53 Regulatory Adherence Jobs - Page 2

The QA/QC Head position requires an experienced professional with 10 to 15 years of experience in quality assurance and control within the real estate or construction industry. As the QA/QC Head, you will be based in Mumbai and will be responsible for ensuring the highest standards of quality and compliance in all construction projects within the company. Your main responsibilities will include developing and implementing an effective Quality Management System (QMS) tailored to real estate projects, monitoring and evaluating project execution to ensure adherence to quality standards, and ensuring compliance with local, state, and national regulations. You will lead the QA/QC team by providin...

As a Medical Sales Executive specializing in the Gynecology product segment at Life Scanners Health Care Pvt Ltd in Pune, Maharashtra, your primary role is to promote and sell medical devices associated with women's health. Your key responsibilities encompass developing and executing sales strategies to achieve set targets, identifying new market opportunities, and conducting market research to stay updated on customer needs and industry trends. Your focus will also involve establishing and nurturing strong relationships with key customers such as gynecologists, hospitals, and clinics. Providing exceptional customer service, engaging in clinic and hospital visits to promote products, and con...

The role involves managing and administering defined benefit pension schemes for the Trustee of the Tesco PLC Pension Scheme. Your responsibilities include providing accurate and efficient administration services, handling member queries, processing benefits, and ensuring regulatory compliance to deliver excellent service to members and support timely pension scheme operations. You will be responsible for following the Business Code of Conduct, acting with integrity and due diligence, and identifying operational improvements. You will be required to complete tasks and transactions within agreed KPIs, apply fundamental work theories in your areas of work, and ensure Scheme Administration by p...

Our client is a dynamic and growing 100% export-oriented biodiesel manufacturing company committed to sustainable energy solutions. With a strong presence in the market, they are expanding their operations and seeking a highly skilled and experienced Finance & Banking Manager (maximum 15 years of experience) to lead their finance and banking responsibilities at their Hyderabad office. Role Overview: This pivotal role demands a seasoned professional with a strong understanding of core financial principles, coupled with specific expertise in managing international trade finance, including import and export transactions. The ideal candidate will be a qualified Company Secretary with the ability...

The Derivative Operations team provides operational support across CIB, encompassing key product areas such as FX, OTC Derivatives, Principal Collateral, 3rd Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and CASS. As a Team Leader in Collateral Operations, your role will involve managing Margin call processes, ensuring Regulatory compliance, overseeing cross LOBs metrics and projects, as well as fostering a culture of continuous improvement across Back Office, Middle offices, and Global teams. Collaboration with various Operations & Technology teams within the organization will be essential to provide comprehensive business support. Responsibilities: - Managing Collater...

The Lead Accountant position with our company based in Chennai is a full-time on-site role that involves overseeing daily accounting operations, managing financial transactions, ensuring compliance with accounting regulations, preparing monthly and annual financial reports, and conducting comprehensive financial analysis. Additionally, you will be responsible for supervising junior accounting staff, coordinating with external auditors, and supporting the budgeting and forecasting process. To excel in this role, you should possess proficiency in Accounting, Financial Reporting, and Financial Analysis. Experience with Tax Compliance and Regulatory Adherence is essential, along with strong skil...

Responsibilities Drafting notices and agenda of Board meetings, Committee Meetings and General Meetings and preparing minutes of the same Assisting the CS for all company secretarial functions, duties and responsibilities Assisting in Budgetary Support under GST along with CA Filing of Returns and Compliances with ROC, BSE, NSE, SEBI etc. Knowledge of Accounts Preparing & Filing ROC Forms Maintain Minutes Books Conducting AGM & EGM of Listed Entity Knowledge of Share Transactions, Demat, Holding etc. Preparing Legal Documents & Agreements Keep Yourself updated about Regular changes in different acts related to Company. Coordination with SEBI & Stock Exchange for ESOP Scheme, obtaining in-pri...

Expansion: Plan and execute growth strategies to expand into new territories and increase market penetration. Develop strategic partnerships with local businesses and stakeholders to drive growth. Ensure compliance with local regulations and legal requirements during expansion activities. Hiring: Lead the recruitment process for hiring on-roll employees, ensuring alignment with organizational standards and goals. Design and implement strategies to recruit and maintain a robust team of riders. Develop retention initiatives to motivate and retain staff, focusing on rider satisfaction. Capacity Building to Scale Up: Train and upskill team members to manage increasing operational demands. Optimi...

We are seeking a qualified and experienced Chartered Accountant to join our Accounts team. The ideal candidate will have at least 4 years of post-qualification experience in auditing, accounting, financial reporting, taxation and statutory compliance Required Candidate profile The candidate will play a key role in ensuring financial accuracy, regulatory adherence and strategic financial planning.

The Compliance Intern (GRC - Cyber security) will support key compliance activities, including monitoring and audit preparation. Your role involves maintaining records, assisting with documentation, and collaborating across departments to help ensure regulatory adherence and support ongoing compliance projects. Support the implementation of compliance training programs and help maintain training materials. Participate in compliance monitoring activities and assist in preparing reports for management. Provide support during internal and external audits, including documentation and responses. Maintain organized compliance records and manage a centralized document repository. Collaborate with o...

As a Claims Management Specialist at Accenture, you will be part of the Tower: UK Life and Pensions team, focusing on Claims processing within the UK Life, Pensions, and Investment domain. With over 8 years of experience in this field, you will be responsible for managing end-to-end service delivery, leading high-performing teams, and driving operational improvements. Your expertise in Claims processing and ability to deliver results will be crucial in ensuring accurate and timely administration of insurance policies. To excel in this role, you must possess a Bachelor's degree in any discipline and have a proven track record of successfully managing and leading teams in Life and Pensions Ser...

As a Business Development Manager/Sales Specialist at YAMARKETS based in New Delhi, you will be part of a dynamic and rapidly growing firm in the Forex trading industry. Your primary responsibility will be to drive business growth, expand the client base, and enhance revenue streams in the Forex market. Your key responsibilities will include conducting market research and analysis to identify potential clients, market trends, and competitive offerings. You will stay updated on global financial markets, regulatory changes, and economic indicators affecting the Forex industry. Additionally, you will develop strategies to acquire new clients, maintain strong relationships with existing clients,...

As an Accountant/Finance Executive at Megamind in Mangalore, Karnataka, you will be an integral part of a leading Creative Agency specializing in digital marketing services, brand development, corporate film production, and web and graphic design solutions. Your role will involve preparing accurate financial statements, MIS reports, and forecasts to support business decision-making. You will analyze financial data to identify trends, cost-saving opportunities, and areas for improvement. Ensuring tax compliance and regulatory adherence will be a key responsibility, which includes managing TDS records, GST calculations, and submitting tax returns. Collaboration with the accounts team for tax c...

The RMS Manager plays a critical role in overseeing and managing the Risk Management System for a leading broking firm. You must be highly skilled in risk analysis and mitigation, particularly proficient in using ODIN and Greek software systems. Your responsibilities include ensuring compliance with regulatory requirements, optimizing risk protocols, and coordinating with different teams to maintain robust risk oversight across all trading activities. You will oversee and manage the firm's risk exposure, ensuring alignment with organizational risk tolerance. Develop and implement risk policies, controls, and reporting mechanisms to monitor trading and market exposure. Continuously monitor ma...

As an individual interested in the urgent vacancies for Banquet sales in Kolkata, you will be responsible for various key result areas including event planning and coordination, client consultation, team management, staffing, scheduling, logistics and setup, layout planning, dcor setup, culinary coordination, menu planning, food presentation, customer service, guest relations, quality control, financial management, budgeting, billing, vendor coordination, vendor selection, contract negotiation, health and safety compliance, regulatory adherence, emergency response, post-event evaluation, feedback collection, and analysis. Candidates with a background in Hotel Management and knowledge of Ids ...

As a Project Coordinator, you will be responsible for overseeing various aspects of project management from planning to execution. Your role will involve project planning, resource management, time management, budget management, quality assurance, stakeholder communication, risk management, documentation, compliance, and regulatory adherence, as well as utilizing various systems and tools. Your attention to detail and ability to effectively coordinate between different teams and stakeholders will be crucial to the successful completion of projects. You will play a key role in ensuring that projects are completed on time, within budget, and meet quality standards while adhering to all complia...

About this role: Wells Fargo is seeking a... In this role, you will: Support management in the day-to-day supervision of less experienced team providing guidance, and resolution to issues contributing to overall effectiveness of team Provide feedback and present ideas for improving or implementing processes and tools within Operations group Perform or guide others on complex escalated issues that require planning, evaluation, and interpretation Prioritize work and provide daily work leadership and mentorship to team Provide training and technical guidance to less experienced staff Lead or contribute to implementation of new or revised processes and procedures that require coordination among ...

An opportunity to work with The Sankalp Group assures you more than just job satisfaction, it inculcates a sense of diversity and humanitarian values needed to function in a hospitality sector. The position available is for a Senior Engineer in construction based in Ahmedabad. The ideal candidate should have a minimum of 5+ years of experience in the field. As a Senior Engineer in construction, your primary responsibilities will include overseeing construction project planning and execution. You will be responsible for managing site operations to ensure safety and compliance with regulations. Coordination with contractors, architects, and vendors will be a key part of your role to ensure smo...

As a Regulatory Compliance Specialist, you will play a crucial role in ensuring our organization's compliance with regulatory standards in various operational areas. Your proactive approach will be essential in effectively managing compliance processes, communicating regulatory updates, and supporting governance initiatives. Your key responsibilities will include: - Advertising Compliance: You will be responsible for vetting and approving insurance advertisements, maintaining a comprehensive advertisement register, approving specimen advertisements, and ensuring the smooth functioning of the advertisement committee. - Regulatory Adherence: You will work towards ensuring overall compliance wi...

As a Health/Sr Health Insurance Counsellor/Astt. Sales Manager at Niva Bupa Health Insurance Company, your primary role is to sell insurance products directly to customers through various avenues such as Activity Driven Business and Point Of Care desks. It is essential to maintain a good rapport with stakeholders at the place of business. You will be responsible for onboarding new customers through direct selling, reference selling, activity-driven selling, and direct sales at multiple locations within and outside the city. To excel in this role, you should possess a strong understanding of insurance products, excellent communication and written skills, and the ability to develop business op...

Derivative Operations offers a unique opportunity to provide operational support across Corporate and Investment Banking, encompassing essential product areas such as Foreign Exchange, Over-the-Counter Derivatives, Principal Collateral, Third Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and Client Asset Sourcebook. As a Margin & Collateral Analyst in Collateral Operations, you will be responsible for various tasks including managing Collateral Disputes, performing daily Margin Exchange with Same day Settlement and Exception management, supervising controls around Collateral exposure, handling MTM breaks including data quality and strategic projects, and playing a key r...

As an Internal Audit professional with 8-10 years of experience, your primary responsibilities will include the following: Audit Planning and Execution: You will play a key role in designing and developing comprehensive audit programs to assess the effectiveness of internal controls, determine audit scope, and ensure the annual audit plans are met. Compliance and Regulatory Adherence: Ensuring compliance with Fintech industry regulations, applicable laws, internal policies, and taxation regulations will be a crucial part of your role. You will act as an objective source of independent advice to ensure validity, legality, and goal achievement while monitoring adherence to company policies and...

Derivative Operations offers a unique opportunity for you to provide operational support across Corporate and Investment Banking. This encompasses essential product areas such as Foreign Exchange, Over-the-Counter Derivatives, Principal Collateral, Third Party Derivatives, Cleared Derivatives, Agency Collateral, Billing, and Client Asset Sourcebook. As a Margin & Collateral Analyst in Collateral Operations, your responsibilities will include managing Collateral Dispute, performing daily Margin Exchange with Same day Settlement and Exception management, supervising controls around Collateral exposure, and overseeing MTM breaks including data quality and strategic projects. You will partner wi...

As an experienced and versatile Manager, Operations & Administration at Expansion Desk in Kurali (Punjab), you will be responsible for overseeing the critical support functions of the company. With a minimum of 10 years of experience in an organized sector, you will demonstrate a comprehensive understanding of best practices in human resources, manpower management, accounts, and various company certifications and compliances. Reporting to the directors, you will play a crucial role in ensuring smooth and efficient operations to support manufacturing practices, the team, and regulatory adherence. Your key responsibilities will include: Human Resources (HR): - Talent Management: Oversee employ...

Responsibilities Drafting notices and agenda of Board meetings, Committee Meetings and General Meetings and preparing minutes of the same Assisting the CS for all company secretarial functions, duties and responsibilities Assisting in Budgetary Support under GST along with CA Filing of Returns and Compliances with ROC, BSE, NSE, SEBI etc. Knowledge of Accounts Preparing & Filing ROC Forms Maintain Minutes Books Conducting AGM & EGM of Listed Entity Knowledge of Share Transactions, Demat, Holding etc. Preparing Legal Documents & Agreements Keep Yourself updated about Regular changes in different acts related to Company. Coordination with SEBI & Stock Exchange for ESOP Scheme, obtaining in-pri...