3758 Regulatory Jobs - Page 17

Job Purpose This position is open with Bajaj Finance ltd.Act as a key team member of IT Compliance unit (2nd level of defense) for supporting external reviews, conducting internal reviews and tracking the actionable in all the activities Duties and Responsibilities Work as part of IT Compliance team for one of the largest, prestigious NBFC. Be part of Fintech Transformation journey of BFL Jointly execute & manage compliance reviews independently in the areas mainly comprising of ITGC & Infra Server, Database & End user Controls, Information & Cyber Security Application controls Technical Change Mgt, User Mgt, Incident Mgt, VA/PT, TPRM, etc Application controls Functional workflows, Field val...

Job Purpose The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group. The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations. Duties and Responsibilities Compliance Inter Regulatory Forum (IRF) Compliance Function plays a central role in identifying the level of Compliance...

Job Purpose Lead the Integrated Compliance Framework (ICF) team and perform LHS-RHS activity with respective stakeholders including COEs, Business Compliance and horizontal support functions. Closely work with CDI and CMT teams within compliance. Validate and confirm closure of LHS-RHS response in compliance system. Duties and Responsibilities Major Activities carried out by the role 1.Major Activity 1 Lead and perform LHS-RHS activity closed for all required circulars and guidelines issued by regulators (Mainly IRDA). Create and execute annual LHS-RHS activity plan for all master circulars and guidelines. Work closely Businesses, COEs, Horizontal support functions for closure of LHS-RHS act...

Job Purpose This position is open with Bajaj Finance Ltd. Duties and Responsibilities Responsible for Policy Drafting, Existing policy changes and implementation of Policy rules on System Responsible for Portfolio Management for Loan portfolio according to annual operating plans and Risk KPIs Responsible to developing new program / DOEs which are relevant for Digital loan process. Responsible for AOP delivery on various risk KPIs Working closely with the Tech team to completely coding of Risk Policy through Rule Engine on BFDL lending platform. Responsible for getting UAT testing of risk rules coded & sign off. Ensuring that the Rule Engine in the BFDL Loan Platform is working as coded and E...

Job Purpose The requirement entails supporting Depository Participant applications (CDSL & NSDL) along with back-office and LAS. The resource is required to be proficient in understanding the functionality of DP along with back-office and the integration with LAS. Application troubleshooting and user management is a key requirement. Duties and Responsibilities Ability to handle requirement elicitation process, project planning and tracking, liaison with business teams, delivery partners and IT PMO teams on Retail Lending Servicing systems, preferably, FinnOne LMS & FinnOne General Ledger to map AS IS process. Determining operational objectives by studying existing business functions, gatheri...

Job Purpose PSL Compliance and fund raising for the organization. Continuously work with business units and supporting functions to ensure that the prospect of having funding for PSL assets are facilitated for the organization. Duties and Responsibilities PSL On lending & Financing - End to end ownership for PSL compliance for the company. Monitor the portfolio position for all PSL on lending assets to ensure that the regulatory requirements are adhered to Calculation of PSL benefit for business units for internal fund transfer pricing. Capability building including system development for identifying and monitoring PSL specific loans in the company Work with business teams to monitoring PSL ...

Dear Jobseekers, We at Tata Asset Management are excited to announce 5 open positions for our Inbound Customer Service team at our Thane Office . Interested candidates can review the job description below, apply online, and also walk in directly for interviews. Walk-in interviews will be conducted for 5 consecutive days starting from 15th September 2025. Job Summary : This role requires attending to inbound calls and providing resolution to investors and distributors related queries in a timely and efficient manner. Roles & Responsibilities : Handling inbound and outbound service-related queries on call. Guiding existing and Prospective investors for making investments. Ensuring delivery of ...

Job Purpose The Inter-Regulatory Forum (IRF) consists of multiple regulatory bodies, including the RBI, SEBI, IRDAI, NHB and others. In this framework, the RBI has been designated as the Principal Regulator for the Bajaj Group, with Bajaj Finance Ltd identified as the Designated Entity within the group. The team handling IRF Compliance will be responsible for engaging with the RBI, understanding their requirement, and liaising within the group companies. Build strong relationships within the group to ensure alignment with regulatory expectations. Duties and Responsibilities Compliance Inter Regulatory Forum (IRF) Compliance Function plays a central role in identifying the level of Compliance...

Job Purpose This position is open with Bajaj Finance ltd.Act as a key team member of IT Compliance unit (2nd level of defense) for supporting external reviews, conducting internal reviews and tracking the actionable in all the activities Duties and Responsibilities Work as part of IT Compliance team for one of the largest, prestigious NBFC. Be part of Fintech Transformation journey of BFL Jointly execute & manage compliance reviews independently in the areas mainly comprising of ITGC & Infra Server, Database & End user Controls, Information & Cyber Security Application controls Technical Change Mgt, User Mgt, Incident Mgt, VA/PT, TPRM, etc Application controls Functional workflows, Field val...

SUMMARY Job Title: Product Analyst --- Job Summary: We are looking for a seasoned Product Owner with deep domain knowledge in investment management to lead the development of technology solutions that support portfolio management and client reporting. The ideal candidate will bridge the gap between investment professionals and technology teams, driving innovation and efficiency across the investment lifecycle. --- Key Responsibilities: Strategic Product Leadership Define and communicate the product vision and roadmap for investment management platforms. Align product development with business goals, regulatory requirements, and client expectations. Stakeholder Collaboration Partner with port...

Roles and Responsibility Develop and implement operational strategies to achieve business objectives. Manage and supervise a team of professionals to ensure efficient operations. Analyze operational data to identify areas for improvement and optimize processes. Collaborate with cross-functional teams to align with organizational goals. Ensure compliance with regulatory requirements and industry standards. Foster a culture of continuous improvement and excellence within the team. Job Requirements Proven experience in operations management with a minimum of 8 years of experience. Strong leadership and management skills, with the ability to motivate and inspire teams. Excellent analytical and p...

Primary Responsibilities: Maintain knowledge of coding and billing requirements and regulatory changes KPIs include but not limited to Productivity, quality, TAT, Attendance and Attrition Quick turnaround using logical understanding of data Manages overall personnel, performance, and discipline of the assigned project(s) Provide expertise and leadership in assigned functional area Manage relationship with internal stakeholders and functions Manage all client interaction and client communication. Should front end the relationship with the client Review and analysis of periodic reports and metrics Evaluation of operational practices and procedures Provide support to quality initiatives targete...

Key Areas of responsibilities: Responsible for analyzing and understanding requirements Design and implement the requirements by collaborating with System Engineers and Architects Performs detailed design, coding, testing and all related documentation for a project Identifying and resolving technical risks proactively Ensure deliverables are on time and of high quality Implementation of Unit Test Cases using relevant testing frameworks Supports team in defect fixing and investigations Skills & Qualifications Required: Should have minimum 3+ Years of experience Strong experience in software development with expertise in C# .NET Experience in Desktop applications/win forms/WPF is mandatory Exp...

- Provide support in regulatory reporting and documentation. - Assist in developing and delivering compliance training programs for employees. - Collaborate with different departments to ensure compliance with anti-money laundering (AML), Know Your Customer (KYC), and other regulatory requirements. - Maintain accurate records and documentation related to compliance activities. - Stay updated with industry trends and best practices in compliance. Requirements: - Qualified Company Secretary with a valid membership. - Minimum of 2 years of experience in compliance, legal, or regulatory roles in the financial services industry, preferably in an investment bank. - Strong understanding of relevant...

Greetings from People First Consultants Hiring for a Regulatory Affairs Specialist with a leading medical device manufacturing company! Experience : 2-6 years Notice Period: Immediate - 1 month preferred Location : Bangalore Industry : Medical device manufacturing We are looking for a detail-oriented Regulatory Affairs Specialist with hands-on experience in regulatory documentation and submissions for Class IIb medical devices. You will ensure compliance with CE (EU MDR), USFDA, ISO 13485, and CDSCO MDR-17 standards. If you are open to exploring new opportunities, Kindly share your updated resume at vijayalakshmi@peoplefirst.co.in / WhatsApp at 9566177747 Looking forward to your response. Be...

We are looking for a skilled professional with 1-3 years of experience in managing end-to-end ISO and PCI compliance processes to join our team in Chennai. About the Role: This is an in-person position that involves working closely with IT, security, and risk teams to ensure compliance excellence. The role is pivotal in conducting audits, reporting compliance metrics, and aligning compliance efforts with organizational objectives. Key Responsibilities: Manage ISO/PCI compliance processes end-to-end. Collaborate with IT, security, and risk teams to ensure adherence to standards. Conduct audits and provide actionable compliance reports. Monitor and maintain compliance with regulatory and inter...

We are looking for dedicated, result-oriented pioneers who are driven by the ambition to perform, even if that means leaving the trodden path and pushing boundaries. Are you an authentic and persuasive spirit with a holistic and digital mindset who can not only leverage their own expertise but also inspire and empower people to give their best? We make real what matters. This is your role. Drive and conduct pre-audit planning and perform analyses to ensure that all risks and controls are identified. Manage global client contacts and auditees, solidifying CF A as a trusted advisor and help manage risks for Siemens. Interview clients in order to extract crucial information. Use analytical skil...

Job Summary: The Associate Manager Internal Audit will assist in planning, executing, and managing internal audit activities to evaluate the adequacy and effectiveness of internal controls, risk management, and governance processes. This role ensures compliance with internal policies, procedures, and applicable laws and regulations while identifying areas for process improvement. Key Responsibilities: Plan and execute risk-based internal audits, including operational, financial, and compliance audits. Assist in the development of the annual audit plan and audit programs. Conduct fieldwork, interviews, testing, and documentation in accordance with professional auditing standards (e.g., IIA St...

Key Responsibilities - Responsibility and full ownership of financial statements, company audits, compliance, and bank relationships for the group - Responsible for financial planning, budgeting, forecasting and analysis - Ensuring smooth execution of accounting and finance operations on a day to day basis. - Support business development activities to drive business growth and provide sound advice on accounting impact of acquisitions and divestments activities. - Monthly on-time accounting closures for MIS preparation - MIS preparation; and managing & providing details for internal, tax and statutory audits for the same - Ensuring tax (Direct and indirect) compliance at all times - Oversee A...

Job Summary: - We are seeking an experienced and highly skilled Company Secretary (CS) with 7-8 years of expertise in financial services, particularly within the discount broking sector. - The ideal candidate will be well-versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses. Key Responsibilities: - Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry. - Manage corporate governance, regulatory filings, and compliance reporting for Mintcap Enterprises and its subsidiaries. - Liaise with SEBI, ...

Role & responsibilities Employee Relations & Grievance Management Union IR Payroll, Compliance & Statutory Governance Budgeting & Strategic Workforce Planning Fostering a High-Performance, People-First Culture We are seeking a leader with proven expertise in building strong organizational culture, ensuring regulatory excellence, and enabling business growth through HR innovation. This is a strategic leadership role, focused on shaping the HR vision and driving impactful people strategies across the organization. Preferred candidate profile Position: Senior Manager / AGM - HR Experience: Minimum 13 years Location: Vileparle (E) Employment Type: Full-time Education: MBA from reputed business s...

Company Description Alpine Health is a licensed pharmaceutical distributor based in Secaucus, New Jersey, USA. We serve independent pharmacies across the US. Alpine Health offers a full range of generics,OTC's, diabetic supplies, vials and nutritional milk.The organization is in business in the USA market since 2008 and is now expanding its reach of partnering with companies worldwide to introduce high quality medical devices in markets worldwide. Job Description Overview: This is an opportunity to work in a key role with a broad spectrum of responsibilities in a growing healthcare company that has expanded in various domains in the industry and to contribute to the growth of the company. Th...

As a Senior Associate / Lead Analyst in Risk Management Services at EY, your role involves executing globally defined processes in accordance with EY Global Independence policies to safeguard EY as an independent auditor. You will be responsible for assisting client-serving teams in maintaining EY's Independence for both existing and prospective audit/non-audit clients. This role offers you the opportunity to work in a dynamic, growth-focused environment and collaborate with global teams to strengthen the compliance framework and enable continuous improvement. **Key Responsibilities:** - Develop a good working knowledge of firm-level Independence concepts and execute procedures as per EYG In...

Experience Required: 7+ years in the real estate industry Position Overview The Quantity Surveyor is responsible for managing all aspects of cost estimation, budgeting, and financial control for real estate projects. This role ensures that construction projects are delivered within budget while maintaining quality and compliance with contractual and regulatory standards. The Quantity Surveyor plays a vital role in controlling project costs, minimizing risks, and maximizing value for money throughout the project lifecycle. In the real estate sector, the Quantity Surveyor works closely with project managers, engineers, contractors, and procurement teams to provide accurate cost forecasts and e...

Job Summary : We are seeking a highly skilled and experienced Risk and Compliance Executive to join our organization. This role will be responsible for vendor management, risk mitigation, business continuity planning, and client-related compliance activities. The ideal candidate will have a strong background in risk management, compliance, and contract administration within a corporate environment. Key Responsibilities: 1. Audits and Risk Management: Plan and execute internal and external audits to ensure compliance with regulations and company policies Manage and maintain comprehensive risk registers Develop and implement risk mitigation strategies 2. Business Continuity Planning: Assist in...