16 Regulatory Changes Jobs

As an Associate Chartered Accountant specializing in Internal Audit, you will be an integral part of our team based in Pune. Your primary focus will be on conducting internal audits for listed companies, with a particular emphasis on the Manufacturing and IT sectors. Your role will involve leading audit engagements throughout the entire process, from initial planning to final reporting. You will be responsible for ensuring compliance, evaluating internal controls, and delivering value-added insights to our clients. Your responsibilities will include planning, executing, and overseeing internal audits, as well as making presentations to the audit committee. You will assess internal controls, verify regulatory compliance, and review financial records for accuracy. Additionally, you will be expected to prepare detailed audit reports, maintain relevant documentation, and present your findings to senior management. Your role will also involve identifying areas for improvement in systems, processes, and control frameworks, in line with the ICAI's Code of Ethics and our firm's values. To excel in this role, you must stay up-to-date with auditing standards and regulatory changes, while also conducting internal training sessions. Effective collaboration with clients and internal teams is essential, as is the ability to establish and nurture professional relationships. You should be proactive in identifying new opportunities or critical issues and communicating them to reporting managers or partners. Additionally, you will be expected to support firm-wide initiatives and demonstrate flexibility by extending working hours when necessary. The qualifications and skills required for this position include being a Chartered Accountant (CA) with a significant portion of your articleship focused on Internal Audit. Experience working with listed companies, especially in the Manufacturing and IT sectors, is preferred. You should possess a solid understanding of internal audit practices, risk management, and compliance frameworks. Proficiency in audit tools and advanced MS Excel is necessary, along with excellent analytical, documentation, and reporting abilities. Strong communication and presentation skills are crucial, as is the capacity to work both independently and collaboratively within a team environment. In return, you will have the opportunity to work with prestigious listed clients across various sectors, providing you with a robust learning curve and fostering your professional development. Our work environment is supportive, emphasizing quality and ethical practices, and we offer a five-day work week to ensure a healthy work-life balance.,

You will be responsible for conducting closed file review and audit processes, including handling closed and open files for third party administrators and in-house claims. You will be tasked with recovering funds from third party administrators for claims that were processed with errors. Your role will also involve identifying areas for improvement and compiling monthly reports for publication. To excel in this role, you must possess a deep understanding of medical cases, including knowledge of ailment treatments and policy coverages for OPD, hospitalization, personal accident, and travel claims. Strong interpersonal skills are essential, along with a proactive and effective learning attitude. Previous experience in audit is required, as well as proficiency in analytical, communication, and negotiation skills. Familiarity with Basic Microsoft Excel and regulatory changes is necessary, and a minimum of 7 years of experience in general insurance Accident & Health claims is mandatory. The ideal candidate will hold a degree in medicine (BHMS/BAMS/MBBS) to qualify for this position. At Liberty General Insurance, we foster an inspired and collaborative environment where individuals can take ownership of their work, propose innovative ideas, and be assured that their contributions will be recognized and their growth supported. With an extensive employee base of 1200 across 116 offices in 95 cities and 29 states, we maintain a partner network of approximately 5000 hospitals and over 4000 auto service centers. Our core values of Acting Responsibly, Being Open, Keeping it Simple, Making things better, and Putting People First guide our daily operations. To explore our unique selling points, you can visit our website. Working with Liberty offers you the chance to experience the One Liberty Experience, which includes global exposure through cross-country projects, promoting Diversity, Equity & Inclusion (DEI) for equitable career opportunities, and flexible working arrangements. If you are eager to enhance your skills and thrive in a global setting, Liberty General Insurance in Thane, MH, India, is the perfect place for you to grow and succeed.,

You should have good written and oral communication skills along with an understanding of the entire product lifecycle. It is essential to work effectively with cross-functional teams and have exposure to technology products and implementation cycles. Your experience should include working on the requirements gathering phase with client business analysts to understand and document requirements. Strong risk management experience in reputed banks, institutions, big 4 consultancies, product firms, or well-known analytical companies is required. Functional involvement across the project life cycle, including requirements gathering, functional use cases, and reviews, is crucial. Your main responsibilities will include gathering product requirements, prioritizing feature implementations, and creating prototypes. You will coordinate with product engineering and development teams to share prototypes and support product development. Performing functional testing to ensure that the product meets specifications and suggesting enhancements to improve user experience are key tasks. You will be expected to contribute to thought leadership and whitepapers regularly, conduct periodic research to track regulatory changes, identify customer needs, and market requirements. Analyzing the competition, identifying gaps, and working closely with the delivery team for successful product delivery are important aspects of the role. Collaborating with sales teams to educate on product features and benefits, as well as creating support and training documents for internal and external users, are also part of the job responsibilities.,

As a Financial Accounting professional specializing in Capital & Statistical Reporting, your role at Capco, a global technology and management consulting firm, will be integral to the preparation and submission of crucial reports in compliance with regulatory guidelines. You will be expected to have a strong knowledge of various regulatory norms such as Basel 3, PRA, ECB, Fed, HKMA, and MAS, particularly related to COREP and statistical reporting requirements. Collaboration with multiple stakeholders including Risk Management, Treasury, and Financial Reporting teams will be essential to gather the necessary data for reporting purposes. Your responsibilities will also include working on automating processes, conducting analytical reviews, and providing insightful comments on regulatory submissions for both internal management and external regulators. In this role, you will be required to analyze and interpret complex financial data to ensure accuracy and consistency in reporting. It will be crucial to stay updated with changes in financial regulations and adapt reporting processes accordingly. Your expertise will be valuable in providing insights to senior management on capital utilization, risk exposure, and other key financial metrics. Additionally, you will play a key role in participating in cross-functional initiatives aimed at enhancing reporting systems and processes. Reconciliation of finance and risk data, addressing data quality issues, and contributing to strategic business initiatives will be part of your responsibilities. With a focus on career advancement and a culture that values diversity, inclusivity, and creativity, Capco offers an environment where you can make a significant impact through innovative thinking, delivery excellence, and thought leadership. Join us in transforming businesses in the energy and financial services sectors across the globe. This position is open in multiple locations including Chennai, Bengaluru, and Hyderabad, requiring a professional with 12 to 15 years of experience in Financial Accounting and Regulatory Reporting. If you are looking for a dynamic opportunity to contribute to disruptive work that is shaping the future of the industry, Capco is the place for you.,

You will be responsible for EMEA surveillance, monitoring, and testing reviews, with a focus on supporting the European short sell and personal account dealing reviews. Your role will involve monitoring daily reports and other tools to ensure compliance with policies. You will review surveillance alerts, conduct analysis, and escalate findings as necessary. Regular interaction with the business and compliance teams will be required to provide advice and guidance on compliance matters. Additionally, you will assist with regulatory examinations, inquiries, investigations, and projects when needed. Drafting and amending compliance-related policies and procedures, monitoring regulatory changes, updates, and industry-wide compliance initiatives will also be part of your responsibilities. You will lead special compliance-related projects involving various inter-department stakeholders. Ideally, you should hold a Bachelor's degree in finance, Economics, or a related field with a strong academic record. A minimum of 3 years of experience is required, with prior surveillance or related experience at a regulatory authority, bank/broker, or buy-side firm being ideal. Experience in the securities and trading industry is preferred, as well as familiarity with third-party surveillance platforms. You must possess exceptional written, analytical, and research skills, with the ability to apply both quantitative and qualitative analysis. Strong attention to detail, organization, and effective communication skills, both verbal and written, are essential. You should be able to work independently with all levels of management and staff, demonstrate strong communication and analytical skills, and have a willingness to learn. Handling multiple tasks simultaneously, attention to detail, problem-solving abilities, and the capacity to work effectively with others are key requirements. Proficiency in computer skills, including Bloomberg, MS Outlook, Word, Excel, and PowerPoint, is necessary for this role.,

Location- Dubai (After relocation) We are seeking a highly motivated and results-driven Sales Executive to join our growing team in Dubai . This role is focused exclusively on credit cards and personal finance solutions, and is best suited for professionals from a fintech or banking background with a proven track record in retail financial product sales. The position requires relocation to Dubai and offers an exciting opportunity to be part of a dynamic, high-growth environment. Key Responsibilities Promote and sell credit card and personal finance products to individual clients Build and manage a pipeline of qualified leads through cold calling, field sales, and referrals Identify client needs and offer suitable financial solutions in alignment with product offerings Maintain up-to-date knowledge of market trends, product updates, and regulatory changes Meet and exceed monthly sales targets and KPIs Deliver exceptional customer service and maintain long-term client relationships Ensure compliance with internal policies and UAE regulatory guidelines Show more Show less

As an Associate specializing in the gaming industry, you will be an integral part of the Global Capability Centre (GCC) established by AGR for Merak Capital. Merak Capital, a technology investment firm based in Riyadh, manages Venture Capital and Private Equity funds with investments in various technology verticals such as FinTech, Logistics, and E-Commerce. Your primary responsibilities will include evaluating investment opportunities, conducting market analysis, and offering insights into the dynamic gaming industry. This involves researching gaming trends, business models, and technologies to support the strategic objectives of the company within the gaming sector. Key responsibilities: 1. Market Analysis: A. Research and analyze the gaming industry, including market trends, player behaviors, and emerging technologies. B. Identify potential investment opportunities in gaming, such as game developers, publishers, eSports platforms, and gaming technology companies. 2. Due Diligence: Evaluate financial statements, business models, and growth potential of gaming-related companies. Conduct competitive benchmarking and risk analysis to assess investment viability. 3. Portfolio Management: Source deals in the gaming sector through networking, conferences, and industry relationships. Assist in structuring, negotiating, and executing investment transactions. 4. Industry Expertise: Stay updated on gaming industry developments, technological advancements, and regulatory changes. Act as an internal expert on gaming trends, presenting insights and updates to the team and stakeholders. 5. Collaboration: Work cross-functionally with internal teams like finance, legal, and operations to support investment initiatives. Build and maintain relationships with key stakeholders, founders, industry leaders, and potential partners. Role requirements: - Uphold professional ethics, confidentiality, and integrity. - Strong written and verbal communication skills. - Excellent analytical abilities, detail-oriented, proactive, and self-motivated. - Ability to deliver compelling presentations and communicate effectively. - Proficiency in Microsoft Suite including PowerPoint, Word, and Excel. - Minimum 4 years of experience in a similar role within fast-growing companies or startups. - Bachelors or Masters degree in Finance, Business, Gaming, Technology, or related field. - Interest in technology and finance with foundational knowledge of investments, private equity, venture capital, and finance. Job Features: - Job Category: Associate (Gaming Industry) - Vertical: Investment Research - Work Style: Onsite - Duration: Permanent - Qualification: Bachelors or Masters Degree in Finance, Business, Gaming, or Technology - Experience: Minimum 4 years,

As a Scientific Content Writer at our company, your primary responsibility will be to prepare and create high-quality scientific content in compliance with industry standards and company SOPs. You will curate scientific information with precision, ensuring proper formatting and clarity to accurately represent scientific and clinical data while maintaining originality in writing. It will be essential for you to stay informed about industry trends, regulatory changes, guideline updates, and recent medical literature to enhance content quality and include clinically relevant information. Managing timelines and deliverables efficiently will be crucial to uphold the quality of content without compromise. Additionally, you will be tasked with developing surveys, polls, and quizzes across various specialties based on recent updates in clinical practice. To excel in this role, you should ideally possess an M.Sc. or Ph.D. in Life Sciences, or a background in B. Pharm / M. Pharm. Previous experience in medical writing within the pharmaceutical or healthcare sector is preferred. An in-depth understanding of the subject matter and scientific principles will be beneficial, along with proficiency in using Microsoft Office Suite. Your strong project management skills, ability to handle multiple projects, meet deadlines, and adhere to high-quality standards will be critical for success in this position.,

Capgemini is currently looking for a director-level executive to fill the role of SME Loan Administration. The ideal candidate should have extensive experience working for financial institutions or banks with knowledge of various financial products, including Funding Markets, Commercial Loan Portfolios, Loan Administration, and Covenant Administration. A solid understanding of Loan Administration systems such as LoanIQ, E-Works, and LoRD is essential for this role. The candidate will act as a referral point for all Section staff, particularly Team Leaders, providing guidance, knowledge, and training as necessary. In this position, you will work closely with the onshore Credit & Limit Control and Loans Administration teams, ensuring strategic planning for the Section's optimal performance. You will drive and deliver strategic initiatives and Transformational projects in collaboration with the Transformation and Innovation office, championing innovation and leading the creation of new ideas for process and productivity improvements. Participation in monthly KAIZEN meetings to improve error rates year-on-year and implementation of Action Plans and Root Cause Analysis post-error are key responsibilities. You will identify Domain knowledge gaps, drive Team Upskilling, and enhance Domain Expertise through internal and external certifications, training, and mentoring of staff. Building collaborative relationships with the Client Organization and serving as a trusted advisor on Process and domain-related matters is crucial. Communication of plans and operating solutions to enhance services for the Client organization, increase functional efficiency, and reduce operational risk is also a significant part of the role. The role involves liaising with internal and external Auditors regarding section processes and controls. Ensuring comprehensive procedural documentation adherence across all key operational processes and maintaining service level agreements across Functional Areas is paramount. Continuous engagement with the Client, evaluation of industry and regulatory changes, strategic thinking to anticipate challenges, and taking proactive steps to address them are essential. Collaboration with various teams internally to develop Loan Administration related offerings for both Commercial and consumer loans is required, ensuring Go-to-Market material and collateral are regularly updated. The ideal candidate should have a minimum of 15-20 years of experience in similar roles managing large operations and diverse teams. Strong communication skills, the ability to establish trust with internal key stakeholders and partners, proactive leadership, influencing, and negotiating skills are necessary. Experience in leading and successfully delivering change and Transformation initiatives for Banking Clients and a profound understanding of general Loans Administration roles and responsibilities with relevant current market knowledge are also important secondary skills for this role.,

NTT DATA is seeking exceptional, innovative, and passionate individuals who are looking to grow with the organization. If you are interested in being part of an inclusive, adaptable, and forward-thinking team, we encourage you to apply now. As a part of our team, you will be responsible for interacting with various stakeholders, including business owners, product teams, vendors, and customers, to identify requirements and ensure timely delivery. Your role will involve providing content leadership to clients in defining solutions for their business needs. You will collaborate with business stakeholders for requirements gathering, analysis, and documentation. Additionally, you will work closely with delivery and implementation teams to provide domain inputs and ensure the successful implementation of proposed solutions. To excel in this role, you should have expertise in Messaging Schemas and Message formats. You will be expected to act as a catalyst between business and IT teams, demonstrating strong communication skills to lead domain discussions with BFSI customers. A combination of Engineering and MBA degree is preferred for this position. Key Skillset: - Ability to understand current processes and gather requirements effectively. - Proficiency in interpreting and implementing regulatory changes such as SWIFT/SEPA rulebooks. - Capability to engage with multiple stakeholders from business, IT, and solution architecture teams. - Strong documentation skills, including flow diagrams, procedures, and manuals. About NTT DATA: NTT DATA is a trusted global innovator in business and technology services, with a commitment to helping clients innovate, optimize, and transform for long-term success. We serve 75% of the Fortune Global 100 and boast a diverse team of experts across more than 50 countries. Our services range from business and technology consulting to data and artificial intelligence solutions. As a leader in digital and AI infrastructure, we are dedicated to driving organizations and society into a sustainable digital future. NTT DATA is part of the NTT Group, which invests significantly in R&D each year to support digital transformation. For more information, visit us at us.nttdata.com.,

As a Relationship Manager - Wealth with a minimum of 3 years of experience, you will be responsible for acquiring and managing clients for various investment products such as Mutual Funds, Stock Markets, Insurance, and other financial instruments. Your role will require you to possess a strong understanding of investment strategies and be able to confidently address queries related to Mutual Funds, Stock Markets, associated risks, financial terminologies, and portfolio management. To be considered for this role, you should hold a Bachelor's degree in Commerce (B.Com) or an MBA in Finance with a good knowledge of Mutual Funds. Additionally, possessing certifications such as Chartered Wealth Manager (CWM), Certified Financial Planner (CFP), AMFI Mutual Funds certification, or NISM Dealer Module would be advantageous. Your primary responsibilities will include managing and growing a portfolio of High Net Worth Individual (HNI) clients by offering expert investment advice, wealth planning, and personalized financial solutions. You will be required to build and maintain strong relationships with clients, provide advice on various investment products, conduct regular portfolio reviews and risk assessments, onboard new clients, offer customized investment solutions, and stay updated on market trends and regulatory changes. In summary, as a Relationship Manager - Wealth, you will play a crucial role in client acquisition and retention through the delivery of tailored financial solutions and investment advice to HNI clients.,

The Trade Surveillance team at Macquarie plays a crucial role in ensuring the integrity and efficiency of the trading operations. The team consists of analysts who are committed to enhancing the trade surveillance systems to align with changing market conditions and trading strategies. At Macquarie, we believe in the strength of diversity and empower our employees to explore various possibilities. Operating globally in 31 markets with 56 years of consistent profitability, we value contributions from every team member, regardless of their role. As a key player in this role, you will lead a team of analysts on a global scale, focusing on fine-tuning and evaluating trade surveillance models. Your responsibilities will include improving the accuracy and effectiveness of these systems through meticulous model tuning, back-testing, and staying updated on regulatory changes, trading strategies, and market dynamics. Requirements: - University or higher degree with at least 8 years of experience in trade surveillance systems and trading operations, with expertise in futures, commodity, equity trading, and surveillance methodologies. - Proficiency in stakeholder management, qualitative and quantitative analysis of trade surveillance systems, and conducting thorough back-testing to validate system performance. - Strong analytical skills, attention to detail, and the ability to interpret complex data for making informed decisions. - Excellent communication skills, leadership capabilities, and experience in engaging with stakeholders at all levels to foster an inclusive and collaborative work environment. Macquarie encourages individuals who are passionate about shaping a better future to apply for this role or explore opportunities within the organization. About the Risk Management Group: The Risk Management Group at Macquarie operates as an independent and centralized function responsible for reviewing and challenging material risks. The global team focuses on oversight, monitoring, and reporting to manage current risks and anticipate future risks. Divisions within the group include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk, and prudential and central functions. Macquarie is committed to diversity, equity, and inclusion, and provides reasonable adjustments to support individuals during the recruitment process and in their working arrangements. If you require additional assistance, please notify us during the application process.,

CRO Associate ( AML/KYC Regulatory Associate ) ( Client Ragulatory Outreach ) We are looking for immediate joiners/ less notice period for a position focused on regulatory reporting within the financial services and capital markets domain. The role involves reporting processes, understanding regulatory changes, and drafting professional communications for end clients. Exp :- 4-9 years ( Consultant/Analyst level ) Location :- Bangalore ( Eco Space ) Joining: Immediate Industry: Financial Services / Capital Market SKILLS & EXPERIENCE WERE LOOKING FOR BASIC QUALIFICATIONS Bachelors degree with a minimum of 5 years of relevant experience Self-motivated and proactive team player, who takes ownership and accountability of projects, has strong organizational skills and the ability to effectively manage competing priorities under tight regulatory deadlines Proven analytical skills, problem solving ability, and a control mentality paired with meticulous attention to detail to help influence decisions and outcomes grounded in data Strong communication skills with the ability to develop relationships and engage senior stakeholders across divisions to communicate clearly and concisely at a time of considerable change PREFERRED QUALIFICATIONS Previous experience in the Financial Services industry dealing with regulatory change and/or client engagement Previous experience and/or coursework in data-driven analysis and strategic thinking Face off to senior stakeholders across the firm and engage with external vendors as you develop and drive each regulation’s outreach strategy Leverage data analytics to gain insight into clients in order optimize our engagement strategies Contribute your ideas and propose new solutions while partnering with Technology to develop the infrastructure to effectively manage through future engagements Leverage your risk management mind-set to ensure that the processes implemented to engage with clients and solicit data are operationally robust

You will be joining a global investment bank in a full-time hybrid role as a Manager of Cross-border Regulatory Compliance. This role is based in Bangalore and involves overseeing cross-border compliance, ensuring adherence to international regulations, and managing compliance audits. Your daily responsibilities will include developing and implementing compliance policies, monitoring regulatory changes, and providing guidance on regulatory issues. Additionally, you will collaborate with international teams to ensure consistent compliance practices. Your key responsibilities will include leading the implementation and monitoring of the cross-border controls framework across global Asset Management entities, acting as the Subject Matter Expert for cross-border processes and tools, producing and managing global Management Information for governance forums, supporting training development and tracking for cross-border compliance, and serving as the first point of contact for business queries related to cross-border regulations. You will also collaborate with Legal, Compliance, IT, and Business teams to ensure accurate interpretation and application of regulations, provide user support, identify enhancement opportunities for cross-border tools, and ensure adherence to Risk, Compliance, Global Standards, and FCC requirements. To be successful in this role, you should hold a Bachelor's degree in Finance, Business, Law, or a related field, have 4-8 years of experience in the financial industry, preferably within Asset Management, possess 2-4 years of experience in risk and controls management with a focus on cross-border regulation or regulatory compliance, have experience working with Legal or Regulatory Compliance teams, demonstrate strong communication, analytical, and interpersonal skills, be able to manage multiple tasks in a fast-paced, global environment, and have proficiency in working with MI tools and regulatory documentation.,

The role of Customer Service in the Financial Services industry involves providing exceptional customer service through various channels like phone calls, emails, or chats to address client queries and concerns regarding mutual funds. You will be responsible for processing transactions such as account opening, funding, redemption, and switches promptly. Collaboration with internal teams, especially the sales team, is essential to achieve sales targets and offer product recommendations aligned with clients" risk profiles. It is crucial to stay informed about market trends and regulatory changes to provide well-informed advice to clients. This is a Day Shift Job with 5 working days a week and fixed Saturdays and Sundays off. The role falls under the Customer Success, Service & Operations department in the Financial Services industry. The position is Full Time and Permanent, and the Role Category is Customer Success, Service & Operations - Other. The educational requirement for this role is Any Graduate.,

As an Equity Derivatives Dealer, you'll be responsible for executing and managing equity derivatives trades. Your role involves implementing trading strategies, monitoring market trends, and ensuring accurate trade execution. Compliance with regulations, effective risk management, and staying updated on market developments are crucial aspects of the role. You'll contribute to the organization's success by driving profitable trading activities while maintaining a strong focus on risk and compliance. Responsibilities: Execute trades efficiently across various accounts, ensuring minimal slippage and optimal trade execution. Monitor exposure limits at each account level, ensuring compliance with risk management policies and internal limits. Maintain accurate and thorough records of all trades, ensuring full compliance with company policies and regulatory requirements. Monitor and manage multiple accounts, switching seamlessly between them as needed to provide timely execution and updates. Provide ongoing account management, including account reconciliation, trade confirmations, and regular reporting. Use advanced Excel functions to analyze data, prepare reports, and model trade scenarios. Coordinate with the risk management team to ensure appropriate hedging strategies are in place. Provide regular ledger balance updates and account reconciliation to management. Use the ODIN terminal proficiently for trade execution, monitoring, and reporting. Stay updated with market trends, regulatory changes, and best practices in derivatives trading. Experience: Bachelors degree in finance, or a related field. Relevant certifications such as NISM Equity Derivatives (mandatory). 5-6 years of experience in equity derivatives dealing or trading. Strong knowledge of derivatives markets, options, futures, and risk management strategies. Proficiency in using the ODIN terminal for trade execution and monitoring. Advanced Excel skills, with the ability to use complex formulas for analysis and reporting. Experience in providing ledger balance details and account management insights to senior management. Attention to detail in executing and recording trades. Ability to work effectively under pressure in a fast-paced trading environment. Ability to work effectively under pressure in a fast-paced trading environment. _