528 Regulatory Frameworks Jobs - Page 5

Job Description: Job Title: Regulatory Control Lead, VP Location: Bangalore, India Role Description We are seeking a highly experienced and strategic leader to join our FCRC division as Vice President Financial Crime Risk and Control - Technology Risk Strategy Controls . This role is critical in shaping the risk and control landscape across our technology platforms, with a strong emphasis on Python-based automation , audit readiness , and strategic risk governance . The ideal candidate will bring a blend of technical acumen , regulatory insight , and banking domain expertise to drive innovation and resilience in a complex, fast-paced environment. What well offer you As part of our flexible s...

As an Underwriter specializing in project finance transactions within infrastructure sectors such as roads, renewables, power transmission, water, logistics, and CGD, your responsibilities will include: - Conducting underwriting for project finance transactions related to infrastructure projects - Creating Credit appraisal notes and In-principle notes/presentations - Collaborating with business, legal, and risk teams to facilitate transaction execution, including structuring, term sheet preparation, and credit checks - Developing a strong knowledge base by engaging with internal and external stakeholders - Building and maintaining financial models and monitoring key operating parameters in i...

As a Senior Associate in Investment Compliance Monitoring with Fidelity International, you will play a crucial role in facilitating the implementation and execution of surveillance activities across communication, trading, and other regulatory processes. Your primary responsibilities will include monitoring communications of investment professionals, detecting misconduct or market abuse, and supporting investigations while maintaining thorough documentation. Additionally, you will have the opportunity to assist with various monitoring activities performed by the Investment Compliance function. **Key Responsibilities:** - Assist in conducting periodic surveillance controls related to investme...

As a Senior Wealth Manager - Premium at Creddinv Technologies, your role will involve managing and growing a portfolio of High Net-Worth Individual (HNI) and Ultra HNI clients by offering personalized wealth management solutions. You will be responsible for building and maintaining strong, long-term relationships with clients through regular reviews and proactive communication. Additionally, you will conduct in-depth portfolio reviews, asset allocations, and investment strategies to optimize client returns. Managing complex family wealth, including philanthropic planning, succession planning, and risk management, will be a key part of your responsibilities. Your ability to drive new client a...

Key Responsibilities: Develop and implement a strategic plan to grow business with Central & State Government departments, PSUs, and other public sector entities. Lead proposal development, RFP responses, and tender management processes.Build and maintain relationships with key government stakeholders, consultants, and decision-makers Identify business opportunities through market intelligence, networking, and business events Drive revenue and profitability targets for the Government vertical Collaborate with internal teams for solution customization, pricing strategies, and compliance. Lead government-sector business development initiatives Secure government contracts, manage compliance, an...

Brief Job Description: Role & responsibilities Assist in drafting and reviewing legal agreements, contracts, and MOUs. Help in filing statutory forms and returns with regulatory authorities like ROC, MCA, and SEBI. Assist in handling secretarial audits, due diligence, and compliance monitoring. Coordinate with stakeholders, auditors, and legal teams for corporate filings and reports. Legal and secretarial Due diligence. Advising on corporate governance Preferred candidate profile Must be pursuing CS (Executive/Professional) from ICSI Strong understanding of the Companies Act, 2013 and corporate laws Must be residing at Mumbai Basic Knowledge of ROC filling, secretarial compliance and regulat...

We are hiring for one of the Big 4. Key Responsibilities Collaborate with clients to understand their business challenges and strategic objectives within the insurance sector. Conduct market research and competitive analysis to identify trends, opportunities, and threats in the industry. Develop and present strategic recommendations focusing on growth strategies, operational excellence, and transformation initiatives. Facilitate workshops and stakeholder discussions to align on strategic initiatives and implementation plans. Support project execution through project management and analytical support. Monitor emerging trends, regulatory changes, and technological advancements in the insurance...

Role Overview: As an Infrastructure Security Architect at the organization, your main responsibility will be designing and maintaining secure infrastructure systems to uphold the highest cybersecurity standards. You will play a crucial role in safeguarding systems and data against emerging threats, ensuring regulatory compliance, and maintaining operational resilience. Key Responsibilities: - Protect digital assets from unauthorized access, disruptions, or misuse to maintain confidentiality, integrity, and availability. - Develop and manage Data Loss Prevention (DLP) strategies to safeguard sensitive data in motion and at rest. - Detect, analyze, and mitigate threats using tools such as XDR,...

As a Senior Analyst of Issues, Events & Remediation at US Consumer Services within American Express, you will play a crucial role in ensuring that control management is seamlessly integrated into the daily operations of the organization. Your responsibilities will include collaborating on investigations, performing root cause analysis, and providing support throughout the remediation process. Your keen analytical skills will be essential in identifying trends in issues and events, preparing detailed reports, and sharing valuable insights and best practices across the enterprise. Key Responsibilities: - Collaborate on investigations and conduct root cause analysis for repeated issue types. - ...

Role Overview: You will be the Business IT Process Owner (BITPO) for Market Risk Reporting at Wipro Limited. Your main responsibility will be overseeing the Run the Bank and continuous improvement of market risk reporting processes within the bank. This is crucial for ensuring that risk reports are accurate, timely, and compliant with regulatory requirements and internal risk management strategies. As the BITPO, you will collaborate with risk teams, IT, and business stakeholders to optimize reporting workflows and maintain data integrity. Strong analytical skills, a background in banking regulations, and experience in process improvement are essential for ensuring regulatory compliance and e...

As a Principal Officer - Broker Dealer at Betafront Securities (IFSC) Private Limited, your primary role will be to lead and supervise all regulatory, operational, and compliance aspects of the broking business, ensuring day-to-day readiness, exchange compliance, and business scalability. Key Responsibilities: - Exchange & Regulatory Reporting: - Act as the regulatory point-of-contact with exchanges, clearing corporations, and custodians. - Ensure timely and accurate reporting to NSE IX and IFSCA as per prescribed formats. - Oversee handling of audit queries and routine inspection responses. - Broker Operations Management: - Run and improve daily broking workflows including client onboarding...

About The Role Skill required: Contract Management - Contract management Designation: Strategic Growth Init Counsel Manager Qualifications: Any Graduation Years of Experience: 13 to 18 years What would you do? The Global Services Legal team is a strategic partner and a product counsel towards all Accenture Services. This team also functions as the integrator between various other parts of the Legal team, coordinating between the multidisciplinary areas of deep expertise across the wider Legal team, to deliver one holistic Legal perspective to the business.We are a diverse team and our teams mission is to help our business to grow in a responsible, inclusive, and sustainable way, by providing...

Location Hyderabad At Novartis, we are harnessing the power of Generative AI (GenAI) to reimagine medicine and transform how we discover, develop, and deliver treatments for patients worldwide, As part of the DDIT Advanced Platforms & Data (APD) organization, the AI Platforms team is expanding to meet growing business demand, The Associate Director, GenAI Architect will play a pivotal role in designing and delivering enterprise-grade GenAI solutions, with a strong focus on scalability, compliance, and business value Based in India, this role will support global initiatives and work closely with senior leaders across APD and DDIT, About The Role Major accountabilities Solution Architecture & ...

As the Manager Regulatory Affairs at Kenvue, you will lead a team responsible for developing regulatory strategies across India, providing guidance on local requirements to product development teams. Your responsibilities will include managing regulatory deliverables for various products within your geographical and brand area, ensuring consistency in regulatory positions, and maintaining current products throughout their lifecycle. You will also represent the Regulatory Affairs function within the Franchise. Key Responsibilities: - Provide regulatory input and guidance to product development teams - Support business initiatives by influencing and approving the product portfolio - Conduct ri...

As an experienced SAP Security and GRC Specialist with expertise in SAP Business Technology Platform (BTP), your role will involve managing SAP security, implementing GRC solutions, and ensuring compliance and data protection across SAP environments, including cloud-based solutions. **Key Responsibilities:** - **SAP Security Admin:** Manage security roles/profiles in SAP (ECC, S/4HANA, Fiori, BTP) and ensure access control, segregation of duties, and audit compliance. - **GRC Management:** Implement and maintain SAP GRC modules (Access Control, Process Control, Risk Management) and integrate them with SAP BTP. - **BTP Security:** Design security solutions for SAP BTP, including Identity Auth...

Location: Corporate Office, Hyderabad Experience: 47 years Education: Bachelors degree in Engineering (Electrical, Mechanical, or Renewable Energy preferred) About Vibrant Greentech Vibrant Greentech is a dynamic, professionally managed company committed to accelerating Indias renewable energy transition With a strong focus on solar and wind project development, we are expanding rapidly and seeking experienced professionals to help deliver clean, reliable energy solutions nationwide, Role Summary We are looking for an experienced and capable Senior Manager Renewable Energy Projects to lead the execution of solar and wind initiatives The ideal candidate will bring expertise in project deliver...

As a Corporate Lawyer at the leading finance or wealth management company, you will play a crucial role in providing expert legal advice on various aspects such as financial regulations, corporate governance, investment laws, and compliance matters within the finance and wealth management sectors. Your strong understanding of financial markets, regulatory frameworks, and contract negotiations will be essential for success in this role. Key Responsibilities: - Provide legal advice on corporate finance, investment management, mergers & acquisitions, and securities laws. - Draft, review, and negotiate agreements including investment contracts, loan agreements, and partnership agreements. - Ensu...

As an Investor Relations Specialist at Adfactors PR, you will play a crucial role in enhancing shareholder value and maintaining strong relationships with the investment community. Your responsibilities will include: - Strong experience in the Equity Capital Markets space, with knowledge of financial instruments, market trends, and regulatory frameworks. - Solid understanding of the IPO process, from preparation to post-IPO advisory. - Develop and execute comprehensive investor relations strategies. - Act as the primary point of contact between the company and the investment community. - Prepare and present financial reports, investor presentations, and press releases. - Coordinate investor ...

As a Legal Engineer at Pune, your main role is to execute legal workflows in AI development with a strong emphasis on trust, safety, compliance, and risk validation. You will be working closely with Senior and Principal Legal Engineers to support the ethical development of AI, document and mitigate legal risks, ensure internal compliance, conduct audits, and execute workflows efficiently. Additionally, you will be encouraged to participate in professional development and collaborate across different functions within the company. Key Responsibilities: - Organise baselines, define research methodologies, and support the structured execution of legal AI workflows. - Assist in audits, prepare pr...

As an Operations Manager at our wealth management company, your role will involve managing and streamlining operational processes to ensure smooth execution of day-to-day operations and maintain compliance with regulatory standards. Your focus will be on supporting the delivery of exceptional client services. Key Responsibilities: - Manage all operations, admin, and client support work efficiently. - Prepare and process documentation related to investments, account opening, KYC compliance, fund transfers, and other client-related mutual fund documentation. - Process transactions such as purchases, redemptions, and switches for mutual funds. - Verify and reconcile mutual fund investments and ...

Description: Be a part of our success story. Launch offers talented and motivated people the opportunity to do the best work of their lives in a dynamic and growing company. Through competitive salaries, outstanding benefits, internal advancement opportunities, and recognized community involvement, you will have the chance to create a career you can be proud of. Your new trajectory starts here at Launch. What we are looking: We are looking for a highly skilled Billing Rate Configurator Specialist with strong expertise in Oracle CC&B Technical Architecture Role: Oracle CC&B Technical Architecture Location: Pune Shift timings: General Shift Years of experience : 5+ Years of experience Roles & ...

Embark on a transformative journey as an Analyst at Barclays, where you'll play a pivotal role in shaping the future. In this pivotal role you will manage operations within a business area and maintain processes, risk management initiatives and compliance with relevant regulators. You will take ownership of your work, ensuring it aligns with the relevant rules & regulations, and codes of conduct. With competitive benefits and opportunities for career advancement, Barclays is a great place to grow your career in the banking industry. Key Critical Skills Required For This Role Include Oversee day-to-day accounting of investment portfolios, including debt, equity, mutual funds, and alternative ...

As a Chief Finance Manager in a leading listed company operating at the intersection of finance and technology, your role will involve the following key responsibilities: - Assist in budgeting, forecasting, and internal financial analysis. - Ensure timely and accurate preparation of monthly, quarterly, and annual financial reports. - Oversee compliance with statutory and regulatory requirements including GST, Income Tax, MCA, SEBI, and RBI. - Support internal and external audits, financial due diligence, and internal controls. - Collaborate with senior management to drive financial strategy and operational efficiency. - Manage audit coordination, internal controls, and process documentation....

Job Title: LLM-based Healthcare Product Specialist Experience: 8+ Years Location : Pan india ( Relocate to Dubai ) Role Overview We are seeking an experienced LLM-based Healthcare Product Specialist to act as the bridge between clinical/business needs and AI capabilities. In this role, you will define agentic workflows for specific healthcare journeyssuch as diagnostics, chronic care management, and patient engagementwhile ensuring clinical safety, efficacy, and regulatory compliance. You will also drive the product strategy for Aura's evolution from a passive interpreter to a predictive, proactive healthcare assistant. Key Responsibilities Translate clinical and business needs into function...

Position Overview: We are seeking an experienced and dynamic Flight Team Lead to oversee Drones/UAV (Unmanned Aerial Vehicle) flight operations and manage a team of UAV operators, and testing engineers. The ideal candidate will be responsible for planning, coordinating, and executing UAV testing missions, ensuring safety, compliance, and performance excellence. This role requires strong leadership skills, technical expertise, and a passion for cutting-edge UAV technology. Key Responsibilities: Manage and mentor a multidisciplinary team of UAV pilots and testing Engineers. Plan and execute UAV flight tests, including mission planning, pre-flight checks, and post-flight evaluations. Ensure all...