellence) Operations is further divided into 4 departments i.e. Trade Processing & Support, Product Control, Client Management & Change Management. It provides services to global clients across Asia, Europe & US region coverage offering a wide range of services, which include custody operations, fund accounting, middle-office operations, static data management, client referential, KYC operations, client services, clearing and settlement operations, securities lending, corporate action, and other transversal services. Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfol...

About Business line/Function: ISPL Compliance Hub as a department was established in November 2013 at ISPL in Mumbai, India with the hire of a department head. The ISPL team provides support on compliance administrative level tasks to BNPP compliance teams globally. The scope of work includes offshoring administrative and Level I support to functions such as: - Training Support - Capital Markets Surveillance - Employee Personal Account Dealing - Electronic Communications Surveillance - Offshoring/Outsourcing Coordination - Projects & System Support - Sanction/KYC Support - AML Post transaction monitoring Support Position Purpose ISPL Compliance Hub is focused to protect the reputation of the...

About Business line/Function: Client Engagement & Protection team delivers a comprehensive range of solutions to various business lines of the Group across the globe. The services include referential data management, Know Your Customer (KYC), Due Diligence preparation (client recertification and onboarding), credit administration and post-trade client services, AML transaction monitoring and support Position Purpose Regulatory Onboarding and Support, and performing Regulatory Remediation Exercises Responsibilities Direct Responsibilities Regulatory Onboarding and Support Facilitating and follow up with client onboarding Tackling regulatory blocks that prevent trading Addressing queries from ...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

Position Purpose Responsible to manage the daily operations/ workflow relating to various client/Trading portfolios across CIB business, ensuring high-quality service to internal and external clients of BNP Paribas in the three departments of CEP, Global Markets and ALMT Operations. Understanding of Investment Banking operations. Collaborate with the team to achieve common goals and devise innovative problem-solving strategies. Plan and prioritize work efficiently. Responsibilities Responsibilities can be in any of the following departments managing daily Transaction Processing Operations. CEP KYC Operations, Client Referential, Client Services, OCRM and AML transaction monitoring. GMO - Pro...

Position Purpose Operational permanent control (first line of Defence) team works closely with business teams in order to support in and managing the operational risks, incidents, comply with group guidelines and contribute in effective completion of Risk Control Self Assessments. Additionally facilitate Audit coordinations, governance meetings and as well as Procedure Managements. Responsibilities Direct Responsibilities Being a representative in the Operational Permanent Control Unit functioning within the organization ensure that the Group guidelines are adhered by the across the organisation. Work closely with Operational and functional Business Units in GSO to ensure that the defined co...

Overview The ONE (The Operations, Network, and Employee Digital Experience teams focus on the underpinning platforms that power our Network and the employees that serve it) Technology Operations Controls team is a group focused upon establishing both foundational and transformational risk management practice at Mastercard Technology. Responsibilities include, but are not limited to, leading efforts in support of Technology partners with identifying control gaps, designing key control activities, monitoring such activities (via assessment and testing), and driving risk remediation with TeamONE platform and program owners. This is an exciting opportunity to be in a leadership role taking part ...

Role Summary Our ASPIRE Global Service Centre is the central hub of our Service Management operations. Beyond a traditional Service Desk, it stands as the central authority and shared service delivery hub, orchestrating all operational workflows, processes, procedures, and tooling. Its a core delivery component of the Version 1 ASPIRE Managed Services offering that places AI, continuous improvement and business innovation at the heart of everything Version 1 does. With a focus on supporting self-service and automation, we utilise the best digital capabilities of the ServiceNow ITSM tooling product to provide the very best Experience to our Customers. We are seeking an experienced and results...

We are looking for a highly motivated and experienced Project Manager/Senior Manager to spearhead New Product Development, Technology Transfers, and Site Transfers. In this pivotal role, you will: Lead end-to-end project management activities Drive cross-functional collaboration across R&D, Manufacturing, Supply Chain, and external partners Manage regulatory filings, technology transfers, and product launches Play a key role in bringing new, life-changing products to market globally What Were Looking For: 13+ years of experience in pharmaceutical project management Strong leadership, planning, and stakeholder management skills Expertise in NPD, Tech Transfers, and Site Transfers A degree in ...

Key Responsibilities Prepare and submit regulatory dossiers for emerging markets, including Brazil, China, and LATAM. Participate in deficiency meetings, review pending deficiencies, and collaborate with cross-functional teams to ensure timely submission of responses. Manage and evaluate international regulatory projects in alignment with company goals. Plan, coordinate, and submit regulatory dossiers and responses in regulated markets. Review documents, identify gaps, ensure compliance, and facilitate acceptance meetings. Plan amendments, updates, and annual reports, ensuring accurate compilation, review, and submission. Qualifications & Skills Bachelor's or Master's degree in Pharmacy, Lif...

Roles and Responsibilities Develop analytical methods for complex injectable products using techniques such as HPLC, UV, FTIR, ICP-MS, etc. Conduct method development, validation, and transfer activities to ensure compliance with regulatory requirements. Collaborate with cross-functional teams to resolve analytical issues and improve product quality. Design and execute experiments to optimize analytical workflows and reduce turnaround times (TAT). Ensure accurate data analysis and reporting of results.

Role & responsibilities Keen Knowledge on Regulatory guidelines for finished product registration. Dossier compilation as per guidelines. Compilation and review the product dossiers for submission in CTD, ACTD . Gap analysis of the dossier and addressing the gaps before submission to MOH. Handling the customer and MOH queries . Life cycle management of the product. Development report, scale up report , specification, COA, stability protocol and Process validation protocol. Documents review (Specification, STP, Analytical method validations, Development report and validation reports, BMR, BPR, PVP/R and stability). Post approval experience to file the applicable variations timely. Knowledge o...

Role Overview: As a Cosmetic Chemist, you will have the exciting opportunity to formulate, develop, and test a variety of cosmetic and personal care products. Your main focus will be on creating products like creams, lotions, shampoos, conditioners, serums, and makeup. A significant part of your role will involve conducting lab experiments and collaborating with cross-functional teams, including marketing, regulatory, and production, to ensure the successful and safe launch of high-quality products in the market. Key Responsibilities: - Formulate cosmetic and personal care products such as creams, lotions, shampoos, conditioners, serums, and makeup. - Develop new product formulations and imp...

You will be providing quality services in compliance with cGMP requirements and Novartis Quality Management System as defined and agreed between QOP and business partners. Your main responsibilities will include: - Performing and delivering Quality Operations services to support product quality compliance and regulatory workflows. - Holding accounts in workflow applications to ensure proper execution of service deliverables. - Generating and analyzing predefined and ad-hoc reports in various applications. - Escalating service-related issues for timely investigation and compliance. - Ensuring compliance with internal quality standards and relevant regulatory requirements. - Assisting in ad ho...

As part of a global financial services group at Macquarie, your role will involve conducting monthly balance sheet and P&L analysis, overseeing month-end close processes, and preparing financial, regulatory, and tax reporting submissions. Your expertise in IFRS-based financial reporting is crucial as you translate commercial business transactions into appropriate accounting treatments. Additionally, you will be responsible for reporting on new transactions, deals, products, entities, acquisitions, or restructures. Key Responsibilities: - Conduct monthly balance sheet and P&L analysis - Oversee month-end close processes - Prepare financial, regulatory, and tax reporting submissions - Translat...

Role Overview: You will consult with the Capability Lead to deliver Web Application and API Protection for critical applications primarily on the Akamai platform. This includes monitoring and reviewing all tuning requests, conducting detailed log analysis to identify false positives, and optimizing WAF rules for improved accuracy and performance. Additionally, you will create and maintain comprehensive documentation for WAF tuning procedures, policies, and configurations. Key Responsibilities: - Develop, test, and recommend WAF policies and rules tailored to specific applications and environments. - Proactively assist in identifying false positives and collaborate with cross-functional teams...

As an Associate Technical Security Specialist, you will play a critical role in supporting cybersecurity operations by implementing technical security controls, monitoring security events, and ensuring compliance with company contractual and regulatory obligations. Your focus will be on operational information security tasks, responding to information security incidents, and continuously improving information security processes to protect the managed information and technical assets. Key Responsibilities: - Monitor information security alerts and logs using XDR and other security tools. - Investigate potential information security incidents, escalate critical issues, and support information ...

Description We are seeking a highly skilled Technology Control Management professional to join our team. The ideal candidate will have 11-16 years of experience in the job market context of India, with a proven track record of success in managing technology control functions. The successful candidate will be responsible for ensuring that all technology risks are identified, assessed, and managed effectively, in accordance with the company's policies and regulatory requirements. Responsibilities Develop and implement technology control policies, procedures, and standards, in alignment with the company's overall risk management framework Identify and assess technology risks across the organiza...

As a Senior Associate in the Data Science - Conversational AI domain at PwC, you will play a crucial role in utilizing advanced analytics techniques to extract insights from large datasets and facilitate data-driven decision-making for clients. Your expertise in data manipulation, visualization, and statistical modeling will be instrumental in solving complex business problems effectively. Collaborating with diverse clients and team members, you are expected to adapt to unique challenges and opportunities for growth. Taking ownership and delivering quality work that adds value for clients are key expectations. As you progress within the firm, you have the opportunity to build a strong person...

Role Overview: As a Manager in the Energy Markets & Regulatory Practice, you will lead and execute consulting assignments related to policy, regulation, and market dynamics within the power and energy value chain. Your role will involve driving high-impact projects that influence the energy sector's landscape. You are expected to have a minimum of 7 years of experience, preferably in Management Consulting, to excel in this position. Key Responsibilities: - Spearhead consulting assignments in the energy sector with a focus on regulatory and policy advisory - Serve as a Project Manager or Team Lead in engagements with Regulatory Commissions, Power Utilities, and other key stakeholders - Indepe...

As an Enhanced Due Diligence (EDD) Analyst at Interactive Brokers Group, Inc., you play a crucial role in ensuring the firm's compliance with applicable AML laws and regulations. Reporting to the APAC EDD Manager, your responsibilities involve conducting ongoing reviews of client profiles and transactions according to IBKR APAC policy and procedures. It is essential to maintain accurate tracking of assignments and documentation requests to meet deadlines effectively. You also have the opportunity to contribute to streamlining processes, identifying areas for improvement, and performing negative news and public domain searches on high-risk clients and related parties. - Possess regulatory and...

Responsible for the day-to-day activities of Regulatory Correspondence Department Co-ordinate with regulators. Maintain updates of action take regarding various correspondence Keep track of various circulars / notifications/ correspondence Required Candidate profile 7+ Exp in Capital Market Exp in coordinating & communicating with regulators Prepare reports / MIS Arranging & drafting minutes of the meetings

Preparation, compilation, and review of dossiers for USFDA and ROW markets ANDAs, amendments, and deficiency responses for the USFDA. Strategize, plan, and oversee USFDA submissions – ANDA, PAS, Annual Reports, and post-approval changes.

Role Overview: You will be responsible for supporting the company's compliance programs and initiatives to ensure that operations, procedures, and practices align with regulatory and legal requirements. Your role will involve monitoring and interpreting relevant laws and regulations, assisting in the development of compliance policies and procedures, and conducting compliance reviews and risk assessments. It will be essential to maintain accurate records of compliance activities, audits, and training, as well as supporting internal investigations of compliance issues and preparing reports and documentation. Key Responsibilities: - Coordinate and deliver employee compliance training programs ...