42 Regulatory Developments Jobs

Role Overview: As a Senior Compliance Specialist at Wells Fargo, you will be responsible for establishing, implementing, and maintaining risk standards and programs to ensure compliance with various legal and regulatory requirements. Your role will involve overseeing the Front Line's compliance decisions, providing subject matter expertise, monitoring risk-based compliance programs, and developing corrective action plans when necessary. Additionally, you will collaborate with colleagues and managers to resolve issues and contribute to process improvement initiatives. Key Responsibilities: - Establish, implement, and maintain risk standards and programs for compliance - Provide oversight and ...

Role Overview: As a Compliance Senior Professional at KKR, you will be responsible for supporting the Agent Monitoring function within the Individual Markets Compliance Team. Your role will involve evaluating the sales practices of Financial Professionals across Annuity and Preneed lines of business. By conducting data-driven analysis, delivering actionable insights, and collaborating with TPAs, Legal, and internal teams, you will play a critical role in ensuring compliance with guidelines and regulations. Key Responsibilities: - Conduct in-depth analysis of agent activities to identify trends, anomalies, and potential compliance issues related to Financial Professionals sales practices. - E...

Role Overview: You will be responsible for performing research and analysis of transaction tax related laws on inbound and outbound deals, corporate reorganizations, securities market aspects, etc. You will also be required to conduct tax diligence and prepare deliverables capturing implications based on research. Additionally, you will assist in preparing training presentations, supporting knowledge sharing efforts, and ensuring compliance with risk management strategies. Key Responsibilities: - Conduct research and analysis of transaction tax related laws - Apply tax theory and positions to specific client needs - Prepare deliverables in various formats (Word, PowerPoint, Excel, email) - P...

As a Senior Manager at PwC within Actuarial Services, you will work as part of a team of problem solvers, helping to solve complex business issues from strategy to execution. Your responsibilities will include but not be limited to: - Encouraging everyone to have a voice and inviting opinions from all team members, including quieter ones. - Dealing effectively with ambiguous and unstructured problems and situations. - Initiating open and candid coaching conversations at all levels. - Moving easily between big picture thinking and managing relevant details. - Anticipating stakeholder needs, developing and discussing potential solutions even before the stakeholder realizes they are required. -...

As a member of the Internal Audit team, you will have the opportunity to work with multiple lines of business and contribute to various audit activities. Your role will involve participating in risk assessments, audit planning, testing, control evaluation, issue drafting, and follow-up activities. You will work closely with senior auditors and audit managers to ensure timely completion of audit assignments within budget. Key Responsibilities: - Collaborate with India and APAC audit colleagues to identify emerging control issues and report them to Audit management and business stakeholders promptly. - Represent the Audit function by submitting required information and attending Board meetings...

As a Pharmaceutical Intelligence Intern at pharmaand GmbH in Hyderabad, you will play a vital role in our team during a full-time, 6-month internship. Your responsibilities will include: - Supporting forecasting models - Conducting market research - Gathering competitive intelligence - Tracking brand performance - Contributing to CRM optimization - Assisting the analytics team on various ad-hoc projects To succeed in this role, you should have a Bachelors degree in Pharmacy, Pharmaceutical Sciences, Chemistry, Life Sciences, or a related field. Strong analytical and communication skills are crucial, and any prior internship or experience in the pharmaceutical industry would be beneficial. Yo...

As a member of the Internal Audit team, you will have the opportunity to work with multiple lines of business and be a part of a dynamic and growing team. Your role will involve various responsibilities, including but not limited to: - Participating in all aspects of audit activities such as risk assessments, audit planning, audit testing, control evaluation, issue drafting, and follow-up and verification of issue closure. This will be done in collaboration with senior auditors and/or audit managers to ensure timely completion of audit assignments within budget. - Collaborating closely with audit colleagues in India and APAC to identify emerging control issues early and report them in a time...

Job Description - Government Relations We are seeking a dynamic and motivated professional to join our team as an Assistant Manager Government Relations. The role requires excellent communication, stakeholder management, and policy understanding to effectively engage with government authorities, regulators, and industry bodies. The candidate should bring 35 years of relevant experience and a strong ability to build and maintain meaningful relationships that support the organization’s strategic objectives. Key Responsibilities Engage with government departments, regulators, and industry associations to represent organizational interests. Monitor policy and regulatory developments impacting th...

As a Senior Manager at PwC, you will work as part of a team of problem solvers, assisting in solving complex business issues from strategy to execution. Your responsibilities will include: - Encouraging everyone to have a voice and inviting opinions from all team members. - Dealing effectively with ambiguous and unstructured problems and situations. - Initiating open and candid coaching conversations at all levels. - Moving easily between big picture thinking and managing relevant details. - Anticipating stakeholder needs and developing potential solutions in advance. - Contributing technical knowledge in your area of specialism. - Creating an environment where people and technology work tog...

As a Legal Counsel, Energy Trading at Targray, your role will involve providing pragmatic, business-focused support for environmental commodities and clean-fuels trading. You will report to the Director, Legal & Compliance, and be responsible for negotiating and managing commercial/trading contracts, translating evolving regulations into clear documentation and processes, and handling early dispute matters. Your collaboration with Trading, Operations, Risk, Treasury, and Tax departments will be crucial in balancing risk with execution and strengthening contract governance. The ideal candidate for this position will have 3-5 years of experience in energy/commodities, excellent drafting skills...

As a Channel Partner Acquisition Specialist with 1 to 2 years of experience, your role involves identifying and acquiring new channel partners, sub-brokers, and authorized persons in assigned territories. You will need to explain the company's business model, product offerings, and revenue-sharing structure to potential partners. Conduct meetings and presentations to convert prospects into active partners, providing onboarding and training support to newly acquired channel partners. It is essential to coordinate with internal departments for account setup, compliance, and operational support, monitor partner performance, and ensure consistent revenue generation through engagement and support...

Position: Business Development Manager Healthcare IT / Medical Communications Location: Bangalore Job Description We are looking for an experienced Business Development Manager to drive growth for our Healthcare IT products or Medical Communications solutions in the European healthcare market . The ideal candidate will have a proven track record in business development, a strong understanding of the healthcare ecosystem, and the ability to engage with senior stakeholders to deliver strategic value. Key Responsibilities Develop a deep understanding of the company's healthcare IT products or medical communication offerings , including their features, value proposition, and market differentiati...

As a Tax Consultant in the M&A team, your role involves conducting research and analysis on various transaction tax laws, both domestic and international. This includes areas such as corporate laws, SEBI, FEMA, Competition Act, and stamp duty laws. Your responsibilities will include: - Researching tax theories and positions to address specific client requirements. - Creating deliverables in various formats such as Word, PowerPoint, Excel, or email to communicate implications based on research findings. - Conducting direct tax diligence on targets by examining past tax issues, records, and compliance to produce detailed diligence reports. - Utilizing efficient tax practice processes and tools...

Company Description We are India's first coveted wealthtech multi issuer platform. A Solution to all your business needs that will transform your effort and determination into a roaring success in areas of wealth creation, client happiness and business growth. Role Description Engage with clients (through partners) to understand their financial goals , investment timelines, and constraints. Conduct risk profiling and assess client suitability for various investment options. Advise and recommend investment strategies across Mutual Funds, PMS, AIF, Insurance, Bonds, Structured Products, and other wealth instruments. Stay updated on market trends , regulatory developments, and product innovatio...

We are seeking an experienced Trade Surveillance professional to join our Compliance team. The ideal candidate will have a deep understanding of trading activities across asset classes and experience with surveillance systems and regulatory requirements. The role involves monitoring, reviewing, and investigating trading activity to detect and escalate potentially suspicious or non-compliant behavior. Monitor trade activity across various asset classes (Equities, Fixed Income, FX, Derivatives) to identify potential market abuse, insider trading, front-running, layering/spoofing, and other forms of misconduct. Conduct daily and periodic reviews using automated surveillance systems (e.g., SMART...

Job Description: As a Manager Valuation at our company, you will play a crucial role in leading valuation engagements for various purposes such as financial reporting, mergers & acquisitions, fundraising, tax, litigation support, and regulatory compliance. Your responsibilities will include: - Leading business and asset valuation projects - Developing and reviewing financial models - Preparing valuation reports and presentations - Engaging with clients to understand their business models - Mentoring junior analysts - Collaborating with different teams to provide integrated solutions Qualifications Required: - Chartered Accountant (CA) with at least 5-10 years of post-qualification experience...

Role Overview: You will be an experienced audit professional joining the Internal Audit Team, responsible for executing impactful audits, collaborating with senior leaders, and driving excellence in financial and operational integrity. As the India Branch Audit Vice President, you will be tasked with end-to-end coverage of the annual audit plan of JPMorgan Chase Bank India Mumbai branch, ensuring compliance with local regulatory requirements, and supporting the global audit plan. Your role will involve assisting with control identification, audit execution, and continuous monitoring activities. This position provides an opportunity to lead and assist on audit engagements, communicate audit f...

We are seeking a detail-oriented and analytical Equity Research Analyst to join our team The role involves conducting in-depth research on companies, sectors, and financial markets to provide actionable investment insights Key Responsibilities: Conduct fundamental and financial analysis of companies, sectors, and industries. Build and maintain financial models, forecasts, and valuation frameworks (DCF, comparables, etc.). Analyze financial statements, earnings reports, and economic data. Track market news, trends, and regulatory developments impacting investments. Prepare equity research reports, presentations, and investment recommendations. Support portfolio managers and clients with timel...

In this role at Wells Fargo as a Senior Compliance Specialist, you will be responsible for establishing, implementing, and maintaining risk standards and programs to ensure compliance with various legal and regulatory requirements. Your key responsibilities will include: - Overseeing the Front Line's execution and appropriately addressing compliance-related challenges - Providing oversight and monitoring of risk-based compliance programs - Developing and overseeing standards in compliance risk management - Offering subject matter expertise with a comprehensive knowledge of the business and functional area - Providing compliance risk expertise and consulting for projects and initiatives with ...

Group Audit - India - Principal Audit Manager Position Overview In Scope of Position based Promotions (INTERNAL only) Job Title: Group Aud it - India - Principal Audit Manager Corporate Title: Director Location: Bangalore, India Role Description The Principal Audit Manager (PAM) is responsible for planning, staffing, risk assessment and delivery of audits. The PAM implements audit plan adjustments based on changes and risks, in alignment with the agreed audit strategy. The PAM owns and drives the audit process, identifies and escalates audit issues and quality controls audits and subsequent reporting. They will be responsible for reviewing all audit issues and to determine a report grade, in...

As a member of the Actuarial Services team at PwC, you will be involved in providing general insurance advice and consulting services to various clients, including insurers, banks, regulators, and third-party administrators. Your role will encompass offering advice on solvency, economic capital, risk management, mergers and acquisitions, company restructuring, financial modeling, underwriting, new legislation, and claims or reporting process efficiency. Your expertise may be crucial in analyzing the impact of new regulations on insurance companies" balance sheets or ensuring businesses have adequate reserves. In your position as a Senior Manager, you will be part of a team of problem solvers...

As a Core M&A Tax professional, your role involves performing research and analysis of transaction tax related laws, including domestic and international tax, corporate laws, SEBI, FEMA, Competition Act, and stamp duty laws. This research will be applied to inbound and outbound deals, corporate reorganizations, securities market aspects, and more. Your key responsibilities will include: - Conducting research on tax theory and positions to address specific client needs - Preparing deliverables in various formats such as Word, PowerPoint, Excel, or email based on research implications - Performing direct tax diligence by examining past tax issues, records, compliance of targets, and documentin...

Role Overview: As a Pharmaceutical Intelligence Intern at pharmaand GmbH in Hyderabad, you will be an integral part of the team for a full-time, 6-month internship. Your responsibilities will include supporting forecasting models, conducting market research, gathering competitive intelligence, tracking brand performance, contributing to CRM optimization, and assisting the analytics team on various ad-hoc projects. You will also be expected to stay updated on pharmaceutical market trends and regulatory developments. Key Responsibilities: - Support forecasting models - Conduct market research - Gather competitive intelligence - Track brand performance - Contribute to CRM optimization - Assist ...

Role Overview: As a Compliance Manager at our organization, you will play a crucial role in ensuring adherence to all applicable laws, regulations, and internal policies. Your responsibilities will include formulating project plans that guarantee compliance with RBI, NPCI, and network guidelines. You will collaborate closely with various stakeholders from Business and Product teams to ensure a clear understanding and implementation of regulatory requirements. Staying updated with all regulatory developments and providing guidance to leadership on interpretation and implementation will be a key aspect of your role. You will actively contribute to driving the International compliance charter b...

Role Overview: As a Senior Corporate Lawyer in our General Corporate practice in Mumbai, you will be a key player in managing high-value domestic and cross-border transactions across various sectors, focusing on technology, media & entertainment, consumer, and financial services. Your expertise in Mergers & Acquisitions (M&A), Private Equity (PE), Venture Capital (VC), joint ventures, corporate structuring, and strategic advisory will be crucial for the team's success. Key Responsibilities: - Lead and execute end-to-end M&A, PE/VC, and joint venture transactions, including Share Purchase Agreements (SPA), Shareholders Agreements (SHA), Investment Agreements, Business Transfer Agreements, and...