15 Regulatory Controls Jobs

As a Securities & Derivative Analyst 1 at our company, your role involves processing orders and transactions from trading desks and branch offices, working closely with the Operations - Transaction Services team. Your primary objective will be to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Perform trade verifications to ensure accuracy of booking requests - Generate and match trade confirmations following the International Swaps and Derivatives Association (ISDA) templates - Complete settlement tasks and daily rate revaluations accurately and on time - Coordinate transaction processing issues with the relev...

Role Overview: As a Securities & Derivative Analyst 1 at our company, you will be responsible for processing orders and transactions from trading desks and branch offices. Your main objective will be to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Key Responsibilities: - Perform trade verifications to ensure accuracy of booking requests - Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates - Complete settlement tasks and daily rate revaluations accurately and on time - Coordinate transaction processing issues and collaborate on solutions with the appropriate depar...

The Securities & Derivative Analyst 1 position is an entry-level role that involves processing orders and transactions from trading desks and branch offices in collaboration with the Operations - Transaction Services team. The primary goal of this position is to support in the clearance, settlement, and investigation of client securities and derivatives transactions. Responsibilities: - Conduct trade verifications to ensure accuracy of booking requests - Generate and match trade confirmations following the International Swaps and Derivatives Association (ISDA) templates - Complete settlement tasks and daily rate revaluations accurately and within the specified timeframe - Coordinate transact...

The FX Ops officer position is an entry-level role where you will be responsible for processing transactions from trading desks and branch offices, working closely with other Operations & Service teams. Your main goal will be to assist in clearing, settling, and investigating client securities and derivatives transactions. Your responsibilities in this role include verifying trades for accuracy, generating and matching trade confirmations based on ISDA templates, completing settlement tasks and daily rate revaluations promptly, and coordinating transaction processing issues with other departments to find solutions. You will also be involved in regulatory controls, account reconciliations, re...

As a member of the Asset & Wealth Management Strategic Transformation Office, you will play a crucial role in overseeing large-scale transformations to enhance scalability, drive revenue growth, improve client experience, and optimize our operating platform. The office consists of four critical functions: Product Management & Design, Change Management, Regulatory Management, and Monitoring & Testing. The Regulatory Management team within Asset & Wealth Management is responsible for managing the regulatory strategy and roadmap globally. You will be the key business partner for regulatory matters, focusing on Regulatory Solutions and Regulatory Controls. This includes assessing the impact of r...

The Securities & Derivative Analyst 1 role is an entry level position where you will be responsible for processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main objective will be to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Your responsibilities will include performing trade verifications to ensure the accuracy of booking requests, generating and matching trade confirmations based on ISDA templates, completing settlement tasks and daily rate revaluations accurately and on time, coordinating transaction processing issues to the appropriate ...

The Asset & Wealth Management Strategic Transformation Office is seeking a dedicated individual to join their Regulatory Management team. As a key business partner for regulatory matters, you will play a crucial role in managing the regulatory strategy and roadmap for the AWM business globally. This includes assessing the impact of regulations on business activities and ensuring a robust control framework is in place to evidence compliance. Your responsibilities will involve representing the views of the business on regulatory change governance forums, co-sponsoring new regulations, and performing detailed assessments on new regulations to identify their impact on existing AWM capabilities. ...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning. You'll also have the chance to give back and make a positive impact where we live and work through volunteerism. Citi's Securities Services (SS) supports our clients" business by drawing on the strength of our unmatched global footprint, which provides them with access to local expe...

The Securities & Derivative Analyst 1 position is an entry-level role that involves processing orders and transactions from trading desks and branch offices in coordination with the Operations - Transaction Services team. Your main responsibility will be to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. Your key responsibilities will include: - Performing trade verifications to ensure accuracy of booking requests - Generating and matching trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates - Completing settlement tasks and daily rate revaluations accurately and on time - Coordinating ...

The Asset & Wealth Management Strategic Transformation Office is seeking a Regulatory Solutions professional to join their team. As part of this recently established entity, your primary responsibilities will include managing the regulatory strategy and roadmap for the AWM business globally. You will be the key business partner for regulatory matters, ensuring a robust control framework to evidence compliance. In this role, you will represent the business on regulatory change governance forums, co-sponsor new regulations, and perform detailed assessments to identify their impact on existing AWM capabilities. Additionally, you will support the design of appropriate solutions to meet regulator...

The FX Ops officer position is responsible for processing transactions originating from trading desks and branch offices in coordination with other Operations & Service teams. The main objective is to assist in the clearance, settlement, and investigation of client securities and derivatives transactions. In this role, you will: - Perform trade verifications to ensure accuracy of booking requests - Generate and match trade confirmations according to the International Swaps and Derivatives Association (ISDA) templates - Complete settlement tasks and daily rate revaluations accurately and on time - Coordinate transaction processing issues to the appropriate department and collaborate on a solu...

The Asset & Wealth Management Strategic Transformation Office is responsible for overseeing comprehensive large-scale transformations. The primary objectives of the office include enhancing scalability, driving revenue growth, improving client experience, and elevating controls to optimize the operating platform. This group consists of four critical functions: Product Management & Design, Change Management, Regulatory Management, and Monitoring & Testing. The AWM Regulatory Management team plays a key role in managing the regulatory strategy and roadmap for the AWM business globally. As the primary business partner for regulatory matters, the team is responsible for Regulatory Solutions and ...

The Asset & Wealth Management Strategic Transformation Office has recently been established to oversee comprehensive large-scale transformations. The primary objectives include enhancing scalability, driving revenue growth, improving client experience, and elevating controls to optimize the operating platform. The group consists of four critical functions: Product Management & Design, Change Management, Regulatory Management, and Monitoring & Testing. The AWM Regulatory Management team is responsible for managing the regulatory strategy and roadmap for the AWM business globally. As the key business partner for regulatory matters, the team focuses on Regulatory Solutions and Regulatory Contro...

Key Responsibilities Lead and guide the ongoing design execution and continuous improvement of control monitoring of all risk types within business units to ensure accuracy consistency and aggregation. Ensure effective and appropriate testing validation and documentation of review activities for risk programs risks and controls. Incorporate results of quality monitoring activities 2nd line testing SOX testing and complaints reporting in control environment assessments and issue identification. Evaluate and test control environment effectiveness related to change management initiatives. Make recommendations and provide practical solutions for the update of Business Unit control policy procedu...

Position - Assistant Manager / Manager - Global Market Front Office Regulatory Permanent Control Position Purpose The primary responsibility of the GM Regulatory Permanent Control Officer (GM RPC) is to establish, deploy and run the Governance & Control Frameworks specifically for Sanctions & Embargoes called by any regulation impacting Global Markets Front or required by the Banks supervisors. Responsibilities Direct Responsibilities PROTECTION Help reduce strengthen front to back regulatory control framework by investigating on regulatory incidents, writing incident reports, designing remediations and following-up on actions GOVERNANCE Preparation of regulatory governance committees includ...