11 Regulatory Interpretation Jobs

We're seeking someone to join our team as a Director in Compliance department with Coverage responsibility for India Global Centre. The role will be based in Mumbai. It is expected the Compliance individual will help raise compliance standards across the Firm in the relevant coverage areas, helping ensure consistency where appropriate compliance processes and controls. It is an independent second line of defense providing oversight, challenge and advisory related to compliance and integrated risk management In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. S...

**Role Overview:** As an Investment Compliance professional, your primary responsibility will be to ensure adherence to investment compliance limits and restrictions set by regulations and clients. You will be expected to provide timely analysis, reports, and escalation of exceptions related to investment compliance. Additionally, you will play a crucial role in monitoring and reviewing regulations and client mandates across multiple countries. **Key Responsibilities:** - Conduct daily pre-trade and post-trade Investment Compliance monitoring to identify and resolve compliance violations promptly. - Record breaches in the breach register and ensure proper notification and follow-up with port...

As a dynamic Senior Vice President (SVP) within the Data Transfers Office, your role will be crucial in leading and operationalizing the cross-border data transfer clearance process for a major business segment. Your expertise in regulatory execution, data transfers, process leadership, and a strong emphasis on automation, AI tooling, strategic communication, and data-driven insights will be essential for success in this role. **Key Responsibilities:** - **Leadership & Operational Excellence:** Lead cross-border data clearance activities covering data transfers, outsourcing, localization, and data sovereignty. Ensure regulatory adherence, drive process efficiency through technology, and auto...

As the Assistant Vice President - TTRO Transformation at our organisation, you will play a crucial role in providing top-notch support by analyzing and investigating financial transactions, identifying potential risks, ensuring compliance with regulations, and safeguarding our clients and the organization with expertise and care. You will be responsible for various key requirements such as Change and Transformation, Change Management, Regulatory Interpretation, Business Case Development, Business requirements gathering, and Project Management. Your success in this role will be evaluated based on critical skills like risk and controls, change and transformation, business acumen, strategic thi...

As a Lead Advisor - Compliance at FC Global Services India LLP, a part of First Citizens BancShares, Inc., you will play a crucial role in delivering value by proactively identifying regulatory and internal control weaknesses through risk-based testing. You will be responsible for validating business adherence to evolving regulatory standards and minimizing compliance and regulatory risk. By providing actionable insights, you will drive continuous compliance improvement and strengthen governance within the organization. In this role, you will lead complex compliance testing initiatives, identify control gaps, assess regulatory risk exposure, and develop effective remediation strategies. Your...

An exciting opportunity exists to join the Markets FX Compliance team as a Manager at the London Stock Exchange Group (LSEG). The team provides compliance and advisory support to the global FX trading venues businesses within the Markets division of LSEG, ensuring a robust compliance framework is maintained. The role is based with the India-based FX business and will focus on supporting LSEG's FX regulated entities, primarily those in Asia, including entities regulated by the Monetary Authority of Singapore, Reserve Bank of India, and Bank Negara Malaysia. As the Manager, you will offer advice and guidance on the application of rules and regulatory requirements, assist with assurance reviews...

As a member of the Asset & Wealth Management Strategic Transformation Office, you will play a crucial role in overseeing large-scale transformations to enhance scalability, drive revenue growth, improve client experience, and optimize our operating platform. The office consists of four critical functions: Product Management & Design, Change Management, Regulatory Management, and Monitoring & Testing. The Regulatory Management team within Asset & Wealth Management is responsible for managing the regulatory strategy and roadmap globally. You will be the key business partner for regulatory matters, focusing on Regulatory Solutions and Regulatory Controls. This includes assessing the impact of r...

As a Global Trade Compliance Specialist at Allyn International Services, you will play a crucial role in ensuring efficient and compliant movement of goods across borders. With our global presence and extensive services, you will have the opportunity to work with clients from various industries and provide expert guidance on trade compliance matters. Your primary responsibility will involve liaising with clients" customs brokers to facilitate timely customs clearance. You will review, validate, and approve shipping requests, ensuring adherence to import and export compliance regulations. Managing customs consultants and brokers, you will oversee the entry of goods, maintaining a high level o...

You are Allyn International Services, a global logistics and supply chain management company established in 1992, offering a diverse range of services to businesses worldwide. Your services encompass freight forwarding, customs brokerage, global sourcing, logistics, and warehousing, with a widespread network of offices and partners in over 50 countries to provide comprehensive solutions for businesses expanding internationally. Your presence in India includes an office in Bangalore. You are currently seeking an experienced Global Trade Compliance Specialist to join your team in Gurgaon, India. The ideal candidate should possess a minimum of 2-7 years of relevant experience in this field. As ...

Were seeking someone to join our team as a Director in Compliance department with Coverage responsibility for India Global Centre. The role will be based in Mumbai. It is expected the Compliance individual will help raise compliance standards across the Firm in the relevant coverage areas, helping ensure consistency where appropriate compliance processes and controls. It is an independent second line of defense providing oversight, challenge and advisory related to compliance and integrated risk management In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firms management of legal, regulatory and franchise risk. Sin...

The role involves managing corporate compliance, regulatory filings, documentation, and legal correspondence. Candidates must be well-versed in corporate laws, highly organized, and possess strong communication skills.