70 Regulatory Changes Jobs - Page 2

About Yubi Market Yubi Markets is a one stop platform for all wealth products & partners, Yubi Markets, an organization dedicated to the cause of wealth managers & financial advisors in India.At Yubi Markets, we understand that clients expect a one-stop shop experience when it comes to financial products (NCDs, FDs, PMS, Mutual funds etc). We have therefore designed our platform likewise enabling partners and investors to manage needs from a single place. Yubi Group through its subsidiary Aspero specializes in high-rated, short-term non-convertible debentures (NCDs) across the credit rating scale. Aspero offerings yield between 8% to 15%, providing returns that outpace traditional investment...

Role : Secretarial audit Qualification : Qualified Company Secretary (CS) Experience : 2 to 5 Years Location : Worli Job Description : Key Responsibilities: Conduct Secretarial Audits as per Section 204 of the Companies Act. Prepare Secretarial Audit Reports (Form MR-3). Review statutory records, registers, minutes, and filings. Ensure compliance with SEBI (LODR), Insider Trading, and Takeover Regulations. Track and implement regulatory changes. Draft disclosures, compliance reports, and support governance practices. Coordinate with stock exchanges, ROC, and SEBI for filings.

As an Internal Auditor, you will be responsible for planning and executing financial, operational, and compliance audits in line with internal audit standards. Your key responsibilities will include: - Assessing internal controls, identifying weaknesses, and recommending risk mitigation strategies. - Evaluating the effectiveness of business processes to ensure compliance with policies, procedures, laws, and regulations. - Preparing detailed audit reports that succinctly summarize findings, risks, and recommendations. - Working closely with management to develop and implement corrective action plans. - Conducting follow-up audits to monitor the response from management and the implementation ...

JOB DESCRIPTION What We Do At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Mortgage Structuring Sales Strats Team Within Global Markets Division (GMD) Is Responsible For Structuring And Pricing Of Asset-backed Securities For Mortgage Global Trading Business. Our Responsibilities Include: Understanding the components of structured portfolio trades including underlying asset performance, ratings agenci...

Team Member- Compliance Job ID Department Compliance, Kotak Mahindra Prime Limited Location Mumbai Number of Positions 1 Reporting Relationships Chief Compliance Officer Position Grade Manager (M3) / Senior Manager (M4) The role involves key activities like: Ensure filing of various returns with RBI and other statutory/regulatory bodies within the due date. Includes Fraud returns, Risk Based Assessment of KYC/AML, DNBS returns, etc. Perform independent compliance testing of various products of the Company, KYC evaluation, etc on a sample basis. Assist in preparing data pack for various meetings such as High Level Monitoring Committee, Senior Management Committee, Compliance meeting, etc and ...

Role Overview: You will be responsible for coordinating and preparing for internal and external audits such as ISO, GRS, OCS, Intertek, etc. You will also develop and maintain compliance checklists and audit documentation. Monitoring HR policies and practices to ensure alignment with certification standards will be a key part of your role. Additionally, you will be involved in training and supporting internal teams on compliance protocols and audit readiness. Liaising with certification bodies and auditors during audits and identifying gaps to propose corrective and preventive actions (CAPA) will be crucial. Staying up to date with regulatory and certification standard changes and promoting ...

Role Overview: As a Manager - Non-Financial & Operational Risk Management at Prudential Health India (PHI), your role involves developing, implementing, and maintaining a comprehensive Non-Financial and Operational Risk Management (NFORM) framework. You will be responsible for identifying, assessing, and monitoring key non-financial and operational risks across the organization, as well as developing and implementing risk mitigation strategies and action plans. Additionally, you will collaborate with cross-functional teams to integrate risk management into business processes and decision-making, and ensure adherence to internal policies, procedures, and regulatory requirements. Key Responsib...

As a dynamic and experienced Life Sciences - Pre-Sales Specialist at our company, your role will focus on supporting sales initiatives in the pharmaceutical, biotechnology, and medical device sectors. Specifically, you will be targeting commercial analytics and R&D to establish credibility for Tredence as an industry subject matter expert. Key Responsibilities: - Support account team and partner sales by conducting detailed discovery sessions to understand client requirements and pain points. - Deliver compelling solution demonstrations showcasing the value of analytics, AI/ML, and data-driven insights in addressing life sciences commercial challenges. - Develop and present customized propos...

As an Insurance Domain Expert specializing in data migration with 7-12 years of experience, you will be leading and overseeing data migration projects for a top 10 global IT services provider based in Noida. Your role will involve leveraging your deep knowledge of the insurance industry and data management principles to ensure successful execution of data migration initiatives. Key Responsibilities: - Provide expert insights and best practices within the insurance domain to enhance data quality and compliance with regulatory changes. - Develop and implement comprehensive data migration strategies, including data extraction, cleaning, transformation, and loading processes. - Collaborate with ...

Role Overview: You will act as an expert in Inpatient and multispecialty coding, including E&M, Surgery, IPDRG, Cardiology, Orthopedics, among others. Your responsibilities will include ensuring compliance with ICD-10-CM, CPT, PCS, and HCPCS Level II coding guidelines. You will analyze and resolve coding-related denials, working closely with RCM teams to reduce denial rates. In this role, you will support both Hospital Billing (HB) and Professional Billing (PB) functions within the Provider RCM domain. Conducting coding audits and quality reviews will be part of your duties, and you will be expected to recommend improvements and corrective actions based on your analysis. You will also be res...

As an Insurance Placement & Negotiation Specialist, your role involves the following key responsibilities: - Fetch quotes from insurer portals and prepare detailed QCRs. - Liaise with multiple insurers to obtain competitive quotes when not available on insurer portals. - Negotiate policy terms, conditions, and premium rates with underwriters to ensure favorable outcomes. - Ensure the timely issuance and renewal of policies. You will also be expected to demonstrate technical expertise in utilizing insurer portals for policy issuance and underwriting approvals. It is essential to monitor and stay updated on insurer guidelines, regulatory changes, and their impact on policy terms. In addition t...

As the Sales Head for Foreign Currency Exchange, Money Transfer & Insurance Products at Kadanthottu Finance Pvt Ltd, you will be entrusted with the responsibility of leading our business verticals in Forex, Money Transfer, and Insurance across all company branches. Your role will involve driving sales growth, managing client relationships, ensuring compliance with regulatory guidelines, and spearheading efforts to increase business in all 22 branches. Your key responsibilities will include identifying, acquiring, and onboarding new corporate and individual clients for foreign exchange and money transfer services. You will be expected to promote and sell a variety of forex products, manage sa...

As a Sales Executive Health Insurance, you will play a crucial role in our team by generating leads, building relationships with clients, and providing expert advice on health insurance policies. Your passion for sales, customer-centric approach, and deep understanding of the insurance industry will be highly valued. Your responsibilities will include identifying and engaging potential clients to promote health insurance products, as well as building and maintaining strong relationships with existing clients to understand their healthcare needs. You will be expected to educate clients and prospects about various health insurance plans and recommend suitable options to meet their requirements...

As a member of the Finance department, you will be responsible for conducting comprehensive audits of IT hardware, software, network infrastructure, and cybersecurity measures. Your role will involve evaluating the effectiveness of IT controls and processes to ensure compliance with FDA regulations and other relevant standards. You will also need to identify and assess potential risks in IT systems and recommend mitigation strategies. In this position, you will be expected to prepare detailed audit reports that include findings, recommendations, and action plans. Collaboration with IT and other departments to implement audit recommendations and enhance overall IT governance will be a key asp...

You will be joining our team as an experienced Investment Advisor to support our investment immigration business, focusing on High Net Worth Individuals (HNIs) and Ultra High Net Worth Individuals (UHNIs). Your main responsibilities will include providing investment guidance and support to clients, developing strong relationships, offering investment immigration solutions, identifying new business opportunities, and staying updated on market trends and regulatory changes. To be successful in this role, you should have 3-4 years of experience in investment advisory or a related field. Experience with HNI/UHNI clients is preferred, but a strong desire to learn and grow in this area is also val...

You are a strategic thinker passionate about driving solutions in Business Management. You have found the right team. As a Business Management Vice President in our Finance team, you will spend each day defining, refining and delivering set goals for our firm. You will be a leader who takes a holistic approach to both business and technology, managing process-oriented, large-scale initiatives in a dynamic environment. You will possess a strong understanding of risk and control execution and know how to manage these elements within a scalable business. You will be highly organized, capable of flexibly adapting plans to changing circumstances, and possess superior influencing and relationship ...

As an R&D/QC professional, you will be responsible for ensuring that all R&D activities align with industry regulations, safety standards, and company policies. It is crucial to stay updated on food safety and regulatory changes to guarantee compliance. Your role will also involve managing the R&D pipeline and products for the company, particularly focusing on new product development. Collaboration with the production team is vital in monitoring processes and procedures to maintain effectiveness and drive continuous improvement. You should possess the ability to work both independently and as part of a team, showcasing adaptability and strong interpersonal skills. To qualify for this positio...

As an experienced professional with over 12 years of experience in investment banking front-end operations, you will play a crucial role in leading the execution of M&A, equity financing, and strategic advisory services at a leading investment banking firm based in Mumbai. Your qualifications should include an MBA/PGDM/CA degree, and you should possess a strong track record in deal closures. Your key responsibilities will involve building and nurturing client relationships, developing and executing business development strategies, overseeing the creation of financial models and client presentations, mentoring team members, and collaborating with other departments to provide comprehensive sol...

At EY, you'll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we're counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. Working as part of the Consulting team, you will take part in engagements related to a wide range of topics. Some examples of domains in which you will support our clients include the following: - Proficient in Individual and Group Life Insurance concepts, different types of Annuity products, etc. - Proficient in different insurance plans - Q...

The Trade and Transaction Operator, NCT role based in Bangalore, India, focuses on maintaining a robust and stable operating environment to support the Global Trade Services (GTS). As a part of the Trading assistants team, your responsibilities include contributing to the operational strategy of GTS, enhancing service delivery and productivity, and minimizing operational risks through effective controls. Your commitment to continuous process improvement and strong people management skills are essential for this role. Key responsibilities involve sales support functions such as booking, consenting, and confirming trades on a T0 basis, liaising with traders, sales, brokers, and clients to ensu...

You will be joining Millennium Management, a global investment management firm established in 1989 with assets under management totaling approximately $74 billion. With over 2,300 employees worldwide and offices in the United States, Europe, and Asia, our core mission over the past 25+ years has been to provide our investors with the highest quality returns in the alternative investment industry while upholding our principles of integrity, discipline, and excellence. Your responsibilities will include conducting general electronic communications and trading surveillance reviews, with a specific focus on identifying potential insider trading and market manipulation activities. You will be req...

????Were Hiring: Company Secretary, KMP (Listed Company Experience) ???? If governance, precision, and regulatory excellence are your strengths and you live by Three Cs, wed love to connect with you. The 3 Cs: ???? Company Secretary Profession ???? Compliance First approach ???? Commitment to Comply ???? Location: Saki Vihar Road, Andheri East, Mumbai ???? Qualifications: Member of the Institute of Company Secretaries of India ???? Experience: 810 years (35 years in a listed company) ? Key Responsibilities * Ensure compliances under the Companies Act, SEBI Listing Regulations, and other applicable laws * Organize and manage Board Meetings, Committee Meetings, and General Meetings, including ...

As a dynamic and experienced Chief Financial Officer (CFO) at Drishti Group (Drishti IAS & allied companies), you will play a pivotal role in leading our finance function and driving strategic growth. Your responsibilities will encompass a wide range of financial activities to support the company's goals and objectives. Your key responsibilities will include leading the financial planning and analysis process, which involves budgeting, forecasting, and financial modeling to facilitate strategic decision-making and growth initiatives. You will develop and implement financial strategies that are in alignment with the company's overall goals. Oversight of all financial operations, including acc...

Job Description At American Express, our culture is built on a 175-year history of innovation, shared and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your holistic well-being and many opportunities to learn new skills, develop as a leader, and grow your career. Here, your voice and ideas matter, your work makes an impact, and together, you will help us define the future of American Express. How will you make an impact in this role Proactively develop, implement, and deliver a comprehensive and effective colleague relations strategy that ensur...

You are looking for a Head of East India Distribution Sales for a client in the Mutual Fund Industry. With 12 to 20 years of demonstrated experience in mutual fund sales or a related financial services role, you will be responsible for developing and executing strategic sales plans to meet or exceed assigned sales targets. Your duties will include prospecting and acquiring Distributors, Corporate Distributors, Individual MFDs, Family Offices, RIAs, and Fintech companies. Additionally, you will conduct meetings and presentations to effectively communicate investment strategies and product features. It is essential to stay informed about market trends, economic conditions, and regulatory chang...