8 Regulatory Certifications Jobs

ACA is a leading governance, risk, and compliance (GRC) advisor in financial services, founded in 2002 by former SEC and state regulators. ACA has grown organically and by acquisition to expand its services to include GIPS standards verification, cybersecurity, regulatory technology, ESG advisory, AML, financial crimes, and more. As an ACA Foreside Supervision Analyst, you will utilize independent judgment to ensure Registered Representatives comply with regulatory standards and ACA Foreside policies. Your primary responsibility will be reviewing electronic communications and social media for compliance. Your duties will include: - Reviewing electronic communications for compliance with poli...

About the Job Netweb is a Technology Solutions Provider with deep expertise in infrastructure solutions, particularly in High-Performance Computing, AI, Machine learning, Cloud, and Big Data to name a few. For more than 20 years now, Netweb has helped over thousands of companies all around the world with customer-specific solutions to efficiently achieve business objectives. As a top segment partner to some of the worlds leading technology companies, Netweb has delivered solutions to over 7,000 customers including the highest install base of HPC in Southeast Asia (including one of the Fastest hybrid supercomputers). Having worked with 5000+ customers across the world from different industrie...

As a Supply Chain (Sourcing, Production & Quality) Manager/Sr. Manager/Lead at Mikos, you will play a crucial role in leading sourcing, production planning, vendor management, quality, and compliance for the consumer electronics portfolio. Your responsibilities will include strategic sourcing, ODM development, production planning and execution, quality control, compliance, and new product development interface. Key Responsibilities: - Strategic Sourcing & ODM Development: - Lead sourcing for electronics components and mechanical assemblies. - Develop and manage ODM partnerships for new products. - Identify and qualify alternate suppliers for critical components. - Build and maintain supplier...

About ACA: ACA was founded in 2002 by four former SEC regulators and one former state regulator. The founders saw a need for investment advisers to receive expert guidance on existing and new regulations. Over the years, ACA has grown both organically and by acquisition to expand our GRC business and technology solutions. Our services now include GIPS standards verification, cybersecurity and technology risk, regulatory technology, ESG advisory, AML and financial crimes, financial and regulatory reporting, and Mirabella for establishing EU operations. Position Summary: ACA Foreside Supervision Analysts will use independent judgement and discretion to ensure all Registered Representatives adh...

As a Program Manager for water purifier products, you will be responsible for leading New Product Introduction (NPI) projects from concept to launch. You will own project timelines, cost targets, and quality metrics throughout the product lifecycle. It will be your duty to establish clear program governance, conduct stage-gate reviews, and implement risk management frameworks. Collaboration with cross-functional teams including R&D, design, sourcing, manufacturing, quality, service, and marketing will be a key aspect of your role. You will align stakeholders to meet product specifications, regulatory standards, and customer requirements. Engaging with suppliers and vendors during development...

Key Responsibilities :- ? Program Management ? Lead NPI projects for multiple water purifier products, ensuring timely execution from concept to launch. ? Own project timelines, cost targets, and quality metrics across the product lifecycle. ? Establish clear program governance, stage-gate reviews, and risk management frameworks. ? Cross-Functional Leadership ? Collaborate with R&D, design, sourcing, manufacturing, quality, service, and marketing teams. ? Align cross-functional stakeholders to deliver on product specifications, regulatory standards, and customer requirements. ? Drive supplier and vendor engagement during development and ramp-up. ? Product Development & Validation ? Ensure DF...

Key responsibilities: To acquire, build and maintain strong relationships with high-net-worth individuals to understand their financial goals and objectives. To demonstrate expertise in wealth management products, including but not limited to Debentures, Alternative Investment Funds (AIFs) and Portfolio Management Services (PMS), MFs, Insurance, Gsecs, corporate bonds, Commercial Papers, NCDPTCs, etc. To educate clients on the features, benefits, and risks associated with various wealth management products.To identify new business opportunities and generate leads through networking and referrals. To drive business growth by effectively cross-selling wealth management products and services to...

To acquire, build and maintain strong relationships with high-net-worth individuals to understand their financial goals and objectives. To demonstrate expertise in wealth management products, including but not limited to Debentures, Alternative Investment Funds (AIFs) and Portfolio Management Services (PMS), MFs, Insurance, Gsecs, corporate bonds, Commercial Papers, NCDPTCs, etc. To educate clients on the features, benefits, and risks associated with various wealth management products.To identify new business opportunities and generate leads through networking and referrals. To drive business growth by effectively cross-selling wealth management products and services to existing clients. To ...