528 Regulatory Frameworks Jobs - Page 7

As a skilled and proactive Business Unit Control Specialist with 5 to 7 years of experience, your role will involve taking ownership of regulatory and audit matters, representing the business unit in key compliance and operational discussions, and ensuring alignment between business objectives and control requirements. Key Responsibilities: - Serve as the primary Point of Contact (POC) for all audit, operational risk, and regulatory compliance matters for the business unit. - Work closely with compliance and audit teams to advocate for and protect business interests. - Collaborate with the Business Team to design and implement controls that support business objectives. - Develop frameworks t...

About the company - The opening is with an is an equity-focused investment firm with deep domain expertise . The firm manages equity assets across PMS, AIF, and Advisory channels, including offshore funds. It oversees assets under management and advisory of approximately 3600 Crs Its proprietary SQGARP (Sustainable Quality Growth at Reasonable Price) framework drives a focus on quality businesses and rigorous risk management. The firm's leadership has earned multiple awards, such as being recognized by Outlook Money as a Leading Fund Manager and as Best Fund Manager Runner-Up for Axis Mid Cap Fund, among others. It is India's next PMS has been honored as Best PMS across Multi & Large Cap Cat...

About the Opportunity Job Type: Permanent Application Deadline: 11 October 2025 Title Investment Compliance Monitoring - Associate Department General Counsel Shared Services Location Gurgaon, India Reports To Manager - Investment Compliance Monitoring Level 2 We're proud to have been helping our clients build better financial futures for over 50 years. How have we achieved this By working together - and supporting each other - all over the world. So, join our General Counsel Shared Services Team and feel like you're part of something bigger. General Counsel Shared Services General Counsel (GC) is a trusted advisor to all parts of Fidelity International Limited (FIL), providing high-value ind...

The Opportunity We are seeking a highly motivated Digital Twin Specialist and Coordinator to join our Grid Integration team in Bangalore. This position will play a key role in driving the adoption of digital twin technology within our organization. The successful candidate will be responsible for defining and implementing strategies related to the development, deployment, and utilization of digital twins across various business units and functions. How You'll Make An Impact You will be developing and maintaining a comprehensive digital twin strategy aligned with organizational goals and objectives. You will collaborate with cross-functional teams to identify opportunities for leveraging digi...

Experience :- 2 to 5 yrs Job description: We are looking for a dynamic and drivenBrand Account Managerwith experience working withpharma or pharmaceutical/healthcare brands. The ideal candidate will manage keypharma client accounts, build strong relationships, and deliver impactful marketing campaigns that enhance brand visibility, drive sales, and support business growth in thepharmaceutical and healthcare sectors. Key Responsibilities: Act as the primary contact for pharma or pharmaceutical client accounts, ensuring smooth coordination and communication. Develop and execute pharma brand strategies and integrated marketing campaigns tailored to pharmaceutical and healthcare audiences. Colla...

Role Summary: We are seeking a dynamic and visionary President to lead the Institute through this founding phase of growth, innovation, and global impact. GIFT International Fintech Institute is a world-class institution that has recently been established in GIFT City, Gandhinagar , India's first International Financial Services Centre (IFSC). Founded to catalyze excellence in financial technology education, research, and innovation, the Institute serves as a global hub for developing future-ready fintech talent and fostering collaboration between academia, industry, and policy-makers. The Institute's focus ranges from financial services to regulation. The International Fintech Institute is ...

About the Role: We are looking for a motivated Compliance & Assurance Officer with 56 years of experience in regulatory compliance, preferably within the banking, NBFC, or insurance sectors. The candidate will support the Business unit Compliance team in implementing regulatory requirements, conducting risk assessments, and maintaining internal policies and procedures. The role will report into the Business Unit Head- Compliance at IndusInd and will interface with stakeholders from legal, risk teams, product teams, other business teams and mid-level management to build compliance policies and implement procedures. As such, the role demands that you are a professional of high ethical standard...

Solution Architecture & Delivery Define and deliver scalable AI solutions across discovery, development, regulatory, and commercial functions. Create and maintain reference architectures, reusable components, and best practices for GenAI adoption. Business Partnership Engage with business stakeholders to identify high-value use cases and translate requirements into technical solutions. Act as a trusted advisor for GenAI solutioning across India and global teams. Governance & Compliance Ensure alignment with responsible AI practices and compliance with HIPAA, GDPR, GxP, and EU AI Act . Embed security, transparency, and fairness principles into all architectures. Innovation & Ecosystem Engagem...

As a mid-level supervisory position with potential for growth, your role will involve utilizing your working knowledge of AML/KYC processes to conduct quality assurance reviews and generate reports summarizing the results. You should be a proactive, critical thinker who is detail-oriented and able to work independently. Additionally, you must be willing to work long hours when necessary. **Key Responsibilities:** - Lead various internal/external projects, gather project requirements, identify appropriate resource needs, and track project progress to ensure timely completion with minimum AHT and over 99% quality - Act as a subject matter expert and point of contact for team members, ensuring ...

As a System Analyst at Barclays, you will play a crucial role in supporting the successful delivery of location strategy projects. Your responsibilities will include planning, budgeting, ensuring agreed quality, and adhering to governance standards. You will lead the evolution of the digital landscape, driving innovation and excellence to enhance customer experiences using cutting-edge technology. Key Responsibilities: - Utilize your 5+ years of experience as a Business Analyst/System Analyst with a focus on Salesforce (Sales, Service, or Experience Cloud) to lead large-scale Salesforce projects in Agile/Scrum environments. - Demonstrate a strong understanding of Salesforce platform capabili...

As a Business Analyst - Risk & Compliance, your role will involve driving change initiatives in the Risk Management & Regulatory Compliance space within the Banking, Financial Services, Fintech, and Insurance industry. You should have a strong background in Agile project execution, stakeholder management, and regulatory frameworks. **Key Responsibilities:** - Lead the delivery of Risk & Compliance projects in an Agile environment. - Develop project plans, track scope, resources, costs, risks, and RAID logs. - Engage with internal and external stakeholders to resolve issues and ensure smooth delivery. - Work closely with business and technical teams to gather, define, and document requirement...

Role Overview: Zapcom is a global Product Engineering and Technology Services company that specializes in providing bespoke, customer-centric solutions across various industries. As part of our team, you will have the opportunity to work on impactful projects that transform ideas into tangible outcomes using technologies like AI, ML, Cloud solutions, and full-stack development. We foster a culture of accountability, ownership, and equality, empowering you to excel and grow professionally. Join us now to be part of something extraordinary and shape the future with global opportunities and expansion plans. Key Responsibilities: - Achieve and exceed sales targets by developing a robust sales pi...

You have a Bachelors or Masters degree in Computer Science, Information Systems, Finance, or a related field. With over 6 years of experience in the AML/Financial Crime domain, you possess strong knowledge of AML processes such as transaction monitoring, KYC/CDD, sanctions screening, and regulatory frameworks like FATF, OFAC, EU, etc. Your proven expertise in Python extends to data analysis, automation, and integration with AML platforms. Additionally, you have advanced skills in Oracle PL/SQL, including stored procedures, performance tuning, and complex SQL queries. Hands-on experience with AML platforms such as FCRM, Actimize, Mantas, or SAS AML is preferred. Your strong problem-solving sk...

Role Overview: As an Investor Relations Specialist, you will play a crucial role in leading the investor engagement and financial communications for the company. Your strategic mindset will be essential in enhancing transparency, building investor confidence, and supporting capital market activities. The ideal candidate for this role will have deep financial expertise, exceptional communication skills, and a solid understanding of the NBFC landscape. Key Responsibilities: - Develop and implement a robust investor relations strategy aligned with the company's financial and strategic objectives. - Act as the primary point of contact between the company and institutional investors, analysts, an...

Job Title: Associate Multi Family Office Advisory Company: TAM India Family Office Advisors Location: Tapasya Corporate Heights, Sector 126, Noida Work Mode: Hybrid How to Apply : Apply on email only - [HIDDEN TEXT] AI restrictions: Do not use AI job application tools. About TAM India Family Office Advisors TAM India Family Office Advisors is a boutique advisory firm specializing in multi-family office services, offering tailored investment, tax, and estate planning solutions to high-net-worth families across India. We pride ourselves on delivering personalized, discreet, and strategic financial guidance that aligns with long-term family goals. Role Overview We are seeking an experienced and...

Role & responsibilities You will lead the regulatory activities for all Convatec products including product registration (new, renewal and amendment), product promotional activities, labeling review activities, product registration and listing database. Location: Gurgaon Key duties and responsibilities Develop regulatory strategy and update the strategy based upon regulatory changes and business needs. Manage and execute regulatory compliance activities as required by the local regulations Compile, prepare, review and submit regulatory submissions to the local health authorities as well as to identify issues early in the submission preparation process that could impact product launch Monitor...

Role Overview: You will be leading risk and regulatory projects across banking, insurance, and investment sectors at ALP, an AI-native consulting and risk analytics firm. Your expertise in Credit & Market Risk, regulatory frameworks (Basel III/IV, IFRS 9, ICAAP/ILAAP), and hands-on experience in quantitative analytics and model development will be crucial. Your role will involve combining technical depth (Python, R, SQL) with project management skills to deliver solutions directly to senior stakeholders. The successful candidate will have the opportunity to work on risk transformation projects with banks and insurers. Key Responsibilities: - Lead projects on counterparty credit risk for corp...

As a KYC/AML Specialist at Barclays, you will be embarking on a transformative journey, playing a pivotal role in shaping the future. Your responsibilities will include managing operations within a business area, maintaining processes, risk management initiatives, and ensuring compliance with relevant regulators. You will need to take ownership of your work, ensuring alignment with rules, regulations, and codes of conduct. With competitive benefits and opportunities for career advancement, Barclays offers a great environment to grow your career in the banking industry. Key Responsibilities: - Conduct enhanced due diligence (EDD), screening, and periodic reviews for new and existing clients i...

Prepare, review, and file statutory financial statements for legal entities in multiple countries, including India (Indian Accounting Standards), and other APAC regions in accordance with local accounting and regulatory requirements. Perform legal entity-level financial reviews, including for entities not subject to statutory reporting requirements, to ensure completeness, accuracy, and alignment with corporate governance standards. Act as a point of contact for external auditors, providing audit schedules, reconciliations, and supporting documentation as required. Reconcile US GAAP to local GAAP adjustments; maintain proper documentation and ensure appropriate accounting treatment per juris...

As an Associate at TAM India Family Office Advisors, you will play a crucial role in supporting the Multi Family Office Advisory team. Your responsibilities will involve assisting in managing client portfolios, supporting tax planning activities, and collaborating with internal teams to deliver comprehensive financial solutions. **Key Responsibilities:** - Assist in managing client portfolios across asset classes such as equity, debt, alternatives, and structured products. - Support tax planning and compliance activities for family office clients. - Coordinate with custodians, fund managers, and tax consultants to ensure smooth operations. - Prepare investment reports, tax summaries, and per...

As the Quality Lead for Private Label FMCG (Non-Food) in Bangalore, your role is crucial in ensuring the highest quality standards for Home Care, Personal Care, and Baby Care products. Collaborating with cross-functional teams, managing supplier quality, and adhering to regulatory compliance are key aspects of your responsibility to guarantee customer satisfaction and maintain brand reputation. **Key Responsibilities:** - Define and implement quality standards, specifications, and guidelines for Home Care, Personal Care, and Baby Care product categories. - Work closely with 3P Suppliers for R&D and product development to ensure products meet safety, performance, and quality benchmarks. - Con...

As an Industry Consulting Consultant at NTT DATA in Bangalore, Karnataka, India, you will be part of a transformational change in Model Control, Risk, and Reporting to support new global market risk policy frameworks and regulatory demands. Your role will involve collaborating with multiple stakeholders and 5000+ users to build a modern Model Eco system with a distributed scalable architecture. **Key Responsibilities:** - Collaborate with stakeholders to gather, analyze, and document business user cases for model modernization. - Translate business needs into detailed user stories, acceptance criteria, and process flows. - Work closely with technical teams to ensure requirements are clearly ...

Location: Noida, Uttar Pradesh Experience: 4-7 years Department: Finance & Treasury Role Overview As a Team Lead Treasury , you will oversee daily treasury operations, ensuring efficient cash management, compliance with regulatory requirements, and effective risk mitigation strategies. Your role will be pivotal in supporting the company's liquidity needs and financial stability. Key Responsibilities Follow and Manage the Treasury Policies Engaging with Banks, resolve queries, Documentation, charge filing, etc Facilitating and setting up the online banking, rights, bank confirmations for audits, addition / removal for signatories / users across banking platforms Ensuring timely posting of Tre...

Embark on a transformative journey as an FCS Senior Analyst at Barclays, where you'll play a pivotal role in shaping the future. In this pivotal role you will manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators. You will take ownership of your work, ensuring it aligns with the relevant rules & regulations, and codes of conduct. With competitive benefits and opportunities for career advancement, Barclays is a great place to grow your career in the banking industry. Key Critical Skills Required For This Role Include Monitor and enforce compliance with OFAC, UN, EU, UK, and other relevant sanctions regimes. Review ...

Job Title: Senior Manager Legal Reports to: General Counsel & Company Secretary Division: Legal Location: Gurgaon, India Job Summary The Senior Manager Legal will be responsible for managing designated legal functions efficiently and effectively. This includes providing sound, actionable legal advice, mitigating legal and contractual risks, and supporting business operations with strategic legal guidance. Key Responsibilities Litigation Management Manage all company disputes in coordination with external counsel, including recovery suits, criminal cases, and labor litigations. Liaise with government authorities to minimize business disruption. Optimize engagement with external lawyers to con...